This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Corey Riscalla | 2001 | Bachelor of Arts - Deakin University ~ Bachelor of Commerce - Deakin University ~ Certificate of Self Managed Superannuation Funds - Kaplan Professional Education ~ Certified Financial Planner - Deakin University/FPA ~ Diploma of Financial Planning - Deakin University/FPA |
| David George Baker | 2007 | Bachelor of Business - Swinburne University ~ Certificate of Margin Lending and Geared Investments - Kaplan Professional Education ~ Certificate of Self Managed Superannuation Funds - Kaplan Professional Education ~ Certified Financial Planner - Deakin University/FPA ~ Diploma of Financial Planning - Deakin University/FPA |
| Dimce Trajcevski | 2010 | Accredited Listed Product Adviser Program - Kaplan Professional Education ~ Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Commerce (Honours) - Monash University ~ Diploma of Financial Planning - Kaplan Professional Education ~ Self Managed Superannuation Fund Advisor (Personal Advice) - Mentor Education |
| John Cesario | 1990 | Certificate of Margin Lending And Geared Investments - Kaplan Professional Education ~ Certificate of Self Managed Superannuation Funds - Tribecca Professional Education ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - Deakin University/FPA ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Nathan James Cesario | 2018 | Bachelor of Commerce, Accounting, Finance and Financial Planning - Deakin University |
| Paul Bourke | 2010 | Accredited Listed Product Adviser Program - Kaplan Professional Education ~ Bachelor of Business (Financial Planning) - RMIT University ~ Margin Lending - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |