This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Aaron Joseph Feher | 2013 | 2010 - Bachelor of Business - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2011 - Diploma of Financial Services - Diploma (AQF 5) - MLC Education ~ 2021 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Adam Joseph Davies | 2017 | 2009 - Master of Applied Finance - Masters Degree (AQF 9) - Monash University ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Adib Mansoori | 2017 | 2015 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Alicia Langton | 2016 | 2011 - Bachelor of Arts in Economics and Sociology - Bachelor Degree (AQF 7) - University of Limerick, Ireland ~ 2012 - Master of Science in International Management and Global Business - Masters Degree (AQF 9) - University of Limerick, Ireland ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Certified Financial Planner Certification Program - Professional Designations - FPA ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Andre Potgieter | 2016 | 2012 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2012 - Taxation and Estate Planning - - Kaplan Professional ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Andrew Jewell | 2017 | 2004 - Bachelor of Business (Marketing) - Bachelor Degree (AQF 7) - Charles Sturt University ~ 2013 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Ltd ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Anna Brady | 2008 | 2011 - Margin Lending And Geared Investments - Certificate (AQF 1-4) - Kaplan Professional ~ 2013 - SMSF Accreditation - Certificate (AQF 1-4) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Anthony Williams | 2007 | 1996 - Bachelor of Business (Accountancy) - Bachelor Degree (AQF 7) - RMIT ~ 2006 - DFP - Diploma (AQF 5) - Kaplan ~ 2008 - ADFP - Advanced Diploma (AQF 6) - Kaplan ~ 2015 - CFP - Professional Designations - FPA ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Arvin Leonor | 2018 | 2019 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Kaplan Professional ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University ~ 2023 - Certified Financial Planner - Professional Designations - FAAA |
| Bahar Mcleod | 2009 | 2005 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT ~ 2007 - Certified Financial Planner - Professional Designations - FPA ~ 2019 - Ethics and Professionalism in Financial Advice bridging subject - Bridging Course - Ethics - Kaplan |
| Ben Busby | 2016 | 2011 - RG146 for the Superannuation Industry - - Australian Institute of Superannuation Trustees (AIST) ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - The Association of Superannuation Funds of Australia Limited (ASFA) ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2016 - Tax for Financial Advising - - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Benjamin Dunlop | 2014 | 2012 - Bachelor of Business (Applied Economics and Finance) - Bachelor Degree (AQF 7) - RMIT University ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional Education ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2022 - TFAv1 Tax for Financial Advising - Certificate (AQF 1-4) - Kaplan Professional |
| Benjamin Watson | 2018 | 2017 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Bradley Jonker | 2015 | 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2013 - Graduate Diploma of Applied Finance - Graduate Diploma (AQF 8) - Kaplan ~ 2014 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Brent John Piskorz | 2004 | 1996 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Newcastle ~ 2000 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Newcastle ~ 2003 - Diploma of Financial Planning - Diploma (AQF 5) - FPA Australia ~ 2005 - CFP - Professional Designations - FPA ~ 2019 - Ethics and Professionalism in Financial Planning - Bridging Course - Ethics - Kaplan |
| Callum Van Megen | 2015 | 2012 - Bachelor of Business - Bachelor Degree (AQF 7) - Massey University (New Zealand) ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Pinnacle Financial Services ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2022 - TFAv1 Tax for Financial Advising - Certificate (AQF 1-4) - Kaplan |
| Cara Bodini | 2011 | 2011 - Diploma of Financial Services (Financial Planning) - - Mentor Education Group ~ 2012 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education Group ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Chelsea Fletcher | 2006 | 2002 - Bachelor of Business - Bachelor Degree (AQF 7) - Swinburne University ~ 2005 - Diploma of Financial Planning - - Financial Planning Association ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Craig Chalmers | 1998 | 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional |
| Craig Sankey | 1997 | 2002 - Diploma of Financial Planning/Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) ~ 2004 - Diploma of Superannuation Management/Advanced Diploma of Financial Services (Superannuation) - Advanced Diploma (AQF 6) - The Association of Superannuation Funds of Australia Limited (ASFA) ~ 2006 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2016 - Certificate IV in Training and Assessment - Certificate (AQF 1-4) - MRWED ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Damian Campbell | 2018 | 2004 - Diploma of financial planning - Advanced Diploma (AQF 6) - Financial Planning Association ~ 2008 - Graduate diploma of applied finance and investment - Graduate Diploma (AQF 8) - FINSIA ~ 2019 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan Professional |
| Damien Foley | 2003 | 2000 - Diploma of Business - Banking and Finance - Diploma (AQF 5) - RMIT University ~ 2003 - Diploma of Financial Services - Diploma (AQF 5) - RMIT University ~ 2004 - Advanced Diploma Financial Services - Advanced Diploma (AQF 6) - RMIT University ~ 2011 - Certified Financial Planner - Professional Designations - Financial Planning Association - Deakin University ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Daniela Balteanu | 2014 | 2014 - Diploma of Financial Services - Diploma (AQF 5) - Integrity Education Group ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Integrity Education Group ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2022 - TFAv1 Tax for Financial Advising - Certificate (AQF 1-4) - Kaplan Professional |
| Danielle Freund | 2018 | 2017 - Advanced Diploma of Financial Planning - - Mentor education ~ 2019 - Ethics and Professionalism - Bridging Course - Ethics - Griffith University |
| Danny John Bridgland | 2014 | 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2015 - Self Managed Super Funds - Other - Mentor Education ~ 2018 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Griffith University ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University |
| Darren Chalk | 2004 | 1993 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Adelaide ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Darshil Arun Shah | 2012 | 2007 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Mumbai ~ 2010 - Master of Business (Applied Finance) - Masters Degree (AQF 9) - QUT ~ 2011 - Master of Business Advanced (Applied Finance) - Masters Degree (AQF 9) - QUT ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education |
| David John Cahill | 2010 | 1998 - Bachelor of Management (Marketing) - Bachelor Degree (AQF 7) - University of South Australia ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| David William Lofthouse | 2015 | 2008 - Bachelor of Science with Upper Second Class Honours - Bachelor Honours Degree (AQF 8) - Aston University ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2016 - Commercial Law - Certificate (AQF 1-4) - Kaplan Professional ~ 2017 - Certified Financial Planner Certification - Professional Designations - Financial Planning Association of Australia ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Dona Edwards | 2018 | 2018 - Diploma of Financial Planning - Diploma (AQF 5) - RMIT University ~ 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Donna Louise Grundy | 2005 | 2005 - Diploma of Financial Services (Financial Planning) - - PS146 Training Australia ~ 2012 - Tier 2 Compliance Solution - - Kaplan ~ 2018 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Griffith University ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University |
| Duncan Collie | 2003 | 2004 - Foundation DFP - Diploma (AQF 5) - Deakin University ~ 2008 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Deakin University ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - Tax for Financial Advising - Certificate (AQF 1-4) - Kaplan Professional |
| Elise Marie Marcus | 2018 | 2017 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT University ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Errol Umar | 1999 | 1998 - Bachelor of Economics - Bachelor Degree (AQF 7) - Macquarie University ~ 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - IntegraTec Training ~ 2004 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Fernanda Havea | 2009 | 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional Education ~ 2017 - Master of Applied Finance (Financial Planning) - Masters Degree (AQF 9) - Charles Sturt University ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planning Association 9FPA) |
