This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Peter Brown | 2022 | 1995 - Bachelor of Business and Accounting - Bachelor Degree (AQF 7) - RMIT ~ 1999 - CPA - Professional Designations - CPA Australia ~ 2021 - Graduate Dipoma of Financial Planning - Graduate Diploma (AQF 8) - Swinburne |
| Brett Thomas Jackson | 2023 | 2017 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Melbourne University ~ 2021 - Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Brigitta Nadya | 0 | 2018 - Commerce - Bachelor Degree (AQF 7) - University of Melbourne ~ 2019 - Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2024 - Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Cameron Howlett | 2001 | 1999 - Bachelor of Business - - La Trobe University ~ 1999 - Bachelor of Computing - - La Trobe University ~ 2003 - Diploma of Financial Planning - - Deakin University ~ 2006 - Certified Financial Planner - - FPA ~ 2009 - SMSF Specialist Adviser - - SMSF Association |
| Christopher Robert Haggart | 2009 | 2005 - Bachelor of Biotechnology and Cell Biology - - La Trobe University ~ 2015 - Diploma of Financial Planning - - Mentor Education ~ 2016 - Masters of Applied Finance - - Macquarie University ~ 2016 - SMSF Adviser - - Kaplan Education |
| Linhui Zhao | 2023 | 2012 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Donghua University ~ 2014 - Master of Accounting - Masters Degree (AQF 9) - University of Melbourne ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Maria Williza Demirel | 0 | 2010 - Business - Bachelor Degree (AQF 7) - Swinburne ~ 2014 - Financial Planning - Diploma (AQF 5) - Kaplan ~ 2017 - Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2024 - Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Shane Nicholas | 2004 | 2003 - Financial Planning - Bachelor Degree (AQF 7) - RMIT ~ 2007 - CFP - - Financial Planning Association of Australia (FPA) ~ 2009 - SMSF Specialist Adviser (SSA) - - Self Managed Super Fund Association of Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Education Courses |