This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
Andrew John Hewison | 2006 | Advanced Diploma of Financial Services - Tribeca ~ Bachelor of Commerce - Deakin University ~ Certified Financial Planner (CFP) - Financial Advice Association of Australia ~ Ethics and Professional in Financial Advice - Kaplan Professional ~ SMSF Specialist Advisor (SSA) Accreditation - SMSF Association |
Caleb James Ludlow | 2022 | BACHELOR OF COMMERCE - DEAKIN UNIVERSITY ~ Bachelor of Property and Real Estate - Deakin University ~ MASTER OF FINANCIAL PLANNING - DEAKIN UNIVERSITY |
Christopher Colin Morcom | 2003 | Bachelor of Business - Swinburne University of Technology ~ Certified Financial Planner (CFP) - Financial Advice Association of Australia ~ Diploma of Financial Planning - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ SMSF Specialist Advisor (SSA) Accreditation - SMSF Association |
Christopher Colman | 2022 | Bachelor of Commerce/Arts - Deakin University ~ Certified Financial Planner (CFP) - Financial Advice Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
Glenn Thomas Fairbairn | 2005 | Bachelor of Business (Economics & Finance) - Royal Melbourne Institute of Technology (RMIT) ~ Certfied Financial Planner (CFP) - Financial Advice Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ SMSF Specialist Advisor (SSA) Accreditaition - SMSF Association |
Marcus English | 2006 | Bachelor of Commerce - Deakin University ~ Certified Financial Planner (CFP) - Financial Advice Association of Australia ~ Diploma of Financial Services - AMP Financial Planning ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Life Risk Specialist (LRS) - Financial Advice Association of Australia |
Nathan Lear | 2009 | Bachelor of Commerce (Finance) - Deakin University ~ Certfied Financial Planner (CFP) - Financial Advice Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - FINSIA ~ SMSF Specialist Advisor (SSA) Accreditation - SMSF Association |
Pierce Hanlen | 2018 | Bachelor of Commerce - Deakin University ~ Certified Financial Planner (CFP) - Financial Advice Association of Australia |
Simon Curtain | 2009 | Certfied Financial Planner (CFP) - Financial Advice Association of Australia ~ Ethics and Professionalism in Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - FINSIA ~ Master of Applied Finance - Kaplan Professional ~ SMSF Specialist Advisor (SSA) Accreditation - SMSF Association |
Stephanie Patrick | 2011 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Bachelor of Arts (Journalism) and Bachelor of Commerce (Finance) - Monash University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
Tess Mcintosh | 0 | Certified Financial Planner (CFP) - Financial Advice Association of Australia ~ Master of Financial Planning - Griffith University |
Travis Schindler | 2018 | Bachelor of Business (Banking & Finance) - Monash University ~ Certified Financial Planner (CFP) - Financial Advice Association of Australia ~ Graduate Certificate in Applied Finance - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional |