This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Cheryl Ann DI Florio | 2010 | 1992 - Bachelor of Business (Honours) - - Monash University ~ 2010 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional |
| Christopher Conrad Obremski | 0 | 2015 - Bachelor of Business (Banking, Finance and Economics) - Bachelor Degree (AQF 7) - Monash University ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Matthew Robert Litchfield | 2013 | 2012 - Bachelor of Business - Economics & Finance - - Swinburne University of Technology ~ 2012 - Securities, Managed Investments, Margin Lending - - Kaplan ~ 2013 - RG 146 - - Kaplan ~ 2013 - Superannuation - - Kaplan ~ 2018 - Diploma of Financial Planning - - Kaplan Professional |
| Nicholas O'halloran | 2011 | 2003 - Bachelor of Business - - RMIT ~ 2007 - Diploma of Financial Services (Financial Planning) - - Mentor Education / RG146 ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional |
| Ryan Pickles | 2011 | 2006 - Bachelor of Business (Accounting) - - RMIT ~ 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan (formerly FINSIA) ~ 2010 - Advanced Diploma of Financial Planning - - Kaplan Professional |
| Shawn Hennig | 1999 | 1989 - Bachelor of Economics - - Monash University ~ 1994 - Graduate Diploma in Applied Finance - Graduate Certificate (AQF 8) - Securities Institute |