Halpin Wealth Partners Pty ltd

AFS License Number
517210
Name
Halpin Wealth Partners Pty ltd
ABN/ACN/ARBN
72633241068
Licensee issued
Sept. 13, 2019
Address
Adelaide, 5000, SA

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Benjamin Tavis Sutherland 2010 2010 - Diploma of Financial Services (Financial Planning) - - Mentor Education ~ 2017 - Advanced Diploma of Financial Planning - - Mentor Education ~ 2018 - Self Managed Superannuation Fund Advisor (Personal Adviser) - - Mentor Education ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Brendan Michael Atkins 1987 2003 - CFP - Certified Financial Planner - - Financial Planning Association Of Australia ~ 2003 - Diploma Of Financial Planning - - Financial Planning Association Of Australia ~ 2004 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2011 - Margin Lending And Geared Investments - - Kaplan Professional Education
 Heath Visser 1995 1993 - Diploma Of Financial Planning - - Deakin University ~ 2004 - Self Managed Superannuation Funds - - Tribeca Learning (Australia) Pty Ltd ~ 2009 - ASX Accredited Listed Producted Adviser Program - - Kaplan Professional Education ~ 2014 - Certified Financial Planner - - Financial Planning Association Of Australia ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Jane Gun 2000 1997 - Bachelor Of Business - - Royal Melbourne Institute of Technology (RMIT) ~ 2009 - Graduate Diploma Of Financial Planning - - Securities Institute Of Australia ~ 2009 - SMSF Specialist Adviser - - SMSF Professionals' Association of Australia ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Jason William Mudge 1994 1994 - Bachelor of Economics - Bachelor Degree (AQF 7) - Flinders University ~ 1994 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 1998 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA)
 Jordan Thomas Kitto 2015 2013 - Bachelor of Applied Finance - Bachelor Degree (AQF 7) - University Of South Australia ~ 2015 - Graduate Diploma Of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional Education
 Kathryn Elise Liebezeit 1998 1997 - Bachelor of Science (Mathematical and Computer Sciences) - - The University of Adelaide ~ 2002 - CFP Certification Program - - Financial Planning Association of Australia ~ 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Lin Carey 2018 1993 - Bachelor of Translation - - University of Antwerp ~ 1994 - Grd Diploma in Business Economics - - VLEKHO ~ 2003 - Graduate Diploma of Financial Planning - - Securities Institute of Australia
 Michael Scott Hart 2001 1991 - Bachelor of Economics - - International Institute of Technology ~ 1995 - Bachelor of Business (Banking and Finance) - - Monash University ~ 1999 - Master of Business Administration - - University of Adelaide ~ 2015 - Financial Plan Construction - - FPA (Financial Planning Association of Australia)
 Michael William Smith 2001 2004 - Advanced Diploma - Financial Planning - - Financial Planning Association of Australia ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University
 Nikki Lee Eddy 0 2019 - Bachelor of Applied Finance - Bachelor Degree (AQF 7) - University of South Australia ~ 2022 - Master of Finance (Financial Planning) - Masters Degree (AQF 9) - University of South Australia ~ 2023 - SMSF Regulations and Taxation - Masters Degree (AQF 9) - Kaplan Professional
 Patrick James Sutherland 2022 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional
 Samuel Roger Nunn 2005 2001 - Bachelor of Economics - - Univesity of Adelaide ~ 2004 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA ~ 2007 - CERTIFIED FINANCIAL PLANNERĀ® - - Financial Planning Association ~ 2007 - Certified Financial Planner (CFP) - Professional Designations - FPA ~ 2010 - Margin Lending & Geared Investments - - Kaplan ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan