This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Maurice Buchan | 1996 | 1995 - Bachelor of Business - - University of Southern Queensland ~ 1996 - Certified Financial Planner - - FPA ~ 1998 - Graduate Diploma in Applied Finance and Investment - - Securities Institute Education ~ 1999 - Diploma of Financial Planning - - FPA |
| Kate Curtain | 2016 | 2012 - Financial Services Training Package - - Terra Cordis ~ 2012 - SMSF Specialist Advisor - - SMSF Association ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Luke Kenneth Robson | 2014 | 2014 - Bachelor of Business (Finance) - - Queensland University of Technology (QUT) ~ 2015 - ASX Listed Products Accreditation Course (LPAC) - - LPAC Online Pty Ltd ~ 2016 - SuperConcepts and ICFS Specialist SMSF Course - - University of Adelaide |