This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alireza Valavi | 2016 | 2008 - Graduate Certificate in Accounting/Master of professional accounting - - Central Queensland University ~ 2016 - Diploma of Financial Planning - - Mentor ~ 2018 - Advanced Diploma of Financial Planning - - Mentor Education ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Anthony Kim Bradshaw | 2004 | 1981 - Bachelor of Business - - Curtin Univisrity ~ 2008 - Diploma of Financial Services - - finsia |
| Wilson Leung | 2007 | 1992 - Bachelor of Business - - Victoria University ~ 2002 - MBA - - Victoria University ~ 2005 - PS 146 - - Tribeca |