Hillross Financial Services Limited

AFS License Number
232705
Name
Hillross Financial Services Limited
ABN/ACN/ARBN
77003323055
Licensee issued
Jan. 1, 2004
Address
Sydney, 2000, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
interests in managed investment schemes excluding investor directed portfolio services; and
securities; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Adam Lea Coles 2004 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional
 Alan Chung 2011 Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan
 Aldo Domenico Viviani 2009 Advanced Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy Pty Ltd ~ Diploma of Finance and Mortgage Broking Management - AAMC Training Group ~ Diploma of Financial Services (Financial Planning) - Mentor Education Pty Ltd ~ FPC001B Economic & Legal Context for Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional
 Andrew Yoong 2004 Bachelor of Commerce (Finance) - Curtin University ~ Diploma of Financial Planning - Financial Planning Association of Australia (FPA)
 Arash Zamansani 2014 Bachelor of Commerce (Accounting and Financial Planning) - Griffith University ~ Certificate IV in Finance and Mortgage Broking - Kaplan Professional ~ MAI769 Ethics for Financial Services - Deakin University
 Bradley Craig Shaw 2007 Certificate III in Financial Services (General Insurance) - AMP Limited ~ Diploma of Financial Services (Financial Planning) - AMP Limited
 Charles Anthony Knight 2004 Diploma of Financial Services (Financial Planning) - Tribeca ~ Graduate Diploma in Accounting - Institute of Chartered Accountants of Australia ~ Professional Diploma in Stockbroking - DeakinPrime
 Christopher Gee 1998 Bachelor of Commerce - University of Western Australia ~ Graduate Diploma in Financial Planning - Securities Institute
 Clinton Pentland 2004 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional
 Connie Rose Allie 2011 Advanced Diploma of Financial Planning - Kaplan Professional ~ Associate Diploma of Business - Barton Institute of Tafe ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ MAI769 Ethics for Financial Services - Deakin University
 Craig John Greenwood 1996 Advanced Diploma of Financial Services (Financial Planning) - Archer College ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ FPC001B Economic & Legal Context for Financial Planning - Kaplan Professional
 Daryl Roger La'brooy 1998 Bachelor of Business (Accounting) - RMIT University ~ Bachelor of Commerce - University of Melbourne ~ Graduate Diploma in Applied Finance and Investment - Finsia ~ MAI769 Ethics for Financial Services - Deakin University ~ Master of Business Administration - University of Melbourne
 David James Kennedy 2002 Advanced Diploma of Financial Services (Financial Planning) - GWM Adviser Services Ltd ~ Graduate Certificate in Applied Finance and Investment - Finsia ~ Master of Business Administration - University of Canberra ~ Professional Diploma in Stockbroking - DeakinPrime
 David John Hall 2014 Bachelor of Commerce (Finance & Economics) - University of Sydney ~ Diploma of Financial Planning - Kaplan Professional ~ Master of Applied Finance - Macquarie University
 David Palermo 2006 Bachelor of Commerce (Financial Planning) - Deakin University ~ Certificate IV Financial Services (Finance/Mortgage Broking) - Tribeca ~ Diploma of Financial Services (Financial Planning) - AMP Limited ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional
 David Scott Freer 2003 Diploma of Financial Services (Financial Planning) - Kaplan Professional
 Dean Kevin Avery 1998 Diploma of Financial Planning - Financial Planning Association of Australia (FPA)
 Gavin Bruce Fernando 2001 Bachelor of Commerce (Accounting) - Curtin University ~ Certificate in Financial Markets - Securities Institute ~ Diploma of Financial Planning - Financial Planning Association of Australia (FPA) ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional
 Glen David Stander 2006 Diploma of Financial Planning - Financial Planning Association of Australia (FPA) ~ Diploma of Superannuation Management - Assoc of Superannuation Funds of Aust Ltd (ASFA) ~ Master of Business Administration - Deakin University ~ Master of Commerce - Deakin University
 Glynn Phillips 2005 Bachelor of Economics - James Cook University ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Financial Planning - Finsia ~ Master of Business - University of Technology Sydney (UTS)
 Grant Raymond Thompson 1999 Advanced Diploma of Financial Services (Financial Planning) - Integratec (Australia) Pty Ltd ~ Diploma of Financial Services (Finance/Mortgage Broking Management) - Plan Connect
 Gregory Fragoulis 2000 Certificate IV in Superannuation - Association of Superannuation Funds of Australia Ltd (ASFA) ~ Diploma of Financial Planning - Financial Planning Association of Australia (FPA)
 Helen Postle 1998 Diploma of Financial Planning - Financial Planning Association of Australia (FPA)
 Holley Pia Lucey 2011 7269AFE/7815AFE Ethics and Professionalism - Griffith University ~ Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Mentor Education Pty Ltd
 Jack Andrew Richards 2021 FPC001B Economic & Legal Context for Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ FPC007B Client Engagement Skills - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional
 Jack Anthony Walsh 2024 7269AFE/7815AFE Ethics and Professionalism - Griffith University ~ Bachelor of Commerce (Finance and Financial Planning) - Griffith University
 Jade Philip Eley 2012 Advanced Diploma of Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Certificate in Financial Planning - Kaplan Professional ~ Graduate Diploma in Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional
 Jaime Anne Donaldson 2003 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Integratec (Australia) Pty Ltd ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional
 Jake Aaron Gomer 2018 Bachelor of Commerce (Finance & Economics) - Murdoch University ~ Diploma of Financial Planning - Monarch Institute ~ MAA769 Ethics for Financial Services - Deakin University ~ Master of Financial Planning - Deakin University
 James Henry Ellis 2014 Bachelor of Business (Accounting) - Charles Sturt University (CSU) ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional
 James Robert Dilger 2009 FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Certificate in Financial Planning - RMIT University ~ Master of Applied Finance - Charles Sturt University (CSU)
 Jayde Lee Coleman 2018 Diploma of Financial Planning - Kaplan Professional
 Jethro Samuel 2015 Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - University of Western Australia ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional
 Jordan Hugh Mcmillan 2014 Advanced Diploma of Financial Planning - International Institute of Technology Pty Ltd (IIT) ~ Diploma of Financial Services (Financial Planning) - International Institute of Technology Pty Ltd (IIT)
 Joshua James Pegler 2017 Bachelor of Finance - University of Adelaide ~ Certificate IV in Finance and Mortgage Broking - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional
 Justin James Hyland 2010 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Diploma of Financial Services (Financial Planning) - Tribeca
 Kamila Lucie Gallagher 2006 Advanced Diploma of Financial Services (Financial Planning) - Archer College ~ Diploma of Business (Accounting) - TAFE SA ~ Diploma of Financial Services (Financial Planning) - Integratec (Australia) Pty Ltd ~ FPC001B Economic & Legal Context for Financial Planning - Kaplan Professional ~ FPC007B Client Engagement Skills - Kaplan Professional
 Kristian Falconer 2002 Graduate Diploma in Financial Planning - Securities Institute
 Kym Clay Thyer 1980 Diploma of Financial Planning - Financial Planning Association of Australia (FPA) ~ Diploma of Life Insurance - Australian Insurance Institute
 Leanne Maree Stokes 2000 Diploma of Financial Planning - Financial Planning Association of Australia (FPA) ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Business (Personal Financial Planning) - University of Southern Queensland
 Leszek Jarco 2012 Bachelor of International Finance - University of Adelaide ~ Certificate IV in Finance and Mortgage Broking - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - International Institute of Technology Pty Ltd (IIT)
 Marcus John Occhipinti 2000 Bachelor of Commerce - Deakin University ~ Certificate in Financial Markets - Securities Institute ~ Diploma of Financial Planning - Financial Planning Association of Australia (FPA) ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional
 Mark Christopher Newbert 1997 Bachelor of Commerce (Finance & Economics) - Curtin University ~ Certificate IV Financial Services (Finance/Mortgage Broking) - Kaplan Professional ~ Diploma of Financial Services (Finance/Mortgage Broking Management) - Kaplan Professional ~ MAI769 Ethics for Financial Services - Deakin University
 Mary Clare Lorkin 2023 Bachelor of Business (Finance) - Queensland University of Technology (QUT) ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional
 Matthew Daniells 2012 Bachelor of Commerce (Economics and Financial Planning) - Curtin University ~ Certificate IV in Finance and Mortgage Broking - Kaplan Professional ~ Diploma of Finance and Mortgage Broking Management - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional
 Matthew John Scanlon 2000 Bachelor of Economics - Murdoch University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Certificate in Financial Planning - Griffith University
 Megan Anthea Aikman 2002 Graduate Diploma in Financial Planning - Securities Institute
 Michael Anthony Adams 2014 Bachelor of Commerce with Bachelor of Laws - Macquarie University ~ Diploma of Financial Planning - TAFE NSW
 Michael Bournazi 0 Bachelor of Business (Accountancy) - RMIT University ~ Bachelor of Business (Financial Planning) - RMIT University ~ Diploma of Financial Planning - RMIT University
 Michael Stephen Chadwick 1992 Diploma of Financial Planning - Financial Planning Association of Australia (FPA) ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional
 Monica Ann Gonzales Rayos 2018 Bachelor of Commerce (Accounting and Financial Planning) - Griffith University ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional
 Nancy Puilan Chan-le 2023 FPC001B Economic & Legal Context for Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ FPC007B Client Engagement Skills - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Nicholas Charles Ferry 2021 Bachelor of Commerce (Finance and Financial Planning) - Griffith University ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional
 Nicholas David Kidson 1980 Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Diploma of Financial Services (Financial Planning) - Tribeca
 Nicholas William Block 2022 Bachelor of Finance - University of Canberra ~ FPC001B Economic & Legal Context for Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ FPC007B Client Engagement Skills - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional
 Paul Gorman 2001 Bachelor of Commerce (Finance and Marketing) - University of New England ~ Certificate of Superannuation Management - Assoc of Superannuation Funds of Aust Ltd (ASFA) ~ Diploma of Financial Planning - Financial Planning Association of Australia (FPA)
 Paul Graham Heanly 1999 Bachelor of Economics - University of Newcastle ~ Bachelor of Economics - University of Newcastle ~ Diploma of Financial Planning - Financial Planning Association (FPA) ~ Diploma of Financial Planning - Financial Planning Association of Australia (FPA) ~ MAI769 Ethics for Financial Services - Deakin University
 Phillip Adrian Jennings 2005 Advanced Diploma of Financial Services (Financial Planning) - AMP Limited ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional
 Rebecca Lauren Webb 2024 7159AFE/7823GBS/7823AFE Principles of Business & Corp Law - Griffith University ~ 7246AFE/7812GBS/7812AFE Behavioural Finance & Wealth Mgmt - Griffith University ~ 7269AFE/7815AFE Ethics and Professionalism - Griffith University ~ Graduate Diploma of Financial Planning - Griffith University
 Richard John Lovell 2002 Bachelor of Commerce (Finance) - University of Adelaide ~ Diploma of Financial Planning - Financial Planning Association of Australia (FPA)
 Richard Kah Arn Ong 2007 Bachelor of Business (Accountancy/Computing) - Charles Sturt University (CSU) ~ Diploma of Financial Services (Financial Planning) - International Institute of Technology Pty Ltd (IIT) ~ Master of Business Administration - The University of Hull
 Rikki Juzwin 2015 Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Financial Management & Marketing) - La Trobe University ~ Diploma of Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional
 Robert John Holt 1982 Diploma of Financial Planning - Financial Planning Association of Australia (FPA)
