Hillross Financial Services Limited

AFS License Number
232705
Name
Hillross Financial Services Limited
ABN/ACN/ARBN
77003323055
Licensee issued
Jan. 1, 2004
Address
Sydney, 2000, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
interests in managed investment schemes excluding investor directed portfolio services; and
securities; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Adam Lea Coles 2004 2004 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Alan Chung 2011 2008 - Bachelor of Commerce (Accounting & Finance) - Bachelor Degree (AQF 7) - University of Western Australia ~ 2008 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan
 Aldo Domenico Viviani 2009 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education Pty Ltd ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy Pty Ltd ~ 2017 - Diploma of Finance and Mortgage Broking Management - Diploma (AQF 5) - AAMC Training Group ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - FPC001B Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional
 Andrew Yoong 2004 2000 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - Curtin University ~ 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA)
 Arash Zamansani 2014 2012 - Bachelor of Commerce (Accounting and Financial Planning) - Bachelor Degree (AQF 7) - Griffith University ~ 2016 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan Professional ~ 2020 - MAI769 Ethics for Financial Services - Bridging Course - Ethics - Deakin University
 Bradley Craig Shaw 2007 2002 - Certificate III in Financial Services (General Insurance) - Certificate (AQF 1-4) - AMP Limited ~ 2002 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - AMP Limited
 Charles Anthony Knight 2004 2003 - Graduate Diploma in Accounting - Graduate Diploma (AQF 8) - Institute of Chartered Accountants of Australia ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2010 - Professional Diploma in Stockbroking - Diploma (AQF 5) - DeakinPrime
 Christopher Gee 1998 1996 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Australia ~ 2000 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute
 Clinton Pentland 2004 2005 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Connie Rose Allie 2011 1997 - Associate Diploma of Business - Diploma (AQF 5) - Barton Institute of Tafe ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - MAI769 Ethics for Financial Services - Bridging Course - Ethics - Deakin University
 Craig John Greenwood 1996 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Archer College ~ 2021 - FPC001B Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional
 Daryl Roger La'brooy 1998 1981 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Melbourne ~ 1986 - Master of Business Administration - Masters Degree (AQF 9) - University of Melbourne ~ 1994 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Finsia ~ 1998 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - RMIT University ~ 2022 - MAI769 Ethics for Financial Services - Bridging Course - Ethics - Deakin University
 David John Hall 2014 2004 - Bachelor of Commerce (Finance & Economics) - Bachelor Degree (AQF 7) - University of Sydney ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Master of Applied Finance - Masters Degree (AQF 9) - Macquarie University
 David Palermo 2006 2002 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2006 - Certificate IV Financial Services (Finance/Mortgage Broking) - - Tribeca ~ 2006 - Diploma of Financial Services (Financial Planning) - - AMP Limited ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 David Scott Freer 2003 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional
 Dean Kevin Avery 1998 2002 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA)
 Gavin Bruce Fernando 2001 1994 - Certificate in Financial Markets - Certificate (AQF 1-4) - Securities Institute ~ 2004 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - Curtin University ~ 2005 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Glen David Stander 2006 1999 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) ~ 2004 - Diploma of Superannuation Management - - Assoc of Superannuation Funds of Aust Ltd (ASFA) ~ 2009 - Master of Business Administration - - Deakin University ~ 2009 - Master of Commerce - Masters Degree (AQF 9) - Deakin University
 Glynn Phillips 2005 1986 - Bachelor of Economics - - James Cook University ~ 2001 - Master of Business - - University of Technology Sydney (UTS) ~ 2007 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Finsia ~ 2023 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Grant Raymond Thompson 1999 1985 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - Griffith University ~ 2004 - Advanced Diploma of Financial Services (Financial Planning) - - Integratec (Australia) Pty Ltd ~ 2005 - Diploma of Financial Services (Finance/Mortgage Broking Management) - - Plan Connect
 Gregory Fragoulis 2000 1983 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - University of Adelaide ~ 1991 - Certificate IV in Superannuation - - Association of Superannuation Funds of Australia Ltd (ASFA) ~ 1999 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA)
 Helen Postle 1998 2001 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA)
 Holley Pia Lucey 2011 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education Pty Ltd ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2021 - 7269AFE/7815AFE Ethics and Professionalism - Bridging Course - Ethics - Griffith University
 Jack Andrew Richards 2021 2019 - FPC001B Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Certificate (AQF 8) - Kaplan Professional ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional
 Jack Anthony Walsh 2024 2020 - 7269AFE/7815AFE Ethics and Professionalism - Bridging Course - Ethics - Griffith University ~ 2020 - Bachelor of Commerce (Finance and Financial Planning) - Bachelor Degree (AQF 7) - Griffith University
 Jade Philip Eley 2012 2014 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2018 - Graduate Certificate in Financial Planning - - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional
 Jaime Anne Donaldson 2003 2003 - Diploma of Financial Services (Financial Planning) - - Integratec (Australia) Pty Ltd ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Jake Aaron Gomer 2018 2018 - Bachelor of Commerce (Finance & Economics) - - Murdoch University ~ 2018 - Diploma of Financial Planning - - Monarch Institute ~ 2020 - MAA769 Ethics for Financial Services - Bridging Course - Ethics - Deakin University ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University
 James Henry Ellis 2014 2012 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Charles Sturt University (CSU) ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional
 James Robert Dilger 2009 2007 - Graduate Certificate in Financial Planning - - RMIT University ~ 2013 - Master of Applied Finance - Masters Degree (AQF 9) - Charles Sturt University (CSU) ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Jayde Lee Coleman 2018 2015 - Diploma of Financial Planning - - Kaplan Professional
 Jethro Samuel 2015 2015 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Australia ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Jordan Hugh Mcmillan 2014 2010 - Diploma of Financial Services (Financial Planning) - - International Institute of Technology Pty Ltd (IIT) ~ 2016 - Advanced Diploma of Financial Planning - - International Institute of Technology Pty Ltd (IIT)
 Joshua James Pegler 2017 2013 - Bachelor of Finance - Bachelor Degree (AQF 7) - University of Adelaide ~ 2017 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan Professional ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional
 Justin James Hyland 2010 2007 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional
 Kamila Lucie Gallagher 2006 2000 - Diploma of Business (Accounting) - - TAFE SA ~ 2004 - Diploma of Financial Services (Financial Planning) - - Integratec (Australia) Pty Ltd ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - - Archer College ~ 2020 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional ~ 2022 - FPC001B Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional
 Kristian Falconer 2002 2001 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute
 Kym Clay Thyer 1980 1988 - Diploma of Life Insurance - Diploma (AQF 5) - Australian Insurance Institute ~ 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA)
 Leanne Maree Stokes 2000 2002 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) ~ 2015 - Master of Business (Personal Financial Planning) - - University of Southern Queensland ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Leszek Jarco 2012 2012 - Diploma of Financial Services (Financial Planning) - - International Institute of Technology Pty Ltd (IIT) ~ 2013 - Bachelor of International Finance - - University of Adelaide ~ 2017 - Certificate IV in Finance and Mortgage Broking - - Kaplan Professional
 Louis Davis 0 2021 - Ethics for Financial Services MAA769 - Bridging Course - Ethics - Deakin University ~ 2021 - Financial Advice Regulation MLC714 - Bridging Course - Regulation & Legal Obligations - Deakin University ~ 2021 - Financial Behaviour and Decision Making MAA728 - Bridging Course - Behavioural Finance - Deakin University ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University
 Marcus John Occhipinti 2000 1998 - Certificate in Financial Markets - - Securities Institute ~ 2000 - Bachelor of Commerce - - Deakin University ~ 2003 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Mark Christopher Newbert 1997 1997 - Bachelor of Commerce (Finance & Economics) - Bachelor Degree (AQF 7) - Curtin University ~ 2008 - Certificate IV Financial Services (Finance/Mortgage Broking) - Certificate (AQF 1-4) - Kaplan Professional ~ 2013 - Diploma of Financial Services (Finance/Mortgage Broking Management) - Diploma (AQF 5) - Kaplan Professional ~ 2022 - MAI769 Ethics for Financial Services - Bridging Course - Ethics - Deakin University
