This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
interests in managed investment schemes excluding investor directed portfolio services;
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
interests in managed investment schemes excluding investor directed portfolio services;
securities; and
superannuation;
to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Annie Mcneil Dawson | 2015 | Bachelor of Commerce - University of Queensland ~ Graduate Diploma in Financial Planning - Kaplan Professional |
| Leigh Jean Mansell | 2004 | Bachelor of Science - Macquarie University ~ Chartered Accountant - Institute of Chartered Accountants ~ Diploma of Superannuation Management - ASFA ~ Graduate Diploma in Accounting - Macquarie University ~ Graduate Diploma in Financial Planning - Securities Institute of Australia |
| Lyn Theresa Formica | 2016 | Accountants SMSF Package - Kaplan ~ Bachelor of Business (Accountancy) - Queensland University of Technology ~ Professional Year - Chartered Accountants Australia and New Zealand ~ SMSF Specialist Advisor (SSA) Accreditation - SMSF Association |