This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Gilbert Low | 2010 | 2000 - Bachelor of Accounting - - University of Western Sydney ~ 2009 - Diploma of Financial Planning - - Kaplan Professional ~ 2020 - Financial Adviser Exam - Other - FASEA |
| Hilton Woolf | 1999 | 1985 - Batchelor of Accounting Science - Bachelor Degree (AQF 7) - UNISA ~ 2002 - Certified Financial Planner - - FPA ~ 2002 - Diploma of Financial Planning - - FPA |
| Lionel Francis Rodrigues | 1998 | 1987 - Bachelor of Business (Banking and Finance) - - Charles Sturt University (Mitchell College of Advance Education) ~ 2000 - Diploma of Financial Planning - - Deakin University ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin ~ 2022 - Master of Laws - Masters Degree (AQF 9) - Deakin University |