 Mary Clare Lorkin 2023 2020 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - Queensland University of Technology (QUT) ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Mathew Stuart Hamilton Gault 2009 1987 - Bachelor of Law - Bachelor Degree (AQF 7) - University of Reading ~ 2006 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - finsia ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Matthew Daniells 2012 2007 - Bachelor of Commerce (Economics and Financial Planning) - Bachelor Degree (AQF 7) - Curtin University ~ 2017 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan Professional ~ 2018 - Diploma of Finance and Mortgage Broking Management - Diploma (AQF 5) - Kaplan Professional ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Matthew John Scanlon 2000 1998 - Bachelor of Economics - - Murdoch University ~ 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2017 - Graduate Certificate in Financial Planning - - Griffith University
 Megan Anthea Aikman 2002 1986 - Bachelor of Commerce (Accounting) - Advanced Diploma (AQF 6) - University of New South Wales (NSW) ~ 2004 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute
 Michael Anthony Adams 2014 2009 - Bachelor of Commerce with Bachelor of Laws - - Macquarie University ~ 2011 - Diploma of Financial Planning - - TAFE NSW ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional
 Michael Bournazi 0 2018 - Diploma of Financial Planning - Diploma (AQF 5) - RMIT University ~ 2021 - Bachelor of Business (Accountancy) - Bachelor Degree (AQF 7) - RMIT University ~ 2021 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT University
 Michael John DE Bomford 2016 2012 - Bachelor of Business (Management) - Bachelor Degree (AQF 7) - Charles Sturt University (CSU) ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - Master of Business in Finance - Masters Degree (AQF 9) - University of Technology Sydney (UTS) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Michael Stephen Chadwick 1992 2001 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Monica Ann Gonzales Rayos 2018 2017 - Bachelor of Commerce (Accounting and Financial Planning) - - Griffith University ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Nancy Puilan Chan-le 2023 2022 - FPC001B Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Nicholas Charles Ferry 2021 2020 - Bachelor of Commerce (Finance and Financial Planning) - Bachelor Degree (AQF 7) - Griffith University ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Nicholas David Kidson 1980 2004 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca
 Paul Gorman 2001 1998 - Certificate of Superannuation Management - Certificate (AQF 1-4) - Assoc of Superannuation Funds of Aust Ltd (ASFA) ~ 2002 - Bachelor of Commerce (Finance and Marketing) - - University of New England ~ 2005 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA)
 Paul Graham Heanly 1999 1990 - Bachelor of Economics - - University of Newcastle ~ 1990 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Newcastle ~ 2001 - Diploma of Financial Planning - - Financial Planning Association (FPA) ~ 2001 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2020 - MAI769 Ethics for Financial Services - Bridging Course - Ethics - Deakin University
 Phillip Adrian Jennings 2005 2006 - Advanced Diploma of Financial Services (Financial Planning) - - AMP Limited ~ 2011 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional
 Rebecca Lauren Webb 2024 2021 - 7269AFE/7815AFE Ethics and Professionalism - Bridging Course - Ethics - Griffith University ~ 2022 - 7159AFE/7823GBS/7823AFE Principles of Business & Corp Law - Bridging Course - Regulation & Legal Obligations - Griffith University ~ 2022 - 7246AFE/7812GBS/7812AFE Behavioural Finance & Wealth Mgmt - Bridging Course - Behavioural Finance - Griffith University ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Griffith University
 Richard John Lovell 2002 1999 - Bachelor of Commerce (Finance) - - University of Adelaide ~ 2002 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA)
 Richard Kah Arn Ong 2007 1990 - Bachelor of Business (Accountancy/Computing) - Graduate Certificate (AQF 8) - Charles Sturt University (CSU) ~ 1997 - Master of Business Administration - Masters Degree (AQF 9) - The University of Hull ~ 2011 - Diploma of Financial Services (Financial Planning) - - International Institute of Technology Pty Ltd (IIT)
 Rikki Juzwin 2015 2013 - Bachelor of Business (Financial Management & Marketing) - - La Trobe University ~ 2015 - Diploma of Financial Planning - - Kaplan Professional ~ 2018 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Robert John Holt 1982 2003 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA)
 Rodney Brian Bird 2000 1994 - Graduate Certificate in Corporate Management - Graduate Certificate (AQF 8) - University of Tasmania ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy Pty Ltd
