This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Aaron Joseph Feher | 2013 | Bachelor of Business - Queensland University of Technology ~ Diploma of Financial Services - MLC Education ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Adam Joseph Davies | 2017 | Diploma of Financial Planning - Monarch Institute ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Applied Finance - Monash University |
| Adib Mansoori | 2017 | Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Commerce (Finance) - University of Wollongong ~ Diploma of Financial Planning - Monarch Institute ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Andre Potgieter | 2016 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional ~ Taxation and Estate Planning - Kaplan Professional |
| Andrew Jewell | 2017 | Bachelor of Business (Marketing) - Charles Sturt University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Higher Education Pty Ltd |
| Andrew John Dunkerley | 2004 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business - University of Technology Sydney ~ Cavendish & ICFS Specialist SMSF Course - University of Adelaide ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Services (Financial Planning) - Tribeca |
| Anna Brady | 2008 | Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending And Geared Investments - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional ~ SMSF Accreditation - Kaplan Professional |
| Anthony Williams | 2007 | ADFP - Kaplan ~ Bachelor of Business (Accountancy) - RMIT ~ CFP - FPA ~ DFP - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Arvin Leonor | 2018 | Certified Financial Planner - FAAA ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Certificate in Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Deakin University |
| Bahar Mcleod | 2009 | BBus(Financial Planning) - RMIT ~ CFP - FPA ~ Ethics and Professionalism in Financial Advice bridging subject - Kaplan |
| Ben Busby | 2016 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - The Association of Superannuation Funds of Australia Limited (ASFA) ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ RG146 for the Superannuation Industry - Australian Institute of Superannuation Trustees (AIST) ~ Tax for Financial Advising - Kaplan Professional |
| Benjamin Dunlop | 2014 | Bachelor of Business (Applied Economics and Finance) - RMIT University ~ Diploma of Financial Planning - Kaplan Professional Education ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ TFAv1 Tax for Financial Advising - Kaplan Professional |
| Benjamin Watson | 2018 | Bachelor of Commerce - Griffith University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Bradley Jonker | 2015 | Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Applied Finance - Kaplan ~ Master of Applied Finance - Kaplan |
| Brent John Piskorz | 2004 | Bachelor of Commerce - University of Newcastle ~ Bachelor of Economics - University of Newcastle ~ CFP - FPA ~ Diploma of Financial Planning - FPA Australia ~ Ethics and Professionalism in Financial Planning - Kaplan |
| Callum Van Megen | 2015 | Advanced Diploma of Financial Planning - Pinnacle Financial Services ~ Bachelor of Business - Massey University (New Zealand) ~ Diploma of Financial Planning - International Institute of Technology ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ TFAv1 Tax for Financial Advising - Kaplan |
| Cara Bodini | 2011 | Advanced Diploma of Financial Planning - Mentor Education Group ~ Diploma of Financial Services (Financial Planning) - Mentor Education Group ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan |
| Chelsea Fletcher | 2006 | Bachelor of Business - Swinburne University ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Craig Chalmers | 1998 | Diploma of Financial Planning - Kaplan Professional |
| Craig Sankey | 1997 | Certificate IV in Training and Assessment - MRWED ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning/Advanced Diploma of Financial Services (Financial Planning) - Financial Planning Association of Australia (FPA) ~ Diploma of Superannuation Management/Advanced Diploma of Financial Services (Superannuation) - The Association of Superannuation Funds of Australia Limited (ASFA) ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Damian Campbell | 2018 | Diploma of financial planning - Financial Planning Association ~ Ethics and professionalism in financial advice - Kaplan Professional ~ Graduate diploma of applied finance and investment - FINSIA |
| Damien Foley | 2003 | Advanced Diploma Financial Services - RMIT University ~ Certified Financial Planner - Financial Planning Association - Deakin University ~ Diploma of Business - Banking and Finance - RMIT University ~ Diploma of Financial Services - RMIT University ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Daniela Balteanu | 2014 | Advanced Diploma of Financial Planning - Integrity Education Group ~ Diploma of Financial Services - Integrity Education Group ~ FPC001B Economic & Legal Context for Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ TFAv1 Tax for Financial Advising - Kaplan Professional |
| Danielle Freund | 2018 | Advanced Diploma of Financial Planning - Mentor education ~ Ethics and Professionalism - Griffith University |
| Danny John Bridgland | 2014 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Monarch Institute ~ Graduate Certificate in Financial Planning - Griffith University ~ Master of Financial Planning - Griffith University ~ Self Managed Super Funds - Mentor Education |
| Darren Chalk | 2004 | Bachelor of Commerce - University of Adelaide ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Darshil Arun Shah | 2012 | Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Commerce - University of Mumbai ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Business (Applied Finance) - QUT ~ Master of Business Advanced (Applied Finance) - QUT |
| David John Cahill | 2010 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Management (Marketing) - University of South Australia ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| David William Lofthouse | 2015 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Science with Upper Second Class Honours - Aston University ~ Certified Financial Planner Certification - Financial Planning Association of Australia ~ Commercial Law - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Donna Louise Grundy | 2005 | Diploma of Financial Services (Financial Planning) - PS146 Training Australia ~ Graduate Certificate in Financial Planning - Griffith University ~ Master of Financial Planning - Griffith University ~ Tier 2 Compliance Solution - Kaplan |
| Duncan Collie | 2003 | Advanced Diploma of Financial Planning - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Foundation DFP - Deakin University ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Errol Umar | 1999 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Bachelor of Economics - Macquarie University ~ Diploma of Financial Services (Financial Planning) - IntegraTec Training ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Farhana Deeba Farooque | 2017 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Corporate Finance) - University of Adelaide ~ CFP Certification Program CFP 2 & CFP # - Financial Planning Association of Australia ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Fernanda Havea | 2009 | Certified Financial Planner - Financial Planning Association 9FPA) ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Master of Applied Finance (Financial Planning) - Charles Sturt University |
| Francesco Ceravolo | 1992 | Bachelor of Economics - LaTrobe University ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - Deakin University ~ Ethics in Professionalism in Financial Advice - Kaplan Professional ~ Financial Adviser Exam - FASEA |
| Francis Kwan | 2017 | Bachelor of Business (Accounting) - Monash University ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate diploma of financial planning - Deakin Univeristy ~ RG 146 Superannuation - The Association of Superannuation Funds of Australia |
| Gabrielle Williams | 2018 | Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Commerce - ANU ~ Certified Financial Planner - FPA ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Helen Harrison | 2011 | Advanced Diploma - Financial Planning - Kaplan Professional ~ Diploma of Financial Services - Mentor Education ~ Graduate Diploma - International Marketing - University of Staffordshire ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Hugh Keenan | 2007 | Advanced Diploma of Financial Services (Financial Planning - Kaplan Professional Education ~ BA (Hons) Business Economics with Marketing - Paisley College of Technology, UK ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Ian Ornelas | 2004 | Bachelor of Commerce - University of Sydney ~ Ethics and Professionalism in Financial Planning - Kaplan ~ Graduate Diploma of Financial Planning - Finsia ~ Tier 2 Compliance Solution - Kaplan |
| Ilario Squillace | 2010 | Diploma of Financial Planning - Financial Planning Association ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Ingrid Katarina Cecilia Glarin | 2007 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Commerce, Banking and Finance and Risk Management - Griffith University ~ Diploma of Financial Services (Financial planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Professional Accounting - Griffith University |
| Ivan Haramina | 2011 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Arts in Social Science - University of Technology Sydney ~ Diploma of Financial Service (Financial Planning) - Kaplan ~ Graduate Certificate in Business Enterprise - The University of Adelaide |
| James Pitt | 2017 | Bachelor of Commerce - Griffith University ~ Ethics and Professionalism in Financial Advice - KAPLAN Professional |
| Janine Ayton | 2008 | Adv Dip FS (FP) - Kaplan ~ Dip FS (FP) - Tribeca |
| Jaya Hingorani | 2012 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Australia ~ CFP Certification Program - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Business (Finance) - Victoria University of Technology ~ Master of Business (Professional Accounting) - Victoria University of Technology |
| Jayson Bruce | 2018 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Accounting) - Monash University ~ Bachelor of Business (Banking and Finance) - Monash University ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Jeremy Michael Ross | 2007 | Advanced Diploma Of Financial Planning - Kaplan Professional Education ~ Diploma of Financial Planning - Kaplan Professional Education ~ Graduate Diploma of Financial Planning - Kaplan ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Jiangying Liu | 2018 | Bachelor of Commerce - Monash University ~ Diploma of Financial Planning - Monarch Institute ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Jie Huang | 2012 | CPA Program - Certified Practicing Accountants (CPA) Australia ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Legal Environment of Business CLAW5001 - University of Sydney ~ Master of Commerce (Accounting) - The University of Sydney |
| Jodie Marie Marquardt | 2014 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Financial Planning - CQ University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Jordan Kate Tuit | 2016 | Advanced Diploma Financial Planning - Kaplan Professional ~ Bachelor of Applied Finance - University of South Australia ~ Bachelor of Management (Human Resource Management) - University of South Australia ~ Diploma Financial Planning - Kaplan Professional |
| Joshua Jinks | 2015 | Advanced Diploma Financial Planning FNS60415 - Monarch Institute ~ Diploma Financial Planning FNS50611 - Kaplan Australia ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ RG146 Managed Investments & Securities - Monarch Institute ~ Self Managed Superannuation Funds - Kaplan Australia |
| Julie Adams | 2006 | Bachelor of Economics - University of New England ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma in Financial Planning - University of the Sunshine Coast ~ Tier 2 Compliance Solution - Kaplan |
| Julie Almond | 2018 | FNS51811 Diploma of Financial Services - Integrity Education Group ~ FNS60415 Advanced Diploma of Financial Planning - Integrity Education Group ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Justine Searle | 2017 | Advanced Diploma Financial Planning - Kaplan ~ Diploma Financial Planning - Kaplan ~ Graduate Diploma Of Financial Planning - Kaplan |
| Karlo Klasan | 2018 | Bachelor of Commerce - Deakin University ~ CFP1 - Financial Planning Association of Australia ~ CFP2 - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Katharine Jane Hawkins | 2006 | Advanced Diploma of Financial Planning - Financial Planning Association of Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia |
| Katherine Mary Vallance | 2005 | Bachelor of Science - University of London ~ DFP5v1 Tax for Financial Advising - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Financial Planning - FINSIA ~ Securities & Managed Investments - Kaplan Professional |
| Kayleigh Clarke | 2022 | Bachelor of Business (Financial Planning) - Uni SA ~ Ethics & Professionalism in Financial Advice - Kaplan Professional |
| Lisa Jane Palmer | 2005 | Advanced Diploma FS (FP) - Kaplan ~ Bachelor of Business - Monash University ~ CFP - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Self Managed Super Funds - Kaplan |
| Lisa Therese Judge | 2004 | Bachelor of Commerce - Griffith University ~ Bachelor of Commerce - Griffith University ~ Entry Level Competencies - IntegraTec Training ~ Entry Level Competencies - IntegraTec Training ~ Ethics and Professionalism in Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Planning - Kaplan ~ Graduate Diploma in Financial Planning - University of the Sunshine Coast ~ Graduate Diploma in Financial Planning - University of the Sunshine Coast ~ Master of Financial Planning - University of the Sunshine Coast ~ Master of Financial Planning - University of the Sunshine Coast |
| Lissa Anne Laffan | 2008 | Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Graduate Certificate in Financial Planning - Griffith University ~ Master of Financial Planning - Griffith University |
| Lorenz Alphonso | 2008 | Advanced Diploma of Finacial Services (Financial Planning) - KAPLAN ~ Diploma of Financial Services (Financial Planning) - KAPLAN ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ TFAv1 Tax for Financial Advising - Kaplan Professional |
| Louis Lin | 2012 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - The University of Sydney ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending - Pinnacle Financial Services Academy ~ Self Managed Superannuation Funds - Kaplan Professional |
| Manu Bhalla | 2013 | Advance Diploma in Financial planning - Mentor Education ~ Bachelors of Commerce - Punjab University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Post Graduation in Applied Science (Web and Computing) - RMIT |
| Mark Angus Hamilton | 2004 | Advanced Diploma Financial Services (FP) - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma Applied Finance and Investments - Securities Institute ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Mark Jeffery Vincent | 2006 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (Financial Planning) - FINSIA ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan |
| Mark Rabius | 1997 | Diploma of Financial Planning - Deakin University ~ Margin lending and Geared Investments - Kaplan Professional ~ TASA and the TPB Code of Professional Practice - Kaplan Professional |
| Matthew Allan | 2012 | Advanced Diploma of Financial Services - Kaplan ~ Bachelor of Finance (International) - University of Adelaide ~ DFP5v5 Tax for Financial Advising - Kaplan ~ Diploma of Financial Services - AMP Financial Planning ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Matthew Hoang | 2018 | Bachelor of Applied Finance - Macquarie University ~ Diploma of Financial Planning - Kaplan ~ Economic and Legal Context for Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Planning - Kaplan |
| Matthew Lowry | 2000 | Bachelor of Commerce - UTAS ~ CFP - Financial Planning of Australia ~ DFP - FPA ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Matthew Mccubbin | 1999 | ADFS - Kaplan |
| Matthew Robert Mutter | 2012 | Bachelor of Commerce (Economics and Financial Planning) - Curtin University of Technology ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Maurizio Lombardi | 2005 | Bachelor of Commerce - Monash University ~ Certified Financial Planner - Financial Planning Association ~ Diploma Financial Services (Financial Planning) - Tribeca Learning (KAPLAN) ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Michael David Young | 2013 | Bachelor of Finance - La Trobe University ~ Certified Financial Planner (CFP) - FPA ~ Diploma of Financial Planning - Pinnacle Financial Services Academy Pty Ltd ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Michael Edward Reginald Jurgensen | 2011 | Advanced Diploma in Business - University of Southern Queensland ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Pty Ltd ~ Bachelor of Commerce (Finance) - University of Southern Queensland ~ Diploma of Financial Services (Financial Planning) - MLC ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Min Xia | 2022 | Applied Economics - Adelaide University ~ Grad Dip of Financial Planning - Kaplan |
| Natashya Vikram | 2007 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Social Science - Swinburne University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Nathan Bouris | 2008 | Advanced Diploma of Financial Planning - Kaplan Professional Pty Ltd ~ Bachelor of Business - University of the Sunshine Coast ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy |
| Nicholas Keats | 2003 | CFP - FPA ~ DFP - FPA ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Nicholas Leslie Goss | 2013 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Profesional Education ~ Bachelor of Commerce - Deakin University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ TFAv1 Tax for Financial Advising - Kaplan |
| Opel Nelson | 2018 | Bachelor of Commerce (Financial Planning & Commercial Law) - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Owen Jeffrey Hume | 1998 | Bachelor of Economics - James Cook Univeristy ~ Bachelor of Economics - James Cook University ~ CFP Certification Program - FPA ~ CFP® Certification Program - FPA ~ Diploma of Financial Planning - Deakin University ~ Diploma of Financial Planning - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin lending and Geared Investments - Kaplan Professional ~ Margin lending and Geared Investments - Kaplan professional ~ TASA and the TPB Code of Professional Conduct - Kaplan Professional |
| Patrick O'keefe | 2016 | Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Business (Banking & Finance) - Victoria University ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Paul David Gerard Ambrose | 2013 | Bachelor of Commerce - Curtin University ~ FASEA Adviser Exam - FASEA ~ Master of Financial Planning - Curtin University |
| Paul Karagorgovski | 2014 | Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Commerce (Finance and Marketing) - University of Wollongong ~ Diploma of Financial Planning - Monarch Institute ~ Ethics and Professionalism in Financial Planning - Kaplan |
| Paul Stuart Johnston | 2001 | Advanced Diploma Financial Services (FP) - Tribeca ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Certificate Management - Australian Institute Management ~ Master Business Administration - AIM Business School ~ Master of Financial Planning - Kaplan Professional |
| Peter Boulton | 2008 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Bachelor of Commerce (Honours) - Monash University ~ Certified Financial Planner - Financial Planning Association (Deakin Univeristy) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Victorian Certificate of Education - Wesley College |
| Phillip James Wilkins | 2010 | Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Commerce - Griffith University ~ Diploma of Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending - Deakin University |
| Prabath Ekanayake | 2006 | Bachelor of Commerce - University of Melbourne ~ Certified Financial Planner - FPA ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Fellow Chartered Financial Practitioner - AFA ~ Graduate Diploma in Financial Planning - FINSIA |
| Praneel Kumar Rajoria | 2005 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Raya Faith Afkhamizakerzadeh | 2005 | Diploma of Financial Planning - Financial Planning Association of Australia (FPA) ~ FPC001B Economic & Legal Context for Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Rebecca Kirkham | 2008 | Advanced Diploma of Financial Advisers (Adv DipFA) - Institute of Financial Services University College (UK) ~ Certificate of Financial Advisers (CeFA) - Institute of Financial Services University College (UK) ~ Diploma of Financial Planning - Kaplan Professional Education ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Tier 1 Margin Lending - Personal Advice - Kaplan Professional Education |
| Rein Margus Leepin | 2006 | Bachelor of Business - Victoria University of Technology (VUT) ~ CFP unit 1 (Exempt from units 2, 3 & 4) - Financial Planning Association (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Financial Services Institute of Australia (FINSIA) |