| Francesco Ceravolo | 1992 | 1987 - Bachelor of Economics - Bachelor Degree (AQF 7) - LaTrobe University ~ 1997 - Certified Financial Planner - Professional Designations - FPA ~ 1997 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2020 - Ethics in Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Financial Adviser Exam - Other - FASEA |
| Francis Kwan | 2017 | 2011 - Bachelor of Business (Accounting) - - Monash University ~ 2014 - RG 146 Superannuation - - The Association of Superannuation Funds of Australia ~ 2017 - Diploma of Financial Planning - - Kaplan Professional ~ 2021 - Graduate diploma of financial planning - Graduate Diploma (AQF 8) - Deakin Univeristy |
| Gabrielle Williams | 2018 | 2005 - Bachelor of Commerce - Bachelor Degree (AQF 7) - ANU ~ 2012 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2014 - Certified Financial Planner - Professional Designations - FPA ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Habibullah Sakhi | 0 | 2020 - FNS50615 Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Helen Harrison | 2011 | 1990 - Graduate Diploma - International Marketing - Graduate Diploma (AQF 8) - University of Staffordshire ~ 2009 - Diploma of Financial Services - Diploma (AQF 5) - Mentor Education ~ 2013 - Advanced Diploma - Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Hugh Keenan | 2007 | 1987 - BA (Hons) Business Economics with Marketing - Bachelor Honours Degree (AQF 8) - Paisley College of Technology, UK ~ 2012 - Advanced Diploma of Financial Services (Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Huyam Idris Osman Hamid | 0 | 2015 - Bachelor of Business (Accountancy) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University |
| Ian Ornelas | 2004 | 2003 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Sydney ~ 2008 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Finsia ~ 2012 - Tier 2 Compliance Solution - - Kaplan ~ 2019 - Ethics and Professionalism in Financial Planning - Bridging Course - Ethics - Kaplan |
| Ilario Squillace | 2010 | 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association ~ 2008 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Ingrid Katarina Cecilia Glarin | 2007 | 2003 - Bachelor of Commerce, Banking and Finance and Risk Management - Bachelor Degree (AQF 7) - Griffith University ~ 2004 - Master of Professional Accounting - Masters Degree (AQF 9) - Griffith University ~ 2010 - Diploma of Financial Services (Financial planning) - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Ivan Haramina | 2011 | 1997 - Bachelor of Arts in Social Science - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2000 - Graduate Certificate in Business Enterprise - Graduate Certificate (AQF 8) - The University of Adelaide ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2010 - Diploma of Financial Service (Financial Planning) - - Kaplan |
| James Pitt | 2017 | 2016 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - KAPLAN Professional |
| Janine Ayton | 2008 | 2007 - Dip FS (FP) - - Tribeca ~ 2009 - Adv Dip FS (FP) - - Kaplan |
| Jaya Hingorani | 2012 | 2006 - Master of Business (Professional Accounting) - Masters Degree (AQF 9) - Victoria University of Technology ~ 2007 - Master of Business (Finance) - Masters Degree (AQF 9) - Victoria University of Technology ~ 2013 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2018 - CFP Certification Program - Professional Designations - Financial Planning Association of Australia ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jayson Bruce | 2018 | 2015 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Monash University ~ 2015 - Bachelor of Business (Banking and Finance) - Bachelor Degree (AQF 7) - Monash University ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jeremy Michael Ross | 2007 | 2008 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional Education ~ 2011 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional Education ~ 2015 - Advanced Diploma Of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2016 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional Education ~ 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Jiangying Liu | 2018 | 2014 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Monash University ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - Certified Financial Planner - Professional Designations - Financial Advice Association Australia ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Jie Huang | 2012 | 2003 - Legal Environment of Business CLAW5001 - Certificate (AQF 1-4) - University of Sydney ~ 2003 - Master of Commerce (Accounting) - Masters Degree (AQF 9) - The University of Sydney ~ 2009 - CPA Program - Professional Designations - Certified Practicing Accountants (CPA) Australia ~ 2015 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jordan Kate Tuit | 2016 | 2014 - Bachelor of Applied Finance - Bachelor Degree (AQF 7) - University of South Australia ~ 2015 - Bachelor of Management (Human Resource Management) - Bachelor Degree (AQF 7) - University of South Australia ~ 2015 - Diploma Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Advanced Diploma Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional |
| Joshua Jinks | 2015 | 2013 - Diploma Financial Planning FNS50611 - Diploma (AQF 5) - Kaplan Australia ~ 2013 - RG146 Managed Investments & Securities - Diploma (AQF 5) - Monarch Institute ~ 2014 - Self Managed Superannuation Funds - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2016 - Advanced Diploma Financial Planning FNS60415 - Advanced Diploma (AQF 6) - Monarch Institute ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Julie Adams | 2006 | 1995 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of New England ~ 2006 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - University of the Sunshine Coast ~ 2012 - Tier 2 Compliance Solution - Certificate (AQF 1-4) - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Julie Almond | 2018 | 2015 - FNS51811 Diploma of Financial Services - Diploma (AQF 5) - Integrity Education Group ~ 2017 - FNS60415 Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Integrity Education Group ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Justine Searle | 2017 | 2016 - Diploma Financial Planning - Diploma (AQF 5) - Kaplan ~ 2017 - Advanced Diploma Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2021 - Graduate Diploma Of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Karlo Klasan | 2018 | 2013 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2016 - CFP1 - - Financial Planning Association of Australia ~ 2017 - CFP2 - - Financial Planning Association of Australia ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Katharine Jane Hawkins | 2006 | 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2003 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia ~ 2010 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia |
| Katherine Mary Vallance | 2005 | 1998 - Bachelor of Science - Bachelor Degree (AQF 7) - University of London ~ 2006 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2016 - DFP5v1 Tax for Financial Advising - - Kaplan Professional ~ 2016 - Securities & Managed Investments - - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - Commercial Law - Certificate (AQF 1-4) - Kaplan Professional |
| Kayleigh Clarke | 2022 | 2021 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Uni SA ~ 2021 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Lisa Jane Palmer | 2005 | 2005 - Bachelor of Business - Bachelor Degree (AQF 7) - Monash University ~ 2008 - Advanced Diploma FS (FP) - Advanced Diploma (AQF 6) - Kaplan ~ 2010 - Self Managed Super Funds - Certificate (AQF 1-4) - Kaplan ~ 2012 - CFP - Professional Designations - Financial Planning Association ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Lisa Therese Judge | 2004 | 1999 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2004 - Entry Level Competencies - - IntegraTec Training ~ 2006 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - University of the Sunshine Coast ~ 2008 - Master of Financial Planning - Masters Degree (AQF 9) - University of the Sunshine Coast ~ 2019 - Ethics and Professionalism in Financial Planning - Bridging Course - Ethics - Kaplan |
| Lissa Anne Laffan | 2008 | 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2018 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Griffith University ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University |
