This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Benjamin Tavis Sutherland | 2010 | 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2018 - Self Managed Superannuation Fund Advisor (Personal Adviser) - - Mentor Education ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional Education |
| Brendan Michael Atkins | 1987 | 2003 - CFP - Certified Financial Planner - - Financial Planning Association Of Australia ~ 2003 - Diploma Of Financial Planning - - Financial Planning Association Of Australia ~ 2004 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2011 - Margin Lending And Geared Investments - - Kaplan Professional Education ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional Education |
| Heath Visser | 1995 | 1996 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association ~ 1998 - Certified Financial Planner - Professional Designations - Financial Planners Association of Australia ~ 2004 - Self Managed Superannuation Funds - Other - Kaplan Professional Education ~ 2009 - ASX Accredited Listed Producted Adviser Program - - Kaplan Professional Education ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional Education |
| Jane Gun | 2000 | 1997 - Bachelor of Business - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2004 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2009 - SMSF Specialist Adviser - - SMSF Professionals' Association of Australia ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jason William Mudge | 1994 | 1994 - Bachelor of Economics - Bachelor Degree (AQF 7) - Flinders University ~ 1994 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 1998 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) |
| Jordan Thomas Kitto | 2015 | 2013 - Bachelor of Applied Finance - Bachelor Degree (AQF 7) - University Of South Australia ~ 2015 - Graduate Diploma Of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional Education ~ 2023 - SMSF Regulations and Taxation - Other - Kaplan Professional Education |
| Kathryn Elise Liebezeit | 1998 | 1997 - Bachelor of Science (Mathematical and Computer Sciences) - Bachelor Degree (AQF 7) - University of Adelaide ~ 1999 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin ~ 2002 - CFP Certification Program - - Financial Planning Association of Australia ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Lin Carey | 2018 | 1993 - Bachelor of Translation - - University of Antwerp ~ 1994 - Grd Diploma in Business Economics - - VLEKHO ~ 2003 - Graduate Diploma of Financial Planning - - Securities Institute of Australia |
| Michael Scott Hart | 2001 | 1991 - Bachelor of Economics - - International Institute of Technology ~ 1995 - Bachelor of Business (Banking and Finance) - - Monash University ~ 1999 - Master of Business Administration - - University of Adelaide ~ 2015 - Financial Plan Construction - - FPA (Financial Planning Association of Australia) ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional Education |
| Michael William Smith | 2001 | 2004 - Advanced Diploma - Financial Planning - - Financial Planning Association of Australia ~ 2010 - LRS Life Risk Specialist - Professional Designations - Financial Planning Association of Australia ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University |
| Nikki Lee Eddy | 2024 | 2019 - Bachelor of Applied Finance - Bachelor Degree (AQF 7) - University of South Australia ~ 2022 - Master of Finance (Financial Planning) - Masters Degree (AQF 9) - University of South Australia ~ 2023 - SMSF Regulations and Taxation - Masters Degree (AQF 9) - Kaplan Professional |
| Patrick James Sutherland | 2022 | 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Samuel Roger Nunn | 2005 | 2001 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Adelaide ~ 2004 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia ~ 2007 - CERTIFIED FINANCIAL PLANNER® - - Financial Planning Association ~ 2007 - Certified Financial Planner - Professional Designations - financial Planning Association of Australia ~ 2010 - Margin Lending & Geared Investments - - Kaplan ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Tahlea Helen Stephenson | 2022 | 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |