This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
interests in managed investment schemes excluding investor directed portfolio services; and
securities; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alan Chung | 2011 | 2009 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Australia ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2012 - Margin Lending and Geared Investments - Other - Kaplan Higher Education Pty Limited ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited |
| Aldo Domenico Viviani | 2009 | 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education Pty Ltd ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy Pty Ltd ~ 2011 - Margin Lending - Other - Pinnacle Financial Services Academy Pty Ltd ~ 2011 - Self Managed Superannuation Funds - Other - Kaplan Higher Education Pty Limited ~ 2016 - Accredited Listed Product Adviser (ASX ALPA) Program - Other - Kaplan Higher Education Pty Limited ~ 2017 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - AAMC Training Group ~ 2017 - Diploma of Finance and Mortgage Broking Management - Diploma (AQF 5) - AAMC Training Group ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Alexandra Kerry | 2018 | 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Andrew John Liebelt | 0 | 2022 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - University of South Australia |
| Andrew Yoong | 2004 | 2000 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - Curtin University ~ 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2006 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Higher Education Pty Limited |
| Anh Huy Tran | 0 | 2018 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2024 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Arash Zamansani | 2014 | 2012 - Bachelor of Commerce (Accounting and Financial Planning) - Bachelor Degree (AQF 7) - Griffith University ~ 2016 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan Higher Education Pty Limited ~ 2018 - Margin Lending - Other - Kaplan Higher Education Pty Limited ~ 2018 - Self Managed Superannuation Funds - Other - Monarch Institute ~ 2019 - ASX Listed Product Accreditation Course (LPAC) - Other - LPAC Online ~ 2020 - MAI769 Ethics for Financial Services - Bridging Course - Ethics - Griffith University |
| Brenae Anne Wieringa | 2025 | 2020 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - University of South Australia ~ 2025 - SMSF Specialist Advisor Program - Other - SuperConcepts |
| Charles Anthony Knight | 2004 | 2003 - Graduate Diploma (ICAA) - Graduate Diploma (AQF 8) - Institute of Chartered Accountants in Australia (ICAA) ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2010 - Professional Diploma in Stockbroking - Diploma (AQF 5) - Stockbrokers Association of Aust (formerly SDIA) ~ 2022 - FPE011 Debt Strategies - Other - Kaplan Higher Education Pty Limited |
| Christopher Gee | 1998 | 1996 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Australia ~ 2000 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Higher Education Pty Limited |
| Christopher John Saunders | 1998 | 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2009 - Diploma of Business Management - Diploma (AQF 5) - Cengage Learning ~ 2011 - Margin Lending - Other - Stockbrokers Association of Aust (formerly SDIA) ~ 2015 - Self Managed Superannuation Funds - Other - Mentor Education Pty Ltd ~ 2017 - Fellow Chartered Financial Practitioner (FChFP) - Professional Designations - Association of Financial Advisers (AFA) ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited |
| Clinton Pentland | 2004 | 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited ~ 2012 - Margin Lending and Geared Investments - Other - Kaplan Higher Education Pty Limited ~ 2012 - Self Managed Superannuation Funds - Other - Kaplan Higher Education Pty Limited ~ 2015 - ASX Listed Product Accreditation Course (LPAC) - Other - LPAC Online ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Craig John Greenwood | 1996 | 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Archer College ~ 2021 - FPC001B Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education Pty Limited |
| David John Hall | 2014 | 2004 - Bachelor of Commerce (Finance & Economics) - Bachelor Degree (AQF 7) - University of Sydney ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Master of Applied Finance - Masters Degree (AQF 9) - Macquarie University |
| David Scott Freer | 2003 | 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Higher Education Pty Limited ~ 2022 - SuperConcepts Specialist SMSF Course - Other - University of Adelaide |
| Dean Kevin Avery | 1998 | 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2004 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) |
| Gavin Bruce Fernando | 2001 | 1994 - Certificate in Financial Markets - Certificate (AQF 1-4) - Securities Institute Australia (SIA) ~ 2004 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - Curtin University ~ 2005 - 8 unit Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Higher Education Pty Limited ~ 2013 - Self Managed Superannuation Funds - Other - Kaplan Higher Education Pty Limited ~ 2015 - Accredited Listed Product Adviser (ASX ALPA) Program - Other - Kaplan Higher Education Pty Limited ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Gavin Paul Stockham | 2011 | 2006 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Flinders University of South Australia ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Glen David Stander | 2006 | 1999 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2004 - Diploma of Superannuation Management - Diploma (AQF 5) - Assoc of Superannuation Funds of Aust Ltd (ASFA) ~ 2009 - Master of Business Administration - Masters Degree (AQF 9) - Deakin University ~ 2009 - Master of Commerce - Masters Degree (AQF 9) - Deakin University |
| Glynn Phillips | 2005 | 1986 - Bachelor of Economics - Bachelor Degree (AQF 7) - James Cook University ~ 2007 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Finsia ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Higher Education Pty Limited ~ 2023 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Grant Raymond Thompson | 1999 | 2004 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Integratec (Australia) Pty Ltd ~ 2005 - Diploma of Financial Services (Finance/Mortgage Broking Management) - Diploma (AQF 5) - Plan Connect ~ 2011 - Self Managed Superannuation Funds - Other - Kaplan Higher Education Pty Limited ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Gregory Fragoulis | 2000 | 1991 - Certificate of Superannuation Management - Certificate (AQF 1-4) - Association of Superannuation Funds of Australia Ltd (ASFA) ~ 1999 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2017 - Accredited Listed Product Adviser (ASX ALPA) Program - Other - Kaplan Higher Education Pty Limited |
| Helen Postle | 1998 | 2001 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) |
| Holley Pia Lucey | 2011 | 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education Pty Ltd ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Higher Education Pty Limited ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited ~ 2021 - 7269AFE/7815AFE Ethics and Professionalism - Bridging Course - Ethics - Griffith University |
| Jack Andrew Richards | 2021 | 2015 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Adelaide ~ 2015 - Bachelor of Finance - Bachelor Degree (AQF 7) - University of Adelaide ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2022 - Commercial Law - Other - Kaplan Higher Education Pty Limited ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited |
| Jack Anthony Walsh | 2024 | 2020 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Griffith University ~ 2023 - Accredited Listed Product Adviser (ASX ALPA) Program - Other - Kaplan Higher Education Pty Limited ~ 2023 - FPE020 SMSF Regulation and Taxation - Other - Kaplan Higher Education Pty Limited |
| Jade Philip Eley | 2012 | 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited ~ 2014 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan Higher Education Pty Limited ~ 2014 - Self Managed Superannuation Funds - Other - Kaplan Higher Education Pty Limited ~ 2016 - Margin Lending - Other - Mentor Education Pty Ltd ~ 2018 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Kaplan Higher Education Pty Limited ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited |
| Jaime Anne Donaldson | 2003 | 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Integratec (Australia) Pty Ltd ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Jake Aaron Gomer | 2018 | 2018 - Bachelor of Commerce (Finance & Economics) - Bachelor Degree (AQF 7) - Murdoch University ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University |
| James Henry Ellis | 2014 | 2012 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Charles Sturt University ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited ~ 2021 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2023 - SuperConcepts Specialist SMSF Course - Other - University of Adelaide |
| James Robert Dilger | 2009 | 2007 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Royal Melbourne Institute Of Technology ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Higher Education Pty Limited ~ 2013 - Master of Applied Finance (Financial Planning) - Masters Degree (AQF 9) - Charles Sturt University ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Jayde Lee Coleman | 2018 | 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional |
| Jordan Hugh Mcmillan | 2014 | 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - International Institute of Technology Pty Ltd (IIT) ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology Pty Ltd (IIT) ~ 2018 - SuperConcepts Specialist SMSF Course - Other - University of Adelaide |
| Joshua James Pegler | 2017 | 2013 - Bachelor of Finance - Bachelor Degree (AQF 7) - University of Adelaide ~ 2017 - Accredited Listed Product Adviser (ASX ALPA) Program - Other - Kaplan Higher Education Pty Limited ~ 2017 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan Higher Education Pty Limited ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2023 - 7159AFE/7823GBS/7823AFE Principles of Business & Corp Law - Bridging Course - Regulation & Legal Obligations - Griffith University ~ 2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited ~ 2025 - FPC003 Superannuation and Retirement Advice - Other - Kaplan Higher Education Pty Limited ~ 2025 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education Pty Limited |
| Justin James Hyland | 2010 | 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2009 - Self Managed Superannuation Funds - Other - Kaplan Higher Education Pty Limited ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited ~ 2017 - Accredited Listed Product Adviser (ASX ALPA) Program - Other - Kaplan Higher Education Pty Limited ~ 2018 - Margin Lending - Other - Kaplan Higher Education Pty Limited |
| Kamila Lucie Gallagher | 2006 | 2000 - Diploma of Business (Accounting) - Diploma (AQF 5) - TAFE SA ~ 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Integratec (Australia) Pty Ltd ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Archer College ~ 2024 - FPE020 SMSF Regulation and Taxation - Other - Kaplan Higher Education Pty Limited ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Kristian Falconer | 2002 | 2001 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2003 - Self Managed Superannuation Funds - Other - Integratec (Australia) Pty Ltd ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Higher Education Pty Limited ~ 2024 - Tax for Financial Advising - Other - Kaplan Higher Education Pty Limited ~ 2025 - Commercial Law - Other - Kaplan Higher Education Pty Limited |
| Kym Clay Thyer | 1980 | 1988 - Diploma of Life Insurance - Diploma (AQF 5) - Australian Insurance Institute ~ 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Higher Education Pty Limited ~ 2014 - Self Managed Superannuation Funds - Other - Kaplan Higher Education Pty Limited ~ 2018 - Accredited Listed Product Adviser (ASX ALPA) Program - Other - Kaplan Higher Education Pty Limited |
| Leanne Maree Stokes | 2000 | 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2015 - Master of Business (Personal Financial Planning) - Masters Degree (AQF 9) - University of Southern Queensland ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Leszek Jarco | 2012 | 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - International Institute of Technology Pty Ltd (IIT) ~ 2013 - Bachelor of International Finance - Bachelor Degree (AQF 7) - University of Adelaide ~ 2013 - Margin Lending - Other - Kaplan Higher Education Pty Limited ~ 2014 - SMSF Course - Other - Kaplan Higher Education Pty Limited ~ 2016 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan Higher Education Pty Limited |
| Mark Christopher Newbert | 1997 | 1997 - Bachelor of Commerce (Finance & Economics) - Bachelor Degree (AQF 7) - Curtin University ~ 2001 - 8 unit Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) ~ 2008 - Certificate IV Financial Services (Finance/Mortgage Broking) - Certificate (AQF 1-4) - Kaplan Higher Education Pty Limited ~ 2013 - Diploma of Financial Services (Finance/Mortgage Broking Management) - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2013 - Margin Lending - Other - Kaplan Higher Education Pty Limited ~ 2022 - MAI769 Ethics for Financial Services - Bridging Course - Ethics - Deakin University |