| Lorenz Alphonso | 2008 | 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - KAPLAN ~ 2012 - Advanced Diploma of Finacial Services (Financial Planning) - Advanced Diploma (AQF 6) - KAPLAN ~ 2022 - TFAv1 Tax for Financial Advising - Certificate (AQF 1-4) - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Louis Lin | 2012 | 2003 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Sydney ~ 2012 - Margin Lending - - Pinnacle Financial Services Academy ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2018 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Manu Bhalla | 2013 | 1999 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Punjab University ~ 2003 - Post Graduation in Applied Science (Web and Computing) - - RMIT ~ 2013 - Advanced Diploma in Financial planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Mark Angus Hamilton | 2004 | 2004 - Graduate Diploma Applied Finance and Investments - Graduate Diploma (AQF 8) - Securities Institute ~ 2010 - Advanced Diploma Financial Services (FP) - Advanced Diploma (AQF 6) - Kaplan ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2011 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Mark Jeffery Vincent | 2006 | 2006 - Diploma of Financial Services (Financial Planning) - - FINSIA ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2014 - Self Managed Superannuation Funds - - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Mark Rabius | 1997 | 2000 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2011 - Margin lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional ~ 2014 - TASA and the TPB Code of Professional Practice - - Kaplan Professional |
| Matthew Allan | 2012 | 2007 - Bachelor of Finance (International) - Bachelor Degree (AQF 7) - University of Adelaide ~ 2008 - Diploma of Financial Services - Diploma (AQF 5) - AMP Financial Planning ~ 2012 - Advanced Diploma of Financial Services - Advanced Diploma (AQF 6) - Kaplan ~ 2019 - DFP5v5 Tax for Financial Advising - - Kaplan ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Matthew Lowry | 2000 | 1999 - Bachelor of Commerce - Bachelor Degree (AQF 7) - UTAS ~ 2002 - CFP - Professional Designations - Financial Planning of Australia ~ 2002 - Diploma of Financial Planning - Diploma (AQF 5) - FPA ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Matthew Mccubbin | 1999 | 2012 - ADFS - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Matthew Robert Mutter | 2012 | 2009 - Bachelor of Commerce (Economics and Financial Planning) - Bachelor Degree (AQF 7) - Curtin University of Technology ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Maurizio Lombardi | 2005 | 2003 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Monash University ~ 2004 - Diploma Financial Services (Financial Planning) - - Tribeca Learning (KAPLAN) ~ 2007 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Michael David Young | 2013 | 2012 - Bachelor of Finance - Bachelor Degree (AQF 7) - La Trobe University ~ 2013 - Diploma of Financial Planning - - Pinnacle Financial Services Academy Pty Ltd ~ 2016 - Certified Financial Planner (CFP) - Professional Designations - FPA ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Min Xia | 2022 | 2004 - Applied Economics - Masters Degree (AQF 9) - Adelaide University ~ 2021 - Grad Dip of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Natashya Vikram | 2007 | 2002 - Bachelor of Social Science - Bachelor Degree (AQF 7) - Swinburne University ~ 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Nathan Bouris | 2008 | 2006 - Bachelor of Business - Bachelor Degree (AQF 7) - University of the Sunshine Coast ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional Pty Ltd |
| Nicholas Keats | 2003 | 2004 - DFP - Diploma (AQF 5) - FPA ~ 2009 - CFP - Professional Designations - FPA ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Nicholas Leslie Goss | 2013 | 2006 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional Education ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Profesional Education ~ 2022 - TFAv1 Tax for Financial Advising - Certificate (AQF 1-4) - Kaplan |
| Owen Jeffrey Hume | 1998 | 1997 - Bachelor of Economics - - James Cook Univeristy ~ 1997 - Bachelor of Economics - Bachelor Degree (AQF 7) - James Cook University ~ 2003 - Diploma of Financial Planning - - Deakin University ~ 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2011 - Margin lending and Geared Investments - - Kaplan Professional ~ 2011 - Margin lending and Geared Investments - - Kaplan professional ~ 2012 - CFP Certification Program - Professional Designations - FPA ~ 2012 - CFP® Certification Program - - FPA ~ 2014 - TASA and the TPB Code of Professional Conduct - - Kaplan Professional ~ 2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Patrick O'keefe | 2016 | 2012 - Bachelor of Business (Banking & Finance) - Bachelor Degree (AQF 7) - Victoria University ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Paul David Gerard Ambrose | 2013 | 2007 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Curtin University ~ 2013 - Master of Financial Planning - Masters Degree (AQF 9) - Curtin University ~ 2020 - FASEA Adviser Exam - Other - FASEA |
