This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
interests in managed investment schemes excluding investor directed portfolio services; and
securities; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam Lea Coles | 2004 | 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Alan Chung | 2011 | 2008 - Bachelor of Commerce (Accounting & Finance) - Bachelor Degree (AQF 7) - University of Western Australia ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional |
| Aldo Domenico Viviani | 2009 | 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education Pty Ltd ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy Pty Ltd ~ 2017 - Diploma of Finance and Mortgage Broking Management - Diploma (AQF 5) - AAMC Training Group ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - FPC001B Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional |
| Andrew Yoong | 2004 | 2000 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - Curtin University ~ 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) |
| Arash Zamansani | 2014 | 2012 - Bachelor of Commerce (Accounting and Financial Planning) - Bachelor Degree (AQF 7) - Griffith University ~ 2016 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan Professional ~ 2020 - MAI769 Ethics for Financial Services - Bridging Course - Ethics - Deakin University |
| Brenae Anne Wieringa | 0 | 2020 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - University of South Australia |
| Charles Anthony Knight | 2004 | 2003 - Graduate Diploma in Accounting - Graduate Diploma (AQF 8) - Institute of Chartered Accountants of Australia ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2010 - Professional Diploma in Stockbroking - Diploma (AQF 5) - DeakinPrime |
| Christopher Gee | 1998 | 1996 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Australia ~ 2000 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute |
| Clinton Pentland | 2004 | 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Connie Rose Allie | 2011 | 1997 - Associate Diploma of Business - Diploma (AQF 5) - Barton Institute of Tafe ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - MAI769 Ethics for Financial Services - Bridging Course - Ethics - Deakin University |
| Craig John Greenwood | 1996 | 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Archer College ~ 2021 - FPC001B Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional |
| Daryl Roger La'brooy | 1998 | 1981 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Melbourne ~ 1986 - Master of Business Administration - Masters Degree (AQF 9) - University of Melbourne ~ 1994 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Finsia ~ 1998 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - RMIT University ~ 2022 - MAI769 Ethics for Financial Services - Bridging Course - Ethics - Deakin University |
| David John Hall | 2014 | 2004 - Bachelor of Commerce (Finance & Economics) - Bachelor Degree (AQF 7) - University of Sydney ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Master of Applied Finance - Masters Degree (AQF 9) - Macquarie University |
| David Palermo | 2006 | 2002 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2006 - Certificate IV Financial Services (Finance/Mortgage Broking) - Certificate (AQF 1-4) - Tribeca ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - AMP Limited ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| David Scott Freer | 2003 | 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional |
| Dean Kevin Avery | 1998 | 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) |
| Gavin Bruce Fernando | 2001 | 1994 - Certificate in Financial Markets - Certificate (AQF 1-4) - Securities Institute ~ 2004 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - Curtin University ~ 2005 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Glen David Stander | 2006 | 1999 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2004 - Diploma of Superannuation Management - Diploma (AQF 5) - Assoc of Superannuation Funds of Aust Ltd (ASFA) ~ 2009 - Master of Business Administration - Masters Degree (AQF 9) - Deakin University ~ 2009 - Master of Commerce - Masters Degree (AQF 9) - Deakin University |
| Glynn Phillips | 2005 | 1986 - Bachelor of Economics - Bachelor Degree (AQF 7) - James Cook University ~ 2001 - Master of Business - Masters Degree (AQF 9) - University of Technology Sydney (UTS) ~ 2007 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Finsia ~ 2023 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Grant Raymond Thompson | 1999 | 2004 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Integratec (Australia) Pty Ltd ~ 2005 - Diploma of Financial Services (Finance/Mortgage Broking Management) - Diploma (AQF 5) - Plan Connect |
| Gregory Fragoulis | 2000 | 1991 - Certificate IV in Superannuation - Certificate (AQF 1-4) - Association of Superannuation Funds of Australia Ltd (ASFA) ~ 1999 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) |
| Helen Postle | 1998 | 2001 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) |
| Holley Pia Lucey | 2011 | 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education Pty Ltd ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2021 - 7269AFE/7815AFE Ethics and Professionalism - Bridging Course - Ethics - Griffith University |
| Jack Andrew Richards | 2021 | 2015 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Adelaide ~ 2015 - Bachelor of Finance - Bachelor Degree (AQF 7) - University of Adelaide ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Jack Anthony Walsh | 2024 | 2020 - 7269AFE/7815AFE Ethics and Professionalism - Bridging Course - Ethics - Griffith University ~ 2020 - Bachelor of Commerce (Finance & Financial Planning) - Bachelor Degree (AQF 7) - Griffith University |
| Jade Philip Eley | 2012 | 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2018 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Kaplan Professional ~ 2020 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Jaime Anne Donaldson | 2003 | 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Integratec (Australia) Pty Ltd ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jake Aaron Gomer | 2018 | 2018 - Bachelor of Commerce (Finance & Economics) - Bachelor Degree (AQF 7) - Murdoch University ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2020 - MAA769 Ethics for Financial Services - Bridging Course - Ethics - Deakin University ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University |
| James Henry Ellis | 2014 | 2012 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Charles Sturt University (CSU) ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional |
| James Robert Dilger | 2009 | 2007 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - RMIT University ~ 2013 - Master of Applied Finance - Masters Degree (AQF 9) - Charles Sturt University (CSU) ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jayde Lee Coleman | 2018 | 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional |
| Jethro Samuel | 2015 | 2015 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Australia ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jordan Hugh Mcmillan | 2014 | 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - International Institute of Technology Pty Ltd (IIT) ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology Pty Ltd (IIT) |
| Joshua James Pegler | 2017 | 2013 - Bachelor of Finance - Bachelor Degree (AQF 7) - University of Adelaide ~ 2017 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan Professional ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional |
| Justin James Hyland | 2010 | 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional |
| Kamila Lucie Gallagher | 2006 | 2000 - Diploma of Business (Accounting) - Diploma (AQF 5) - TAFE SA ~ 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Integratec (Australia) Pty Ltd ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Archer College ~ 2022 - FPC001B Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional |
| Kristian Falconer | 2002 | 2001 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute |
| Kym Clay Thyer | 1980 | 1988 - Diploma of Life Insurance - Diploma (AQF 5) - Australian Insurance Institute ~ 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) |
| Leanne Maree Stokes | 2000 | 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2015 - Master of Business (Personal Financial Planning) - Masters Degree (AQF 9) - University of Southern Queensland ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Leszek Jarco | 2012 | 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - International Institute of Technology Pty Ltd (IIT) ~ 2013 - Bachelor of International Finance - Bachelor Degree (AQF 7) - University of Adelaide ~ 2017 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan Professional |
| Louis Davis | 0 | 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University |
| Marcus John Occhipinti | 2000 | 1998 - Certificate in Financial Markets - Certificate (AQF 1-4) - Securities Institute ~ 2000 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Mark Christopher Newbert | 1997 | 1997 - Bachelor of Commerce (Finance & Economics) - Bachelor Degree (AQF 7) - Curtin University ~ 2008 - Certificate IV Financial Services (Finance/Mortgage Broking) - Certificate (AQF 1-4) - Kaplan Professional ~ 2013 - Diploma of Financial Services (Finance/Mortgage Broking Management) - Diploma (AQF 5) - Kaplan Professional ~ 2022 - MAI769 Ethics for Financial Services - Bridging Course - Ethics - Deakin University |