 Ryan James Easton 2018 2011 - Master of Business Administration - - University of Adelaide ~ 2015 - Certificate IV in Finance and Mortgage Broking - - Kaplan Professional ~ 2018 - Diploma of Financial Planning - - International Institute of Technology Pty Ltd (IIT) ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Ryan James Morse 2011 2011 - Master of Business (Applied Finance) - - Queensland University of Technology (QUT)
 Samuel Scott Meredith Harrington 2004 2010 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - Deakin University
 Sandra Louise Whitear 2014 2008 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2014 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2017 - Graduate Certificate in Financial Planning - - Kaplan Professional ~ 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2020 - MAI769 Ethics for Financial Services - Bridging Course - Ethics - Deakin University
 Scott Cameron Montefiore 2009 2010 - Master of Business (Applied Finance) - - Queensland University of Technology (QUT) ~ 2021 - MAA769 Ethics for Financial Services - Bridging Course - Ethics - Deakin University
 Scott James Fleming 2012 2012 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology Pty Ltd (IIT) ~ 2015 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Griffith University ~ 2020 - 7159AFE/7823GBS/7823AFE Principles of Business & Corp Law - Bridging Course - Regulation & Legal Obligations - Griffith University ~ 2020 - 7269AFE/7815AFE Ethics and Professionalism - Bridging Course - Ethics - Griffith University ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University
 Shane Kevin Lucey 2013 2008 - Certificate IV Financial Services (Finance/Mortgage Broking) - Certificate (AQF 1-4) - Traineeship Management Australia (TMA) ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education Pty Ltd
 Shannan Theresa Calabro 2012 1994 - Bachelor of Commerce - - Griffith University ~ 2013 - Diploma of Financial Planning - - Kaplan Professional
 Shireen Rosemarie Diez 2008 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Simon Gregory White 1998 1989 - Bachelor of Commerce - - University of Wollongong ~ 1993 - Certificate of Superannuation Management - - Association of Superannuation Funds of Australia Ltd (ASFA) ~ 1999 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA)
 Simon James Everett 2001 1985 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Curtin University ~ 2012 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - AAMC Training Group ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional
 Stephanie Bakis Ucchino 2016 2014 - Bachelor of Commerce (Commercial Law) - - Macquarie University ~ 2016 - Diploma of Financial Planning - - Kaplan ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Stephen G Shaw 1993 2001 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA)
 Stephen John Jones 2015 1980 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Swinburne University of Technology ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - CPA Australia ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Steven Hall 2009 2005 - Bachelor of Business - - Swinburne Institute of Technology ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2023 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Steven LY 2014 2012 - Bachelor of Business - - Swinburne University of Technology ~ 2012 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - Swinburne University of Technology ~ 2014 - Diploma of Financial Planning - - Investment Banking Institute (IBI) ~ 2015 - Advanced Diploma of Financial Services (SMSF) - - Integrity Education Group ~ 2022 - MAI769 Ethics for Financial Services - Bridging Course - Ethics - Deakin University
 Susan Jennifer Ray 1991 1995 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - - AMP Limited
 Thomas Schipilliti 2003 1999 - Bachelor of Commerce - - University of Western Sydney ~ 2003 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) ~ 2020 - MAI769 Ethics for Financial Services - Bridging Course - Ethics - Deakin University
 Troy Matthew Gallasch 2006 1998 - Bachelor of Business (Banking & Finance) - - University of South Australia (UNISA) ~ 2002 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute
 Vanessa Nhan 2017 2014 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology Sydney (UTS) ~ 2016 - Diploma of Financial Planning - - Kaplan Professional ~ 2020 - FPC001B Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional
 Warwick John French 2002 1994 - Bachelor of Business - Bachelor Degree (AQF 7) - University of New England ~ 2000 - Industry Standard Education - RG146 specialist knowledge - - Financial Planning Association of Australia (FPA)
 Yogesh Amrital Rupshi Shah 2004 1994 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - Alliant International University ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - - Financial Planning Association of Australia (FPA) ~ 2020 - MAI769 Ethics for Financial Services - Bridging Course - Ethics - Deakin University