HK Financial Services Pty ltd

AFS License Number
545687
Name
HK Financial Services Pty ltd
ABN/ACN/ARBN
43661975364
Licensee issued
July 3, 2023
Address
Sydney, 2000, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Jialu Liang 2018 2008 - Master of Commerce (Finance) - - The University of Sydney ~ 2008 - Master of Professional Accounting - - The University of Sydney ~ 2013 - Derivatives (General Advice) - - Mentor Education ~ 2015 - Diploma of Financial Planning - - Kaplan ~ 2016 - Advanced Diploma of Financial Planning - - Kaplan
 Mario Raciti 2016 1983 - Bachelor of Business - - University of Technology Sydney ~ 2015 - RG146 - Superannuation, SMSF & Generic Knowledge - - Financial Education Professionals
 Michael John Zdrilic 2008 2005 - Bachelor of Commerce - Accounting - - Macquarie University ~ 2007 - Diploma of Financial Services (Financial Planning) - - Mentor Education ~ 2008 - Self Managed Superannuation Funds - - Kaplan
 Robert Bruno Lattanzi 2003 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Integratec ~ 2013 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Graduate Certificate of Financial Planning - Graduate Certificate (AQF 8) - Griffith University