| Paul Karagorgovski | 2014 | 2012 - Bachelor of Commerce (Finance and Marketing) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2019 - Ethics and Professionalism in Financial Planning - Bridging Course - Ethics - Kaplan |
| Paul Stuart Johnston | 2001 | 2013 - Graduate Certificate Management - Graduate Certificate (AQF 8) - Australian Institute Management ~ 2016 - Master Business Administration - Masters Degree (AQF 9) - AIM Business School ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2024 - Commercial Law - Certificate (AQF 1-4) - Kaplan Professional |
| Peter Boulton | 2008 | 1997 - Victorian Certificate of Education - - Wesley College ~ 2001 - Bachelor of Commerce (Honours) - Bachelor Honours Degree (AQF 8) - Monash University ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2015 - Certified Financial Planner - Professional Designations - Financial Planning Association (Deakin Univeristy) ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Phillip James Wilkins | 2010 | 2008 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2010 - Margin Lending - Certificate (AQF 1-4) - Deakin University ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Prabath Ekanayake | 2006 | 2004 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Melbourne ~ 2007 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2009 - Certified Financial Planner - Professional Designations - FPA ~ 2012 - Fellow Chartered Financial Practitioner - - AFA ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Praneel Kumar Rajoria | 2005 | 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Preeti Keskar | 2018 | 2006 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Christ College ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - Commercial Law - Certificate (AQF 1-4) - Kaplan Professional ~ 2024 - Tax for Financial Advising - Certificate (AQF 1-4) - Kaplan Professional |
| Raya Faith Afkhamizakerzadeh | 2005 | 2004 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2020 - FPC001B Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Rebecca Kirkham | 2008 | 2009 - Certificate of Financial Advisers (CeFA) - - Institute of Financial Services University College (UK) ~ 2011 - Advanced Diploma of Financial Advisers (Adv DipFA) - - Institute of Financial Services University College (UK) ~ 2012 - Diploma of Financial Planning - - Kaplan Professional Education ~ 2016 - Tier 1 Margin Lending - Personal Advice - - Kaplan Professional Education ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Rein Margus Leepin | 2006 | 1998 - Bachelor of Business - Bachelor Degree (AQF 7) - Victoria University of Technology (VUT) ~ 2008 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Financial Services Institute of Australia (FINSIA) ~ 2009 - CFP unit 1 (Exempt from units 2, 3 & 4) - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Richard John Shaiel Gosling | 2003 | 2003 - Advanced Diploma Financial Services (Financial Planning) FNB60402 - Advanced Diploma (AQF 6) - Integratec Training ~ 2005 - Ethics, Professionalism and Practice - Certificate (AQF 1-4) - Financial Planning Association of Australia (FPA) ~ 2010 - Life Risk Specialist Accreditation - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2023 - Commercial Law - Certificate (AQF 1-4) - Kaplan Professional ~ 2023 - TFAv1 Tax for Financial Advising - Certificate (AQF 1-4) - Kaplan Professional |
| Roderick James DE Bie | 2004 | 2004 - Diploma of Financial Planning - Diploma (AQF 5) - FPA Australia ~ 2006 - CFP Education Program - Professional Designations - FPA ~ 2012 - Tier 2 Compliance Solution - - Kaplan ~ 2019 - Ethics and Professionalism in Financial Planning - Bridging Course - Ethics - Kaplan |
| Roger Shepherd | 2009 | 2006 - Bachelor of Business (Business Administration) - Bachelor Degree (AQF 7) - RMIT ~ 2007 - Diploma of Financial Services Financial Planning - Diploma (AQF 5) - Kaplan ~ 2009 - Advanced Diploma of Financial Services FP - Advanced Diploma (AQF 6) - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Rosi Kay Pilgrim | 2005 | 1994 - Bachelor of Business - - RMIT ~ 2004 - Master of Financial Planning - Masters Degree (AQF 9) - RMIT ~ 2008 - CFP Certification Program - Professional Designations - FPA ~ 2019 - Ethics and Professionalism in Financial Planning - Bridging Course - Ethics - Kaplan |
| Sean Ingall | 2014 | 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2016 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Professional ~ 2022 - Commercial Law - Certificate (AQF 1-4) - Kaplan Professional ~ 2022 - TFAv1 Tax for Financial Advising - Certificate (AQF 1-4) - Kaplan Professional |
