This licence authorises the licensee to carry on a financial services business to:
provide financial product advice to wholesale clients only for the following classes of financial products:
non standard margin lending facilities; and
deal in a financial product to wholesale clients only by:
applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
non standard margin lending dacility; and
provide financial product advice to retail and wholesale clients for the following classes of financial products:
derivatives;
foreign exchange contracts;
securities; and
standard margin lending facility;
deal in a financial product to retail and wholesale clients by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
foreign exchange contracts; and
securities; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
derivatives;
foreign exchange contracts;
securities; and
standard margin lending facility; and
make a market for the following financial products in respect of retail and wholesale clients:
foreign exchange contracts; and
derivatives;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| George Martin Michelini | 2003 | 1980 - Bachelor of Economics - - La Trobe University ~ 2003 - Diploma of Financial Services - - AFMA ~ 2005 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Education Pty Limited ~ 2012 - Certificate IV - Finance/Mortgage Broking - Certificate (AQF 1-4) - AAMC Training Group Pty Ltd ~ 2012 - Margin Lending & Geared Investments Certificate - Certificate (AQF 1-4) - Kaplan Education Pty Limited ~ 2014 - Master of Financial Planning - Masters Degree (AQF 9) - University of The Sunshine Coast ~ 2020 - Financial Planners Exam - Other - FASEA |