| Mark Robert Rando | 2000 | 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2012 - Fellow Chartered Financial Practitioner (FChFP) - Professional Designations - Association of Financial Advisers (AFA) ~ 2016 - Self Managed Superannuation Funds - Other - Mentor Education Pty Ltd ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Mary Clare Lorkin | 2023 | 2020 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited ~ 2024 - Accredited Listed Product Adviser (ASX ALPA) Program - Other - Kaplan Higher Education Pty Limited |
| Mathew Stuart Hamilton Gault | 2009 | 2006 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Financial Services Institute of Australia (FINSIA) ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited ~ 2025 - Commercial Law - Other - Kaplan Higher Education Pty Limited |
| Matthew Daniells | 2012 | 2007 - Bachelor of Commerce (Economics and Financial Planning) - Bachelor Degree (AQF 7) - Curtin University ~ 2014 - Self Managed Superannuation Funds - Other - Kaplan Higher Education Pty Limited ~ 2017 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan Higher Education Pty Limited ~ 2018 - Diploma of Finance and Mortgage Broking Management - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2020 - Accredited Listed Product Adviser (ASX ALPA) Program - Other - Kaplan Higher Education Pty Limited ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Matthew John Scanlon | 2000 | 1998 - Bachelor of Economics - Bachelor Degree (AQF 7) - Murdoch University ~ 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2012 - Self Managed Superannuation Funds - Other - Kaplan Higher Education Pty Limited ~ 2017 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Griffith University ~ 2025 - FPC001B Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education Pty Limited ~ 2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited ~ 2025 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education Pty Limited |
| Megan Anthea Aikman | 2002 | 2004 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2015 - Self Managed Superannuation Funds - Other - Kaplan Higher Education Pty Limited ~ 2019 - ASX Listed Product Accreditation Course (LPAC) - Other - LPAC Online ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Michael Anthony Adams | 2014 | 2009 - Bachelor of Commerce with Bachelor of Laws - Bachelor Degree (AQF 7) - Macquarie University ~ 2011 - Diploma of Financial Planning - Diploma (AQF 5) - New South Wales Technical and Further Education Commission (TAFE NSW) ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited ~ 2018 - Accredited Listed Product Adviser (ASX ALPA) Program - Other - Kaplan Higher Education Pty Limited ~ 2019 - Self Managed Superannuation Funds - Other - Kaplan Higher Education Pty Limited ~ 2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited ~ 2025 - Tax for Financial Advising - Other - Kaplan Higher Education Pty Limited |
| Michael Bournazi | 2024 | 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Royal Melbourne Institute Of Technology ~ 2021 - Bachelor of Business (Accountancy) - Bachelor Degree (AQF 7) - Royal Melbourne Institute Of Technology ~ 2021 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute Of Technology |
| Michael John DE Bomford | 2016 | 2012 - Bachelor of Business (Management) - Bachelor Degree (AQF 7) - Charles Sturt University ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited ~ 2017 - Margin Lending - Other - Kaplan Higher Education Pty Limited ~ 2017 - Master of Business in Finance - Masters Degree (AQF 9) - University of Technology Sydney ~ 2017 - Self Managed Superannuation Funds - Other - Kaplan Higher Education Pty Limited ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited ~ 2025 - Accredited Aged Care Professional - Other - Aged Care Steps |
| Michael Stephen Chadwick | 1992 | 2001 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2008 - ASX Listed Products Accreditation Course - Other - Savings Factory ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Higher Education Pty Limited ~ 2019 - SuperConcepts Specialist SMSF Course - Other - University of Adelaide ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Monica Ann Gonzales Busine | 2018 | 2017 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Griffith University ~ 2020 - SuperConcepts Specialist SMSF Course - Other - University of Adelaide ~ 2021 - Accredited Listed Product Adviser (ASX ALPA) Program - Other - Kaplan Higher Education Pty Limited ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited ~ 2024 - FPE011 Debt Strategies - Other - Kaplan Higher Education Pty Limited |
| Nancy Puilan Chan-le | 2023 | 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2024 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2024 - FPE020 SMSF Regulation and Taxation - Other - Kaplan Higher Education Pty Limited |