| Mary Clare Lorkin | 2023 | 2020 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - Queensland University of Technology (QUT) ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Mathew Stuart Hamilton Gault | 2009 | 2006 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - finsia ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Matthew Daniells | 2012 | 2007 - Bachelor of Commerce (Economics and Financial Planning) - Bachelor Degree (AQF 7) - Curtin University ~ 2017 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan Professional ~ 2018 - Diploma of Finance and Mortgage Broking Management - Diploma (AQF 5) - Kaplan Professional ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Matthew John Scanlon | 2000 | 1998 - Bachelor of Economics - Bachelor Degree (AQF 7) - Murdoch University ~ 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Griffith University |
| Megan Anthea Aikman | 2002 | 2004 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute |
| Michael Anthony Adams | 2014 | 2009 - Bachelor of Commerce with Bachelor of Laws - Bachelor Degree (AQF 7) - Macquarie University ~ 2011 - Diploma of Financial Planning - Diploma (AQF 5) - TAFE NSW ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional |
| Michael Bournazi | 2024 | 2018 - Diploma of Financial Planning - Diploma (AQF 5) - RMIT University ~ 2021 - Bachelor of Business (Accountancy) - Bachelor Degree (AQF 7) - RMIT University ~ 2021 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT University |
| Michael John DE Bomford | 2016 | 2012 - Bachelor of Business (Management) - Bachelor Degree (AQF 7) - Charles Sturt University (CSU) ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - Master of Business in Finance - Masters Degree (AQF 9) - University of Technology Sydney (UTS) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Michael Stephen Chadwick | 1992 | 2001 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Monica Ann Gonzales Rayos | 2018 | 2017 - Bachelor of Commerce (Accounting and Financial Planning) - Bachelor Degree (AQF 7) - Griffith University ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Nancy Puilan Chan-le | 2023 | 2022 - FPC001B Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Nicholas Charles Ferry | 2021 | 2020 - Bachelor of Commerce (Finance and Financial Planning) - Bachelor Degree (AQF 7) - Griffith University ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Nicholas David Kidson | 1980 | 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca |
| Paul Gorman | 2001 | 1998 - Certificate of Superannuation Management - Certificate (AQF 1-4) - Assoc of Superannuation Funds of Aust Ltd (ASFA) ~ 2002 - Bachelor of Commerce (Finance and Marketing) - Bachelor Degree (AQF 7) - University of New England ~ 2005 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) |
| Paul Graham Heanly | 1999 | 1990 - Bachelor of Economics - - University of Newcastle ~ 1990 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Newcastle ~ 2001 - Diploma of Financial Planning - - Financial Planning Association (FPA) ~ 2001 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2020 - MAI769 Ethics for Financial Services - Bridging Course - Ethics - Deakin University |
| Peter Rodney Audet | 1992 | 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University ~ 2021 - 7269AFE/7815AFE Ethics and Professionalism - Bridging Course - Ethics - Griffith University |
| Phillip Adrian Jennings | 2005 | 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - AMP Limited ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional |
| Rebecca Lauren Webb | 2024 | 2021 - 7269AFE/7815AFE Ethics and Professionalism - Bridging Course - Ethics - Griffith University ~ 2022 - 7159AFE/7823GBS/7823AFE Principles of Business & Corp Law - Bridging Course - Regulation & Legal Obligations - Griffith University ~ 2022 - 7246AFE/7812GBS/7812AFE Behavioural Finance & Wealth Mgmt - Bridging Course - Behavioural Finance - Griffith University ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Griffith University |
| Richard John Lovell | 2002 | 1999 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - University of Adelaide ~ 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) |
| Richard Kah Arn Ong | 2007 | 1990 - Bachelor of Business (Accountancy/Computing) - Bachelor Degree (AQF 7) - Charles Sturt University (CSU) ~ 1993 - Graduate Diploma (unrelated) - Graduate Diploma (AQF 8) - Other ~ 1997 - Master of Business Administration - Masters Degree (AQF 9) - The University of Hull ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - International Institute of Technology Pty Ltd (IIT) |
| Rikki Juzwin | 2015 | 2013 - Bachelor of Business (Financial Management & Marketing) - Bachelor Degree (AQF 7) - La Trobe University ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Robert John Holt | 1982 | 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) |