| Sean Rendal Rex Gothe | 1997 | 2000 - Diploma of Financial Planning - - Deakin University ~ 2001 - CFP - - Financial Planning Association ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2011 - Self Managed Superannuation Funds - - RG146 Training Australia (Mentor) |
| Shaylee Maree Crisp | 2017 | 2008 - Bachelor of Business - Bachelor Degree (AQF 7) - James Cook University ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Shellie Mcphee | 2016 | 2016 - Diploma Financial Planning - Diploma (AQF 5) - Mentor Education ~ 2017 - Advanced Diploma Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Sonya White | 2008 | 1990 - Bachelor of Commerce (Accountancy) - Bachelor Degree (AQF 7) - University of Queensland ~ 1995 - CPA Program - - CPA Australia ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2018 - CFP Certification Program - Professional Designations - Financial Planning Association of Australia ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Stavros Lambou | 2007 | 2007 - Diploma of Financial Services (Financial Planning FNS - Diploma (AQF 5) - ThreeSixty ~ 2008 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Finsia ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2020 - ALPA - Other - Kaplan ~ 2021 - SMSF - Other - Kaplan |
| Stefan Nicholas Melito | 2016 | 2014 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of South Australia ~ 2015 - Certificate IV in Finance and Mortgage Broking - - Kaplan Professional ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education Pty Ltd ~ 2022 - MAI769 Ethics for Financial Services - Bridging Course - Ethics - Deakin University |
| Stephen Collier | 2010 | 1997 - Bachelor of Business - Bachelor Degree (AQF 7) - Australian Catholic University ~ 2009 - Diploma of Financial Services (Financial Planning FNS50804) - Diploma (AQF 5) - Kaplan ~ 2011 - Advanced Diploma of Financial Services (Financial Planning FNS60404) - Advanced Diploma (AQF 6) - Kaplan ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Steven Gregory Wright | 2014 | 2001 - Bachelor of Business (Human Resource Management and Marketing) - Bachelor Degree (AQF 7) - Southern Cross University ~ 2015 - FNS60410 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional Education ~ 2020 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional ~ 2020 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional |
| Steven Hack | 2007 | 2004 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2014 - Certified Financial Planner - Professional Designations - Deakin University ~ 2015 - Aged Care Professional - - Aged Care Steps |
| Thai Chau Ngo | 2015 | 2011 - Diploma of Financial Services - Diploma (AQF 5) - RMIT University ~ 2013 - Bachelor of Business (Economics and Finance) - Bachelor Degree (AQF 7) - RMIT ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education ~ 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Thomas Rouse | 2012 | 2002 - BSC Mathematics with Economics - Bachelor Degree (AQF 7) - Loughborough University ~ 2002 - Master of Business Administration (MBA) - Masters Degree (AQF 9) - University Technology Sydney ~ 2014 - ADFP - Advanced Diploma (AQF 6) - Kaplan ~ 2017 - CFP - Professional Designations - Financial Planning Association of Australia ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Timothy Theodore Southerden | 2006 | 1997 - Master of Business Administration - Masters Degree (AQF 9) - The University of New England ~ 2010 - Advanced Diploma Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional Australia ~ 2014 - Certified Financial Planner - Professional Designations - The Financial Planning Assocation of Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Trevor Smillie | 2001 | 2001 - Diploma of Financial Planning - Diploma (AQF 5) - FPA ~ 2008 - CFP - Professional Designations - FPA ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Victoria Isobel Geneva Short | 2015 | 2015 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Vitaliy Leonidovich Tsitalovskiy | 2014 | 2012 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of New South Wales ~ 2012 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of New South Wales ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2024 - Commercial Law - Certificate (AQF 1-4) - Kaplan Professional |
| Xiaoyin Xue | 2014 | 2013 - Master of Business (Finance) - Masters Degree (AQF 9) - Bond Univeristy ~ 2015 - Advanced diploma in financial advice - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2015 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Mentor Education ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2019 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan Professional |