This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Cheryl Ann DI Florio | 2010 | Bachelor of Business (Honours) - Monash University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Christopher Conrad Obremski | 0 | Bachelor of Business (Banking, Finance and Economics) - Monash University ~ Graduate Diploma of Financial Planning - Kaplan |
| Matthew Robert Litchfield | 2013 | Bachelor of Business - Economics & Finance - Swinburne University of Technology ~ Diploma of Financial Planning - Kaplan Professional ~ RG 146 - Kaplan ~ Securities, Managed Investments, Margin Lending - Kaplan ~ Superannuation - Kaplan |
| Nicholas O'halloran | 2011 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business - RMIT ~ Diploma of Financial Services (Financial Planning) - Mentor Education / RG146 |
| Ryan Pickles | 2011 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Accounting) - RMIT ~ Diploma of Financial Services (Financial Planning) - Kaplan (formerly FINSIA) |
| Shawn Hennig | 1999 | Bachelor of Economics - Monash University ~ Graduate Diploma in Applied Finance - Securities Institute |