This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Jialu Liang | 2018 | 2008 - Master of Commerce (Finance) - - The University of Sydney ~ 2008 - Master of Professional Accounting - - The University of Sydney ~ 2013 - Derivatives (General Advice) - - Mentor Education ~ 2015 - Diploma of Financial Planning - - Kaplan ~ 2016 - Advanced Diploma of Financial Planning - - Kaplan |
| Mario Raciti | 2016 | 1983 - Bachelor of Business - - University of Technology Sydney ~ 2015 - RG146 - Superannuation, SMSF & Generic Knowledge - - Financial Education Professionals |
| Michael John Zdrilic | 2008 | 2005 - Bachelor Of Commerce - Accounting - Bachelor Degree (AQF 7) - Macquarie University ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Mentor Education ~ 2008 - Self Managed Superannuation Funds - Professional Designations - Kaplan Professional ~ 2010 - Margin Lending and Gearing Investments - Professional Designations - Kaplan Professional |
| Robert Bruno Lattanzi | 2003 | 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Integratec ~ 2013 - Margin Lending and Geared Investments - Professional Designations - Kaplan Professional ~ 2013 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Graduate Certificate of Financial Planning - Graduate Certificate (AQF 8) - Griffith University |