| Richard John Shaiel Gosling | 2003 | Advanced Diploma Financial Services (Financial Planning) FNB60402 - Integratec Training ~ Diploma Financial Services (Financial Planning) FNB50802 - Integratec Training ~ RG146 Provide Advice in Margin Lending - MLC ThreeSixty ~ TFAv1 Tax for Financial Advising - Kaplan Professional |
| Roderick James DE Bie | 2004 | CFP Education Program - FPA ~ Diploma of Financial Planning - FPA Australia ~ Ethics and Professionalism in Financial Planning - Kaplan ~ Tier 2 Compliance Solution - Kaplan |
| Roger Shepherd | 2009 | Advanced Diploma of Financial Services FP - Kaplan ~ Bachelor of Business Business Administration - RMIT ~ Diploma of Financial Services Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Rosi Kay Pilgrim | 2005 | Bachelor of Business - RMIT ~ CFP Certification Program - FPA ~ Ethics and Professionalism in Financial Planning - Kaplan ~ Master of Financial Planning - RMIT |
| Scott Cromb | 2021 | Bachelor of Commerce with Distinction majoring in Finance and Financial Planning - Deakin University |
| Sean Ingall | 2014 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Commercial Law - Kaplan Professional ~ Master of Applied Finance - Kaplan Professional ~ TFAv1 Tax for Financial Advising - Kaplan Professional |
| Sean Rendal Rex Gothe | 1997 | CFP - Financial Planning Association ~ Diploma of Financial Planning - Deakin University ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - RG146 Training Australia (Mentor) |
| Shaylee Maree Crisp | 2017 | Bachelor of Business - James Cook University ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Shellie Mcphee | 2016 | Advanced Diploma Financial Planning - Kaplan ~ Diploma Financial Planning - Mentor Education ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Sonya White | 2008 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Commerce (Accountancy) - University of Queensland ~ CFP Certification Program - Financial Planning Association of Australia ~ CPA Program - CPA Australia ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Stavros Lambou | 2007 | ALPA - Kaplan ~ Diploma of Financial Services (Financial Planning FNS - ThreeSixty ~ Graduate Diploma of Financial Planning - Finsia ~ RG146 Margin Lending - MLC ThreeSixty ~ SMSF - Kaplan |
| Stefan Nicholas Melito | 2016 | Advanced Diploma of Financial Planning - Mentor Education Pty Ltd ~ Bachelor of Commerce - University of South Australia ~ Certificate IV in Finance and Mortgage Broking - Kaplan Professional ~ Diploma of Financial Planning - Monarch Institute ~ MAI769 Ethics for Financial Services - Deakin University |
| Stephen Collier | 2010 | Advanced Diploma of Financial Services (Financial Planning FNS60404) - Kaplan ~ Bachelor of Business - Australian Catholic University ~ Diploma of Financial Services (Financial Planning FNS50804) - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Margin Lending and Geared Investments - Kaplan |
| Steven Gregory Wright | 2014 | Bachelor of Business (Human Resource Management and Marketing) - Southern Cross University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional Education ~ FNS60410 - Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Steven Hack | 2007 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Aged Care Professional - Aged Care Steps ~ Bachelor of Commerce - Griffith University ~ Certified Financial Planner - Deakin University ~ Diploma of Financial Services (Financial Planning) - Kaplan |
| Thai Chau Ngo | 2015 | Bachelor of Business (Economics and Finance) - RMIT ~ Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Services - RMIT University |
| Thomas Rouse | 2012 | ADFP - Kaplan ~ BSC Mathematics with Economics - Loughborough University ~ CFP - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan ~ MBA - University Technology Sydney |
| Thuy Hoang | 2009 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ TFAv1 Tax for Financial Advising - Kaplan Professional |
| Timothy Theodore Southerden | 2006 | Advanced Diploma Financial Services (Financial Planning) - Kaplan Professional Australia ~ Certified Financial Planner - The Financial Planning Assocation of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Business Administration - The University of New England |
| Trevor Smillie | 2001 | CFP - FPA ~ Diploma of Financial Planning - FPA ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional |
| Victoria Isobel Geneva Short | 2015 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Client Engagement Skills - Kaplan Professional ~ Economic & Legal Context for Financial Planning - Kaplan Professional ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Insurance Advice - Kaplan Professional |
| Vitaliy Leonidovich Tsitalovskiy | 2014 | Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Commerce - University of New South Wales ~ Bachelor of Economics - University of New South Wales ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional |
| Xiaoyin Xue | 2014 | Advanced diploma in financial advice - Kaplan Professional ~ Certified Financial Planner - Financial Planning Association ~ Ethics and professionalism in financial advice - Kaplan Professional ~ Master of Business (Finance) - Bond Univeristy ~ Self Managed Superannuation Funds - Mentor Education |