This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andreas Kettemann | 2017 | Bachelor of Commerce - The University of Notre Dame Australia ~ Diploma of Financial Planning - Kaplan Professional Education ~ Graduate Diploma of Chartered Accounting - Chartered Accountants Australia and New Zealand ~ Master of Professional Accounting - The University of Notre Dame Australia ~ Self Managed Superannuation Funds - Mentor Education |
| Andrew Satinover | 2014 | Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Business (Accounting & Finance) - Edith Cowan University ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ FASEA (Financial Adviser) Exam - FASEA |
| Barbara Kelly | 2011 | Accredited Aged Care Professional - Aged Care Steps ~ Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics for Financial Services - Deakin Business School ~ Graduate Diploma of Financial Planning - Deakin University |
| Blair Milne | 2016 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism In Financial Advcie - Kaplan ~ Master of Arts (Economics) - University of Glasgow, United Kingdom |
| Bradley Robert Bacon | 1997 | Bachelor of Associate Arts and Science - Accounting & Finance - Edmonds Community College ~ Diploma in Financial Services (Financial Planning equivalent) - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Brett Lee Crabtree | 2001 | Diploma of Financial Planning - Deakin University & FPA |
| Bryan Mcguinness | 1983 | Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Introduction to Self Managed Superannuation Funds - Kaplan |
| Byron Breckle | 2017 | Diploma of Financial Planning - Kaplan Professional Education |
| Christopher Herdman | 2014 | Bachelor of Financial Planning - Central Queensland University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Fellow Chartered Financial Practitioner (FChFP) - Association of Financial Advisers ~ Master of Financial Planning - Kaplan Professional |
| Daniel Steven Wood | 2011 | Bachelor of Commerce - University of Queensland ~ Bachelor of Economics - University of Queensland ~ Diploma of Financial Planning - Kaplan Professional |
| Darren Lyell Titmus | 1999 | Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy Pty Ltd |
| Deon Louis Paoliello | 1995 | Diploma of Financial Services (Financial Planning) - AAMC Training Group ~ Postgraduate Diploma in Financial Planning - University of the Free State (South Africa) ~ Self Managed Superannuation Funds - Kaplan |
| Ern Chiat Teoh | 2000 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Bachelor of Banking and Finance - Queensland University of Technology ~ Certified Financial Planner - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Francis Gerald Monaghan | 2017 | AFA Fellow Chartered Financial Practitioner (FChFP) - Campusafa ~ Advanced Diploma of Financial Planning - International Institute of Technology Pty Ltd (IIT) ~ Diploma of Financial Planning - International Institute of Technology Pty Ltd (IIT) ~ Graduate Diploma of Financial Planning - Kaplan ~ Introduction to Self Managed Superannuation Funds - Kaplan |
| Galen Trienen | 2003 | Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Margin Lending and Geared Investments - Tribeca ~ Master of Financial Planning - Sunshine Coast University ~ Self Managed Super Funds - Tribeca |
| George Kapiniaris | 2007 | Bachelor of Economics - Monash University ~ Diploma of Financial Services (Financial Planning) - FINSIA Education (Kaplan Professional) ~ Margin Lending & Geared Investments - Kaplan Professional |
| Hao Min | 2006 | Bachelor of Economics - University of Adelaide ~ Certificate in Financial Planning Skills and Compliance - FINSIA ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Master of Commerce (Applied Finance) - University of Adelaide ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Jamie Marc Tonus | 2018 | Bachelor of Commerce - The University of Western Australia ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Janean Edna Hicks | 2010 | Accredited Listed Product Adviser Program - Kaplan ~ Diploma of Financial Services - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Jasmin Jakupovic | 2006 | Advanced Diploma of Financial Services - Tribeca ~ Certified Financial Planner - FPA ~ Margin Lending - GWM Adviser Services Ltd T/A Advice Education ~ SMSF Specialist Adviser - SMSF Association of Australia |
| Katrina Marie Robbins | 1985 | Accredited Aged Care Professional - Aged Care Steps ~ Certified Financial Planner - Financial Planning Association of Australia ~ FASEA Exam - FASEA ~ Graduate Diploma of Financial Planning - Kaplan ~ SMSF Specialist Advisor - Self Managed Super Fund Assoication |
| Lisa Christine Holland | 2005 | Advanced Diploma of Financial Planning - International Institute of Technology ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Graduate Diploma of Financial Planning - Kaplan ~ Introduction to Self Managed Superannuation Funds - Kaplan |
| Maggie Rose Johnson | 2015 | Advanced Diploma of Financial Planning - Monarch |
| Marco Mellado | 2002 | Certified Financial Planner - Financial Planning Association of Australia Limited ~ Diploma of Financial Advising - Securities Institute of Australia ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self-Managed Superannuation Funds - Adelaide University |
| Marissa DE Saint Quentin | 2000 | Advanced Diploma Financial Services (Financial Planning) FNS60404 - Tribeca ~ Advanced Diploma of Financial Planning - Kaplan ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Certified Financial Planner - Deakin University ~ Diploma of Financial Planning - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan ~ Introduction to Self Managed Superannuation Funds - Kaplan ~ RG146 Margin Lending - MLC ThreeSixty |
| Mark Edwards | 2007 | Bachelor of Commerce (Property and Finance) - Curtin University of Technology ~ Diploma of Financial Planning - Financial Planning Association ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Matthew Monaco | 2016 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Property) - Curtin University of Technology ~ Diploma of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional ~ Tier1 Margin Lending - Kaplan |
| Mike Haberfield | 1998 | Bachelor of Economics - Monash University ~ Graduate Diploma of Accounting - Deakin University (formerly Victoria College) |
| Natasha Renou | 2018 | Bachelor of Business Finance - QLD University of Technology ~ Diploma of Financial Planning - Kaplan |
| Paul Alexander Macfarlane | 2006 | Graduate Certificate of Financial Planning - Kaplan Higher Education |
| Paul Buxton Hanley | 2013 | Bachelor of Accounting - University of Witwatersrand ~ Bachelor of Commerce - University of Witwatersrand ~ Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Financial Adviser Exam - FASEA |
| Paul Catalini | 2013 | Advanced Diploma Of Financial Services (Financial Planning) - Kaplan Professional Education ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Master of Finance - Curtin University |
| Paul Vukman | 2005 | Accredited Listed Product Adviser Program - Kaplan ~ Margin Lending & Geared Investments - Kaplan |
| Poonam DI Iorio | 2015 | Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Financial Adviser Exam - FASEA ~ Margin Lending - Kaplan Professional Education ~ SMSF Specialist Advisor - SMSF Professionals' Association of Australia |
| Rex Alan Claringbold | 1988 | Diploma Financial Planning - RMIT ~ Listed Product Accreditation Course - Savings Factory ~ Margin Lending and Geared Investments - Kaplan Professional ~ SMSF Specialist Advisor Accreditation - SMSF Association ~ Self Managed Super Funds - Financial Planning Association of Australia (FPA) |
| Richard Searle Loring | 2017 | Bachelor of Commerce - University of Tasmania ~ Diploma of Financial Planning - Monarch Institute |
| Robert Allen Kruit | 2017 | Bachelor of Business (Finance) - Edith Cowan University ~ SMSF Association Specialist Member Accreditation Program - SMSF Association |
| Salvatore Pizzata | 2004 | Bachelor of Commerce - Curtin University ~ Graduate Diploma in Financial Planning - Finsia |
| Seng Choon Kwa | 2001 | Bachelor of Commerce - University of Western Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia (FPA) |
| Stuart Lenton | 2008 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Diploma of Financial Planning - Kaplan Professional Education ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Tharee Kim-hai Siauw | 2009 | Bachelor of Commerce - University of Queensland ~ Certificate IV in Finance and Mortgage Broking - Kaplan ~ Graduate Diploma of Financial Planning - Finsia ~ Margin Lending Accreditation Program - Kaplan ~ SMSF Accreditation - Kaplan |
| Thaveesh Ranjeeva Palapathwala | 2017 | Bachelor of Commerce (Financial Planning and Commercial Law) - Deakin University ~ Certificate IV in Finance and Mortgage Broking - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Thomas Dubelaar | 2006 | Advanced Diploma of Financial Service (Financial Planning) - Tribeca/Kaplan Education ~ Bachelor of Business and Electronic Commerce - Monash University ~ Diploma of Financial Service (Financial Planning) - Tribeca/Kaplan Education |
| Thomas Edward Foreman | 2013 | Bachelor of Commerce - Deakin University ~ Bachelor of Commerce in financial planning and sports management - Deakin University |
| Tim Dale | 1998 | Diploma of Financial Services (Financial Planning) - Integratec (Kaplan) |
| Timothy David Barnes | 1996 | Diploma of Financial Planning - FPA ~ Financial Adviser Exam - ASIC |
| Vikram Chopra | 2006 | Bachelor of Economics - University of Adelaide ~ Bachelor of Finance - University of Adelaide ~ Certified Financial Planner - Financial Planning Association of Australia ~ Graduate Diploma of Financial Planning - Securities Institute of Australia ~ Self Managed Superannuation Funds - Kaplan |