This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
Andrew John Hewison | 2006 | 2001 - Bachelor of Commerce (Marketing and Sports Management) - Bachelor Degree (AQF 7) - Deakin University ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Higher Education ~ 2009 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association of Australia ~ 2011 - SMSF Specialist Advisor (SSA) Accreditation - Professional Designations - SMSF Association ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
Caleb James Ludlow | 2022 | 2019 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2023 - MASTER OF FINANCIAL PLANNING - Masters Degree (AQF 9) - DEAKIN UNIVERSITY ~ 2023 - SMSF Specialist Advisor (SSA) Program - Professional Designations - SMSF Association ~ 2024 - Certfied Financial Planner - Professional Designations - Financial Advice Association of Australia |
Christopher Colin Morcom | 2003 | 1992 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Swinburne University of Technology ~ 2000 - CFP Certification Program - Professional Designations - Financial Advice Association of Australia (FAAA) ~ 2000 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2010 - SMSF Specialist Advisor (SSA) Accreditation - Professional Designations - SMSF Association ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
Christopher Colman | 2022 | 2011 - Bachelor of Commerce / Bachelor of Arts (Finance and Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2021 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association of Australia ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2024 - SMSF Specialist Advisor (SSA) Program - Professional Designations - SMSF Association |
Glenn Thomas Fairbairn | 2005 | 2002 - Bachelor of Business (Economics & Finance) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology (RMIT) ~ 2005 - Certfied Financial Planner (CFP) - Professional Designations - Financial Advice Association of Australia ~ 2011 - SMSF Specialist Advisor (SSA) Accreditaition - Professional Designations - SMSF Association ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
Marcus English | 2006 | 2005 - Bachelor of Commerce (Finance and Management) - Bachelor Degree (AQF 7) - Deakin University ~ 2006 - Diploma of Financial Services - Diploma (AQF 5) - AMP Financial Planning ~ 2018 - CFP Certification Program - Professional Designations - Financial Advice Association of Australia (FAAA) ~ 2018 - Life Risk Specialist (LRS) - Professional Designations - Financial Advice Association of Australia ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
Nathan Lear | 2009 | 2005 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - Deakin University ~ 2008 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Financial Services Institute of Australasia (FINSIA) ~ 2009 - Certfied Financial Planner (CFP) - Professional Designations - Financial Advice Association of Australia ~ 2011 - SMSF Specialist Advisor (SSA) Accreditation - Professional Designations - SMSF Association ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
Pierce Hanlen | 2018 | 2015 - Bachelor of Commerce (Accounting and Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2019 - CFPCertification Program - Professional Designations - Financial Planning Association of Australia ~ 2022 - SMSF Specialist Advisor (SSA) Program - Professional Designations - SMSF Association ~ 2024 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
Simon Curtain | 2009 | 2008 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Financial Services Institute of Australasia (FINSIA) ~ 2009 - Certfied Financial Planner (CFP) - Professional Designations - Financial Advice Association of Australia ~ 2011 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Professional ~ 2011 - SMSF Specialist Advisor (SSA) Accreditation - Professional Designations - SMSF Association ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
Stephanie Patrick | 2011 | 2010 - Bachelor of Arts (Journalism) / Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - Monash University ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Higher Education ~ 2014 - CFPCertification Program - Professional Designations - Financial Advice Association of Australia (FAAA) ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2023 - SMSF Specialist Advisor (SSA) Program - Professional Designations - SMSF Association |
Tess Mcintosh | 2024 | 2023 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association of Australia ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University |
Travis Schindler | 2018 | 2014 - Bachelor of Business (Banking & Finance) - Bachelor Degree (AQF 7) - Monash University ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education ~ 2019 - Certified Financial Planner - Professional Designations - Financial Advice Association of Australia ~ 2022 - SMSF Specialist Advisor (SSA) Program - Professional Designations - SMSF Association ~ 2024 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |