This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Benjamin Tavis Sutherland | 2010 | 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2018 - Self Managed Superannuation Fund Advisor (Personal Adviser) - - Mentor Education ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional Education |
| Brendan Michael Atkins | 1987 | 2003 - CFP - Certified Financial Planner - - Financial Planning Association Of Australia ~ 2003 - Diploma Of Financial Planning - - Financial Planning Association Of Australia ~ 2004 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2011 - Margin Lending And Geared Investments - - Kaplan Professional Education ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional Education |
| Heath Visser | 1995 | 1996 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association ~ 1998 - Certified Financial Planner - Professional Designations - Financial Planners Association of Australia ~ 2004 - Self Managed Superannuation Funds - Other - Kaplan Professional Education ~ 2009 - ASX Accredited Listed Producted Adviser Program - - Kaplan Professional Education ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional Education |
| Jacky Hoac | 0 | 2019 - Bachelor of Finance - Bachelor Degree (AQF 7) - The University of Adelaide ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2024 - SuperConcepts Specialist SMSF Online Course - Certificate (AQF 1-4) - The University of Adelaide/SuperConcepts |
| Jane Gun | 2000 | 1997 - Bachelor of Business - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2004 - Graduate Diploma in Financial Planning (Historical SIA / FINSIA). - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2009 - SMSF Specialist Adviser (SSA) - Professional Designations - SMSF Association ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Jason William Mudge | 1994 | 1994 - Bachelor of Economics - Bachelor Degree (AQF 7) - The Flinders University of South Australia ~ 1994 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 1998 - 8 unit Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Advice Association of Australia Limited ~ 2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Jordan Thomas Kitto | 2015 | 2013 - Bachelor of Applied Finance - Bachelor Degree (AQF 7) - University Of South Australia ~ 2015 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2023 - SMSF Regulations and Taxation - Certificate (AQF 1-4) - Kaplan Education Pty Ltd ~ 2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Kathryn Elise Liebezeit | 1998 | 1997 - Bachelor of Science (Mathematical and Computer Sciences) - Bachelor Degree (AQF 7) - University of Adelaide ~ 1999 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin ~ 2002 - CFP Certification Program - - Financial Planning Association of Australia ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Lin Carey | 2018 | 2003 - Graduate Diploma of Financial Planning (Historical SIA/FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2024 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Michael William Smith | 2001 | 2004 - Advanced Diploma - Financial Planning - - Financial Planning Association of Australia ~ 2010 - LRS Life Risk Specialist - Professional Designations - Financial Planning Association of Australia ~ 2021 - M669 Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University |
| Nikki Lee Eddy | 2024 | 2019 - Bachelor of Applied Finance - Bachelor Degree (AQF 7) - University of South Australia ~ 2022 - DMFP Master of Finance (Financial Planning) - Masters Degree (AQF 9) - University of South Australia ~ 2023 - SMSF Regulations and Taxation - Certificate (AQF 1-4) - Kaplan Education Pty Ltd |
| Patrick James Sutherland | 2022 | 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited |
| Paula Alice Walker | 2016 | 1995 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Natal ~ 1996 - Postgraduate Diploma in Accountancy - Bachelor Honours Degree (AQF 8) - University of Natal ~ 2017 - Postgraduate Diploma in Financial Planning - Bachelor Honours Degree (AQF 8) - University of The Free State ~ 2024 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2025 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2025 - FPC003 Superannuation and Retirement Advice - Certificate (AQF 1-4) - Kaplan Higher Education T/A Kaplan Professional ~ 2025 - Tax for Financial Advising - Certificate (AQF 1-4) - Kaplan Education Pty Ltd T/A Kaplan Professional |
| Samuel Roger Nunn | 2005 | 2001 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Adelaide ~ 2004 - 8 unit Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Advice Association of Australia Limited ~ 2007 - 5 unit CFP Certification Program - Professional Designations - Financial Advice Association of Australia Limited ~ 2007 - CERTIFIED FINANCIAL PLANNER® - - Financial Planning Association ~ 2010 - Margin Lending & Geared Investments - - Kaplan ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Tahlea Helen Forbes | 2022 | 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Education Pty Limited ~ 2020 - BP314 Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2022 - Accredited Aged Care Professional - Certificate (AQF 1-4) - Aged Care Steps (ACS) Pty Ltd ~ 2025 - SMSF Regulations and Taxation - Certificate (AQF 1-4) - Kaplan Higher Education Pty Ltd |