| Nicholas Charles Ferry | 2021 | 2020 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Griffith University ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited ~ 2022 - Accredited Listed Product Adviser (ASX ALPA) Program - Other - Kaplan Higher Education Pty Limited ~ 2022 - FPE016 Self Managed Super Funds - Other - Kaplan Higher Education Pty Limited |
| Nicholas David Kidson | 1980 | 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2010 - Self Managed Superannuation Funds - Other - Kaplan Higher Education Pty Limited |
| Paul Gorman | 2001 | 1998 - Certificate of Superannuation Management - Certificate (AQF 1-4) - Association of Superannuation Funds of Australia Ltd (ASFA) ~ 2002 - Bachelor of Commerce (Finance and Marketing) - Bachelor Degree (AQF 7) - University of New England ~ 2005 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) |
| Paul Graham Heanly | 1999 | 1990 - Bachelor of Economics - - University of Newcastle ~ 1990 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Newcastle ~ 2001 - 8 unit Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) ~ 2001 - Diploma of Financial Planning - - Financial Planning Association (FPA) ~ 2019 - ASX Listed Product Accreditation Course (LPAC) - Other - LPAC Online ~ 2020 - MAI769 Ethics for Financial Services - Bridging Course - Ethics - Deakin University |
| Peter Rodney Audet | 1992 | 2007 - Self Managed Superannuation Funds - Other - Tribeca ~ 2011 - ASX Listed Product Accreditation Course (LPAC) - Other - Kaplan Higher Education Pty Limited ~ 2016 - Margin Lending - Other - Kaplan Higher Education Pty Limited ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University ~ 2021 - 7269AFE/7815AFE Ethics and Professionalism - Bridging Course - Ethics - Griffith University |
| Phillip Adrian Jennings | 2005 | 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - AMP Limited ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Higher Education Pty Limited ~ 2024 - FPE020 SMSF Regulation and Taxation - Other - Kaplan Higher Education Pty Limited |
| Prabhjinder Singh | 2008 | 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Holmesglen Institute ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Holmesglen Institute ~ 2021 - Master of Business Administration - Masters Degree (AQF 9) - Deakin University |
| Raffaele Orlando | 1993 | 1990 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Footscray Institute of Technology ~ 1999 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Higher Education Pty Limited ~ 2024 - Accredited Listed Product Adviser (ASX ALPA) Program - Other - Kaplan Higher Education Pty Limited ~ 2024 - FPE020 SMSF Regulation and Taxation - Other - Kaplan Higher Education Pty Limited |
| Rebecca Lauren Webb | 2024 | 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Griffith University ~ 2022 - SuperConcepts Specialist SMSF Course - Other - University of Adelaide ~ 2023 - Tax for Financial Advising - Other - Kaplan Higher Education Pty Limited |
| Richard John Lovell | 2002 | 1999 - Bachelor of Commerce (Corporate Finance) - Bachelor Degree (AQF 7) - University of Adelaide ~ 2002 - 8 unit Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) ~ 2004 - Self Managed Superannuation Funds - Other - Kaplan Higher Education Pty Limited ~ 2005 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) |
| Richard Kah Arn Ong | 2007 | 1990 - Bachelor of Business (Accountancy/Computing) - Bachelor Degree (AQF 7) - Charles Sturt University ~ 1997 - Master of Business Administration - Masters Degree (AQF 9) - The University of Hull ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Higher Education Pty Limited ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - International Institute of Technology Pty Ltd (IIT) |
| Rodney Brian Bird | 2000 | 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy Pty Ltd ~ 2016 - Self Managed Superannuation Funds - Other - Integrity Education Group ~ 2022 - Commercial Law - Other - Kaplan Higher Education Pty Limited ~ 2022 - Tax for Financial Advising - Other - Kaplan Higher Education Pty Limited |
| Ryan James Easton | 2018 | 2011 - Master of Business Administration - Masters Degree (AQF 9) - University of Adelaide ~ 2015 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan Higher Education Pty Limited ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology Pty Ltd (IIT) ~ 2020 - SuperConcepts Specialist SMSF Course - Other - University of Adelaide ~ 2024 - FPE011 Debt Strategies - Other - Kaplan Higher Education Pty Limited ~ 2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Ryan James Morse | 2011 | 2011 - Master of Business (Applied Finance) - Masters Degree (AQF 9) - Queensland University of Technology ~ 2012 - Accredited Listed Product Adviser (ASX ALPA) Program - Other - Kaplan Higher Education Pty Limited ~ 2012 - Margin Lending and Geared Investments - Other - Kaplan Higher Education Pty Limited ~ 2012 - SMSF Course - Other - University of Adelaide |
| Samuel Scott Meredith Harrington | 2004 | 2010 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - Deakin University |
| Scott Andrew Briggs | 1998 | 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - AMP Limited |
| Scott Cameron Montefiore | 2009 | 2010 - Master of Business (Applied Finance) - Masters Degree (AQF 9) - Queensland University of Technology ~ 2020 - MAI769 Ethics for Financial Services - Bridging Course - Ethics - Deakin University |
| Scott James Fleming | 2012 | 2012 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology Pty Ltd (IIT) ~ 2015 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Griffith University ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University |
| Shane Kevin Lucey | 2013 | 2008 - Certificate IV Financial Services (Finance/Mortgage Broking) - Certificate (AQF 1-4) - Traineeship Management Australia (TMA) ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education Pty Ltd |
| Shannan Theresa Calabro | 2012 | 1994 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2017 - Accredited Listed Product Adviser (ASX ALPA) Program - Other - Kaplan Higher Education Pty Limited ~ 2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Simon James Everett | 2001 | 1985 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Curtin University ~ 2012 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - AAMC Training Group ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2015 - Self Managed Superannuation Funds - Other - Kaplan Higher Education Pty Limited ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2025 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited |
| Stephanie Bakis Ucchino | 2016 | 2014 - Bachelor of Commerce (Commercial Law) - Bachelor Degree (AQF 7) - Macquarie University ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited ~ 2022 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) |
| Stephen G Shaw | 1993 | 2001 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) |
| Susan Jennifer Ray | 1991 | 2007 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - AMP Limited |
| Thomas Schipilliti | 2003 | 1999 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2003 - 8 unit Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) ~ 2019 - ASX Listed Product Accreditation Course (LPAC) - Other - LPAC Online ~ 2020 - MAI769 Ethics for Financial Services - Bridging Course - Ethics - Deakin University |
| Travis Todd Ind | 2003 | 2013 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2016 - Accredited Listed Product Adviser (ASX ALPA) Program - Other - Kaplan Higher Education Pty Limited ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited |
| Troy Matthew Gallasch | 2006 | 1998 - Bachelor of Business (Banking & Finance) - Bachelor Degree (AQF 7) - University of South Australia ~ 2002 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute Education ~ 2004 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2007 - Self Managed Superannuation Funds - Other - Kaplan Higher Education Pty Limited ~ 2015 - Accredited Listed Product Adviser (ASX ALPA) Program - Other - Kaplan Higher Education Pty Limited ~ 2018 - Margin Lending - Other - Stockbrokers Association of Aust (formerly SDIA) ~ 2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Warwick John French | 2002 | 1994 - Bachelor of Business - Bachelor Degree (AQF 7) - University of New England ~ 2011 - Accredited Listed Product Adviser (ASX ALPA) Program - Other - Kaplan Higher Education Pty Limited ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Higher Education Pty Limited ~ 2017 - SuperConcepts Specialist SMSF Course - Other - University of Adelaide |
| Yogesh Amrital Rupshi Shah | 2004 | 1994 - Bachelor of Science in International Business Administration - Bachelor Degree (AQF 7) - United States International University ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) ~ 2018 - Fellow Chartered Financial Practitioner (FChFP) - Professional Designations - Association of Financial Advisers (AFA) ~ 2020 - MAI769 Ethics for Financial Services - Bridging Course - Ethics - Deakin University |