| Rodney Brian Bird | 2000 | 1994 - Graduate Certificate in Corporate Management - Graduate Certificate (AQF 8) - University of Tasmania ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy Pty Ltd |
| Ryan James Easton | 2018 | 2011 - Master of Business Administration - Masters Degree (AQF 9) - University of Adelaide ~ 2015 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan Professional ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology Pty Ltd (IIT) ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Ryan James Morse | 2011 | 2011 - Master of Business (Applied Finance) - Masters Degree (AQF 9) - Queensland University of Technology (QUT) |
| Samuel Scott Meredith Harrington | 2004 | 2010 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - Deakin University |
| Scott Cameron Montefiore | 2009 | 2010 - Master of Business (Applied Finance) - Masters Degree (AQF 9) - Queensland University of Technology (QUT) ~ 2021 - MAA769 Ethics for Financial Services - Bridging Course - Ethics - Deakin University |
| Scott James Fleming | 2012 | 2012 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology Pty Ltd (IIT) ~ 2015 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Griffith University ~ 2020 - 159AFE/7823GBS/7823AFE Principles of Business & Corp Law - Bridging Course - Regulation & Legal Obligations - Griffith University ~ 2020 - 7269AFE/7815AFE Ethics and Professionalism - Bridging Course - Ethics - Griffith University ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University |
| Shane Kevin Lucey | 2013 | 2008 - Certificate IV Financial Services (Finance/Mortgage Broking) - Certificate (AQF 1-4) - Traineeship Management Australia (TMA) ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education Pty Ltd |
| Shannan Theresa Calabro | 2012 | 1994 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional |
| Shireen Rosemarie Diez | 2008 | 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Bachelor of Commerce (Finance, Accounting and Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Simon Gregory White | 1998 | 1989 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Wollongong ~ 1993 - Certificate of Superannuation Management - Certificate (AQF 1-4) - Association of Superannuation Funds of Australia Ltd (ASFA) ~ 1999 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) |
| Simon James Everett | 2001 | 1985 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Curtin University ~ 2012 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - AAMC Training Group ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional |
| Stephanie Bakis Ucchino | 2016 | 2014 - Bachelor of Commerce (Commercial Law) - Bachelor Degree (AQF 7) - Macquarie University ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Stephen G Shaw | 1993 | 2001 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) |
| Stephen John Jones | 2015 | 1980 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Swinburne University of Technology ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - CPA Australia ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Steven Hall | 2009 | 2005 - Bachelor of Business - Bachelor Degree (AQF 7) - Swinburne Institute of Technology ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2023 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Regulation & Legal Obligations - Kaplan Professional |
| Steven LY | 2014 | 2012 - Bachelor of Business - Bachelor Degree (AQF 7) - Swinburne University of Technology ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Investment Banking Institute (IBI) ~ 2015 - Advanced Diploma of Financial Services (SMSF) - Advanced Diploma (AQF 6) - Integrity Education Group ~ 2022 - MAI769 Ethics for Financial Services - Bridging Course - Ethics - Deakin University |
| Susan Jennifer Ray | 1991 | 1995 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - AMP Limited |
| Thomas Schipilliti | 2003 | 1999 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2020 - MAI769 Ethics for Financial Services - Bridging Course - Ethics - Deakin University |
| Troy Matthew Gallasch | 2006 | 1998 - Bachelor of Business (Banking & Finance) - Bachelor Degree (AQF 7) - University of South Australia (UNISA) ~ 2002 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute |
| Warwick John French | 2002 | 1994 - Bachelor of Business - Bachelor Degree (AQF 7) - University of New England ~ 2000 - Industry Standard Education - RG146 specialist knowledge - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) |
| Yogesh Amrital Rupshi Shah | 2004 | 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) ~ 2020 - MAI769 Ethics for Financial Services - Bridging Course - Ethics - Deakin University |