Hlb Mann Judd Wealth Management (nsw) Pty Limited

AFS License Number
526052
Name
Hlb Mann Judd Wealth Management (nsw) Pty Limited
ABN/ACN/ARBN
65106772696
Licensee issued
Jan. 22, 2021
Address
Sydney, 2000, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Emma Hicks 2018 2014 - Bachelor of Business (Accounting & HR Management) - - University of Technology, Sydney ~ 2018 - Advanced Diploma of Financial Planning - - Kaplan ~ 2019 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Self Managed Superannuation Funds - Other - Kaplan Professional
 Jonathan Philpot 2002 1998 - Bachelor of Commerce - - University of New South Wales ~ 2000 - Chartered Accountant - - ICAA ~ 2003 - Diploma of Financial Planning - - Financial Planning Association ~ 2006 - Certified Financial Planner - - Financial Planning Association ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Lindzi Beulah Caputo 2016 2009 - Bachelor of Business - - University of Technology Sydney ~ 2016 - Accredited Listed Product Adviser Program - - Kaplan ~ 2016 - Advanced Diploma of Financial Planning - - Kaplan ~ 2017 - Self Managed Superannuation Funds - - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Graduate Diploma (AQF 8) - Kaplan
 Michael Geoffrey Hutton 1999 1984 - Bachelor of Economics - - University of Sydney ~ 1987 - Chartered Accountant - - Institute of Chartered Accountants ~ 2001 - Diploma of Financial Planning - - Deakin University/ Financial Planning Association ~ 2009 - SMSF Specialist Advisor - - SMSF Professionals Association of Australia
 Prue Catherine Cheeseman-goodes 2022 2016 - B Business - Bachelor Degree (AQF 7) - UTS ~ 2018 - Graduate Diploma of Chartered Accounting - Graduate Diploma (AQF 8) - CAANZ ~ 2021 - Accredited Listed Product Adviser Program - Graduate Certificate (AQF 8) - Kaplan ~ 2022 - Self Managed Superannuation Funds - Graduate Diploma (AQF 8) - Kaplan ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan