This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
provide a claims handling and settling service limited to:
the person assists another person to make a claim under an insurance product;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Camille Cruz | 0 | 2018 - Bachelor of Business (Accountancy) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2018 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University |
| Mark Robert Beauchamp | 2016 | 2016 - Diploma of Financial Planning - - Kaplan Professional |
| Matthew James Beauchamp | 2012 | 2012 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2014 - Advanced Diploma of Financial Services (Financial Planning) - - Monarch Institute |
| Paul Joseph Beauchamp | 1977 | 2000 - Diploma of Financial Planning (Financial Services) - - Deakin University |
| Timothy Michael Mckendry | 2013 | 2013 - Diploma of Financial Planning - - Kaplan Professional |