Hsbc Bank Australia Limited

AFS License Number
232595
Name
Hsbc Bank Australia Limited
ABN/ACN/ARBN
48006434162
Licensee issued
Dec. 1, 2003
Address
Sydney, 2000, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts;
interests in managed investment schemes limited to:
the investor directed portfolio service known as "HSBC Stockbroking On-line Funds Service";
securities; and
financial products limited to:
miscellaneous financial investment products;
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
the investor directed portfolio service known as "HSBC Stockbroking On-line Funds Service";
securities;
superannuation; and
financial products limited to:
miscellaneous financial investment products; and
underwriting:
an issue of securities;
make a market for the following financial products:
foreign exchange contracts;
derivatives; and
debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Alex Chan2007
 Andy Low2004Advance Diploma of Financial Planning - Kaplan ~ Bachelor of Business - Monash University ~ SMSF - Kaplan
 Ben Wise2009
 Cynthia Gerrard2013Advanced Diploma - Financial Planning - Kaplan Professional ~ Bachelor Degree - Victoria University of Wellington ~ Diploma - Financial Planning - Kaplan Professional
 David Wong2005Advance Diploma of Financial Services (Financial Planning) - Kaplan Education ~ Advance Diploma of Financial Services (Financial Planning) - Kaplan Education ~ Diploma of Financial Services (Financial Planning) - Kaplan Education ~ Diploma of Financial Services (Financial Planning) - Kaplan Education
 Eewen Yong2007
 Gineline Sinlao Abuda2006Advanced Diploma of Financial Services (Financial Planning) - ThreeSixty Adviser Campus ~ Advanced Diploma of Financial Services (Financial Planning) - ThreeSixty Adviser Campus ~ Bachelor of science (Foreign Service) - Lyceum University Philippines ~ Bachelor of science (Foreign Service) - Lyceum University Philippines ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Diploma of Financial Services (Financial Planning) - ThreeSixty Adviser Campus ~ Diploma of Financial Services (Financial Planning) - ThreeSixty Adviser Campus
 Hsu Chiang2006Chartered Financial Planner - Financial Planning Association ~ Diploma Financial Planning - Securities Institute ~ Master of Commerce (Applied Finance) - University of Queensland
 Johnny LY2010
 Joyie Choi2009
 Matt Tuson2008Advanced Diploma of Financial Services ( Financial Planning - Kaplan ~ Cert 3 in Financial Services - Securities Institute ~ Certificated of Completion: Self Managed Superannuation Funds - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Margin Lending and Geared Investments - Kaplan
 Michael Sun2014
 Mike Liu2006
 Philip Kim Chuan Yap2005Certified Financial Planner - FPA ~ Margin lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Tribeca
 Richard (kian) Tan2012
 Robert Castro2005
 Samuel Faulkner Clark2002
 Sandra Lau2002
 Sarah Toh2009
 Simon Whiteley2005
 Siu Man Lily MO2002Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia
 Steven Cacciottolo2008
 Tim Tanim2008Certificate of Completion: 928 Margin Lending- Knowledge and Skills - Kaplan ~ Diploma of Financial Services (Financial Planning) - Finsia
 Tim Veal2010