This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alisa Surya | 2024 | 2004 - Bachelor of Economics - Accounting - Bachelor Degree (AQF 7) - University of Indonesia ~ 2009 - Master of Applied Finance - Masters Degree (AQF 9) - The Univeristy of Melbourne ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Amir Hassani | 2016 | 2016 - Diploma of Financial Planning - - International Institute of Technology |
| Aristotle Papapavlou | 2012 | 2010 - Tier 1 Adviser Compliance Solution - - Kaplan ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan |
| Bronson Wai Fung Yau | 2017 | 2011 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2012 - Margin Lending - - Kaplan ~ 2012 - Principles of Advanced Estate Planning - - International Institute of Technology ~ 2012 - Principles of Advanced Planning - - International Institute of Technology |
| Hakan Ozyon | 2014 | 2013 - Diploma of Financial Planning FNS40107 - - RMIT University School of Economics and Finance ~ 2014 - Bachelor of Business (Economics and Finance) - - RMIT ~ 2014 - Self Managed Super Funds - - Integrity ~ 2015 - Master of Professional Accounting - Masters Degree (AQF 9) - RMIT ~ 2015 - Masters of Professional Accounting - - RMIT |
| Hans Oliver Alwar | 2012 | 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Harry Matsoukas | 2004 | 1990 - Bachelor Business Marketing - - Monash University ~ 2000 - CFP - Other - FPA ~ 2000 - Certificate of Superannuation - - Macquarie University ~ 2005 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Deakin ~ 2021 - Financial Adviser Exam - Other - FASEA |
| Hugh Jerome Heffernan | 2010 | 2009 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Mentor Education Group ~ 2011 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2017 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Australia ~ 2021 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Kaan Doluner | 2021 | 2017 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - La Trobe University ~ 2024 - SMSF Association Specialist Member Accreditation Program - Professional Designations - SMSF Association |
| Leon Cheah | 2008 | 1999 - Bachelor of Commerce - - University of Melbourne ~ 2010 - Margin Lending & Geared Investments - - Kaplan Education Pty Ltd ~ 2011 - Certified Financial Planner Program - - Financial Planning Association of Australia ~ 2011 - Self-Managed Superannuation Funds - - Kaplan Education Pty Ltd ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Miranda Leung | 1998 | 1995 - Bachelor Science (Marketing) - Bachelor Degree (AQF 7) - Southwest Missouri State University ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2013 - Diploma of Financial Planning FNS50611 - Diploma (AQF 5) - Monarch Institute ~ 2019 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Australia |
| Muzzammil Maqsood Dhedhy | 2017 | 2013 - Bachelor of Commerce (Business Law) - - Curtin University of Technology ~ 2014 - Diploma of Financial Planning - - RMIT University ~ 2016 - Certificate IV in Finance and Mortgage Broking - - Integrity Education Group ~ 2016 - Master of Applied Finance (Financial Planning) - - Charles Sturt University |
| Sam Tabit | 2000 | 1997 - Money Market Module - - The Securities Institute of Australia ~ 2003 - Graduate Diploma of Applied Finance and Investment - - Securities Institute ~ 2005 - Master of Financial Planning - - RMIT University ~ 2009 - Self Managed Superannuation Funds - - ASFA ~ 2016 - Margin Lending - - Integrity Education Group |
| Weidong Zhang | 2010 | 2002 - Degree of Master of Economics Major: World Economy - - Sichuan University, China ~ 2010 - Margin Lending & Geared Investments - Other - Kaplan ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - - Holmesglen Institute ~ 2013 - Self Managaed Superannuation Funds - - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Wesley Steer | 2018 | 2018 - Bachelor of Accounting - - Latrobe University ~ 2018 - Bachelor of Finance - - Latrobe University ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Education Pty Ltd |