This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Benjamin Tavis Sutherland | 2010 | Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Services (Financial Planning) - Mentor Education ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Fund Advisor (Personal Adviser) - Mentor Education |
| Brendan Michael Atkins | 1987 | CFP - Certified Financial Planner - Financial Planning Association Of Australia ~ Diploma Of Financial Planning - Financial Planning Association Of Australia ~ Margin Lending And Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Heath Visser | 1995 | ASX Accredited Listed Producted Adviser Program - Kaplan Professional Education ~ Certified Financial Planner - Financial Planning Association Of Australia ~ Diploma Of Financial Planning - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Tribeca Learning (Australia) Pty Ltd |
| Jane Gun | 2000 | Bachelor Of Business - Royal Melbourne Institute of Technology (RMIT) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma Of Financial Planning - Securities Institute Of Australia ~ SMSF Specialist Adviser - SMSF Professionals' Association of Australia |
| Jason William Mudge | 1994 | Bachelor of Economics - Flinders University ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) |
| Jordan Thomas Kitto | 2015 | Bachelor of Applied Finance - University Of South Australia ~ Graduate Diploma Of Financial Planning - Kaplan Professional Education |
| Kathryn Elise Liebezeit | 1998 | Bachelor of Science (Mathematical and Computer Sciences) - The University of Adelaide ~ CFP Certification Program - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Lin Carey | 2018 | Bachelor of Translation - University of Antwerp ~ Graduate Diploma of Financial Planning - Securities Institute of Australia ~ Grd Diploma in Business Economics - VLEKHO |
| Michael Scott Hart | 2001 | Bachelor of Business (Banking and Finance) - Monash University ~ Bachelor of Economics - International Institute of Technology ~ Financial Plan Construction - FPA (Financial Planning Association of Australia) ~ Master of Business Administration - University of Adelaide |
| Michael William Smith | 2001 | Advanced Diploma - Financial Planning - Financial Planning Association of Australia ~ Graduate Diploma of Financial Planning - Deakin University |
| Nikki Lee Eddy | 0 | Bachelor of Applied Finance - University of South Australia ~ Master of Finance (Financial Planning) - University of South Australia ~ SMSF Regulations and Taxation - Kaplan Professional |
| Patrick James Sutherland | 2022 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional |
| Samuel Roger Nunn | 2005 | Bachelor of Economics - Univesity of Adelaide ~ CERTIFIED FINANCIAL PLANNER® - Financial Planning Association ~ Certified Financial Planner (CFP) - FPA ~ Diploma of Financial Planning - FPA ~ Ethics & Professionalism in Financial Advice - Kaplan ~ Margin Lending & Geared Investments - Kaplan |