 Rodney Brian Bird 2000 Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy Pty Ltd ~ Graduate Certificate in Corporate Management - University of Tasmania
 Ryan James Easton 2018 Certificate IV in Finance and Mortgage Broking - Kaplan Professional ~ Diploma of Financial Planning - International Institute of Technology Pty Ltd (IIT) ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Business Administration - University of Adelaide
 Ryan James Morse 2011 Master of Business (Applied Finance) - Queensland University of Technology (QUT)
 Samuel Scott Meredith Harrington 2004 Bachelor of Commerce (Finance) - Deakin University
 Sandra Louise Whitear 2014 Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Graduate Certificate in Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ MAI769 Ethics for Financial Services - Deakin University
 Scott Cameron Montefiore 2009 MAA769 Ethics for Financial Services - Deakin University ~ Master of Business (Applied Finance) - Queensland University of Technology (QUT)
 Scott James Fleming 2012 7159AFE/7823GBS/7823AFE Principles of Business & Corp Law - Griffith University ~ 7269AFE/7815AFE Ethics and Professionalism - Griffith University ~ Diploma of Financial Planning - International Institute of Technology Pty Ltd (IIT) ~ Graduate Certificate in Financial Planning - Griffith University ~ Master of Financial Planning - Griffith University
 Shane Kevin Lucey 2013 Certificate IV Financial Services (Finance/Mortgage Broking) - Traineeship Management Australia (TMA) ~ Diploma of Financial Services (Financial Planning) - Mentor Education Pty Ltd
 Shannan Theresa Calabro 2012 Bachelor of Commerce - Griffith University ~ Diploma of Financial Planning - Kaplan Professional
 Simon Gregory White 1998 Bachelor of Commerce - University of Wollongong ~ Certificate of Superannuation Management - Association of Superannuation Funds of Australia Ltd (ASFA) ~ Diploma of Financial Planning - Financial Planning Association of Australia (FPA)
 Simon James Everett 2001 Bachelor of Business (Accounting) - Curtin University ~ Certificate IV in Finance and Mortgage Broking - AAMC Training Group ~ Diploma of Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ FPC007B Client Engagement Skills - Kaplan Professional
 Stephanie Bakis Ucchino 2016 Bachelor of Commerce (Commercial Law) - Macquarie University ~ Diploma of Financial Planning - Kaplan ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional
 Stephen G Shaw 1993 Diploma of Financial Planning - Financial Planning Association of Australia (FPA)
 Stephen John Jones 2015 Bachelor of Business (Accounting) - Swinburne University of Technology ~ Diploma of Financial Planning - CPA Australia ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional
 Steven Hall 2009 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business - Swinburne Institute of Technology
 Steven LY 2014 Advanced Diploma of Financial Services (SMSF) - Integrity Education Group ~ Bachelor of Business - Swinburne University of Technology ~ Diploma of Financial Planning - Investment Banking Institute (IBI) ~ MAI769 Ethics for Financial Services - Deakin University
 Susan Jennifer Ray 1991 Advanced Diploma of Financial Services (Financial Planning) - AMP Limited ~ Diploma of Financial Planning - Financial Planning Association of Australia (FPA)
 Thomas Schipilliti 2003 Bachelor of Commerce - University of Western Sydney ~ Diploma of Financial Planning - Financial Planning Association of Australia (FPA) ~ MAI769 Ethics for Financial Services - Deakin University
 Troy Matthew Gallasch 2006 Bachelor of Business (Banking & Finance) - University of South Australia (UNISA) ~ Graduate Diploma in Financial Planning - Securities Institute
 Vanessa Nhan 2017 Bachelor of Business - University of Technology Sydney (UTS) ~ Diploma of Financial Planning - Kaplan Professional ~ FPC001B Economic & Legal Context for Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ FPC007B Client Engagement Skills - Kaplan Professional
 Warwick John French 2002 Bachelor of Business - University of New England ~ Industry Standard Education - RG146 specialist knowledge - Financial Planning Association of Australia (FPA)
 Yogesh Amrital Rupshi Shah 2004 Advanced Diploma of Financial Services (Financial Planning) - Financial Planning Association of Australia (FPA) ~ MAI769 Ethics for Financial Services - Deakin University