This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
interests in managed investment schemes excluding investor directed portfolio services;
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
interests in managed investment schemes excluding investor directed portfolio services;
securities; and
superannuation;
to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Annie Mcneil Dawson | 2015 | 1997 - Bachelor of Commerce - - University of Queensland ~ 2015 - Graduate Diploma in Financial Planning - - Kaplan Professional |
| Leigh Jean Mansell | 2004 | 1990 - Bachelor of Science - - Macquarie University ~ 1993 - Diploma of Superannuation Management - - ASFA ~ 1995 - Graduate Diploma in Accounting - - Macquarie University ~ 1997 - Chartered Accountant - - Institute of Chartered Accountants ~ 2000 - Graduate Diploma in Financial Planning - - Securities Institute of Australia |
| Lyn Theresa Formica | 2016 | 1992 - Bachelor of Business (Accountancy) - - Queensland University of Technology ~ 1994 - Professional Year - - Chartered Accountants Australia and New Zealand ~ 2010 - SMSF Specialist Advisor (SSA) Accreditation - - SMSF Association ~ 2016 - Accountants SMSF Package - - Kaplan |