This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Peter Brown | 2022 | Bachelor of Business and Accounting - RMIT ~ CPA - CPA Australia ~ Graduate Dipoma of Financial Planning - Swinburne |
| Cameron Howlett | 2001 | Bachelor of Business - La Trobe University ~ Bachelor of Computing - La Trobe University ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - Deakin University ~ SMSF Specialist Adviser - SMSF Association |
| Christopher Robert Haggart | 2009 | Bachelor of Biotechnology and Cell Biology - La Trobe University ~ Diploma of Financial Planning - Mentor Education ~ Masters of Applied Finance - Macquarie University ~ SMSF Adviser - Kaplan Education |
| Linhui Zhao | 2023 | Bachelor of Commerce - Donghua University ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Accounting - University of Melbourne |
| Shane Nicholas | 2004 | CFP - Financial Planning Association of Australia (FPA) ~ Financial Planning - RMIT ~ SMSF Specialist Adviser (SSA) - Self Managed Super Fund Association of Australia |