This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to personal and general financial product advice limited to:
derivatives to retail and wholesale clients;
foreign exchange contracts to retail and wholesale clients;
margin lending facilities limited to non-standard facilities to wholesale clients;
margin lending facilities limited to standard facilities to retail and wholesale clients; and
securities to retail and wholesale clients.
Deal in a financial product limited to issue, apply for, acquire, vary or dispose of a financial product limited to:
derivatives to retail and wholesale clients;
foreign exchange contracts to retail and wholesale clients; and
securities to retail and wholesale clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
derivatives to retail and wholesale clients;
foreign exchange contracts to retail and wholesale clients;
margin lending facilities limited to non-standard facilities to wholesale clients;
margin lending facilities limited to standard facilities to retail and wholesale clients; and
securities to retail and wholesale clients.
Make a market for a financial product limited to:
derivatives to retail and wholesale clients; and
foreign exchange contracts to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| George Martin Michelini | 2003 | 1980 - Bachelor of Economics - - La Trobe University ~ 2003 - Diploma of Financial Services - - AFMA ~ 2005 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Education Pty Limited ~ 2012 - Certificate IV - Finance/Mortgage Broking - Certificate (AQF 1-4) - AAMC Training Group Pty Ltd ~ 2012 - Margin Lending & Geared Investments Certificate - Certificate (AQF 1-4) - Kaplan Education Pty Limited ~ 2014 - Master of Financial Planning - Masters Degree (AQF 9) - University of The Sunshine Coast ~ 2020 - Financial Planners Exam - Other - FASEA |