This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
life products limited to:
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes excluding investor directed portfolio services; and
superannuation;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
superannuation; and
provide a superannuation trustee service
to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alan Joseph Sher | 1998 | 2001 - Diploma of Financial Planning - - Financial Planning Association of Australia Ltd ~ 2005 - Masters of Financial Planning - Masters Degree (AQF 9) - University of the Sunshine Coast ~ 2017 - Certified Financial Planner - Certificate (AQF 1-4) - Financial Planning Association of Australia Ltd |
| Alexander Gunning | 2011 | 2008 - Bachelor of Commerce - - University of Melbourne ~ 2013 - Advanced Diploma Financial Services (Financial Planning) - - Kaplan Professional ~ 2017 - Chartered Financial Practitioner - - Kaplan |
| Alexis Jovic | 2015 | 2013 - Bachelor of Business Commerce (Applied Economics) - Bachelor Degree (AQF 7) - University of Sydney ~ 2015 - Diploma of Financial Planning FNS50611 - Diploma (AQF 5) - Kaplan Australia ~ 2015 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Australia ~ 2015 - RG146 928 Margin Lending - Diploma (AQF 5) - Kaplan Australia ~ 2019 - Tax for financial advising - Other - Kaplan Australia |
| Aman Jot Singh | 2018 | 2017 - Bachelor of Commerce major in Accounting - Bachelor Degree (AQF 7) - Griffith University ~ 2017 - Bachelor of International Business - Bachelor Degree (AQF 7) - Griffith University ~ 2018 - Diploma of Financial Planning FNS50615 - Diploma (AQF 5) - Monarch Institute |
| Andrew Peter George | 2011 | 2012 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2013 - Advanced Diploma of Financial Planning - - Kaplan |
| Andrew Stephen Parish | 2007 | 2006 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2011 - Graduate Certificate in Applied Finance - - Kaplan Professional ~ 2012 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2015 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Anita Louie | 2001 | 2005 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia Limited ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Master of Applied Finance (Financial Planning) - Masters Degree (AQF 9) - Charles Sturt University |
| Anne Dalton | 2001 | 1986 - Bachelor of Arts - - La Trobe University ~ 2001 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2004 - Certified Financial Planner - Diploma (AQF 5) - Deakin University |
| Ben Bradley | 2012 | 2005 - Bachelor of Arts - - Deakin University ~ 2012 - Graduate Diploma in Financial Planning - - University of Sunshine Coast ~ 2017 - Master of Commerce - - Deakin University |
| Ben Graham | 2007 | 2008 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute Australia |
| Benjamin Thompson | 2005 | 2007 - Diploma of Financial Planning - - KAPLAN ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - - KAPLAN |
| Daniel William Callaghan | 2012 | 2002 - Bachelor of Business (Finance & Economics) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2014 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia Ltd ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| David George Francis | 2004 | 2001 - Bachelor of Economics - Bachelor Degree (AQF 7) - The University of Adelaide ~ 2004 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Ellie Bartlett | 2018 | 2012 - Bachelor of Commerce (Economics and Financial Planning) - Bachelor Degree (AQF 7) - Curtin Univeristy ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Fiona Kent | 2002 | 2001 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2004 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2014 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) |
| Francesco Tigani | 1996 | 1985 - Bachelor of Commerce - - Deakin University ~ 2003 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia Ltd ~ 2013 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia Ltd ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Genevieve Kirkman | 2004 | 1996 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Queensland ~ 1999 - Bachelor of Laws - Bachelor Degree (AQF 7) - University of Queensland ~ 2003 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Hosna Jamal | 2014 | 2011 - Diploma - Financial Planning - - Kaplan ~ 2016 - Advanced Diploma of Financial Planning - - Mentor Education |
| Jacob Knaus | 2013 | 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2015 - Graduate Certificate in Applied Finance - Graduate Certificate (AQF 8) - University of Newcastle ~ 2017 - Master of Business Administration - Masters Degree (AQF 9) - University of Newcastle |
| Joel Brennan | 2015 | 2014 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT ~ 2018 - Accredited Listed Product Adivser Program (ALPA) - Other - Kaplan Professional ~ 2018 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Jonathan Standen | 2004 | 2003 - Diploma Financial Planning - - FPA ~ 2009 - Certified Financial Planner - - FPA ~ 2022 - Master of Business Administration - Masters Degree (AQF 9) - Deakin University |
| Kieran James Light | 2018 | 2015 - Bachelor of Business (Economics) - - Queensland University of Technology ~ 2016 - Diploma of Financial Planning - - Monarch Institute |
| Krishnee Ramkissoon | 2017 | 2015 - Diploma of Financial Planning - - Integrity Education Group ~ 2017 - Advanced Diploma of Financial Planning - - Integrity Education Group ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Laura Elizabeth Dix | 2014 | 2008 - Diploma Financial Services (Financial Planning) - - TAFE ~ 2013 - Advanced Diploma Financial Planning - - Kaplan Professional Education ~ 2017 - Masters of Business Administration (Finance) - - Australian Institute of Business |
| Lavanya Aravinthan | 2018 | 2014 - RG146 - - AIST ~ 2018 - Diploma of Financial Planning - - Kaplan |
| Linda Panaszek | 2015 | 2002 - Diploma of Financial Markets - - Securities Institute ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2014 - Bachelor of Commerce - - University of South Australia ~ 2015 - Diploma of Financial Planning - - Mentor Education ~ 2019 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan |
| Lisa Moran | 2006 | 2000 - Bachelor of international business - - Flinders university ~ 2004 - Diploma of Financial Services - - Tribeca ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2014 - Advanced diploma of financial services - - mentor ~ 2015 - Self Managed Superannuation Funds - - Kaplan |
| Mark Wojtas | 2011 | 2000 - Bachelor of Business in Banking and Finance - - Victoria University ~ 2007 - Graduate Certificate in Finanical Planning - - FINSIA ~ 2008 - Graduate Diploma in Applied Finance (Financial Planning) - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2012 - Certified Financial Planner - - FPA |
| Martin Hegarty | 2008 | 2007 - Diploma of Financial Services (Financial Planning) - - TAFE ~ 2008 - Graduate Certificate in Financial Planning - - Finsia ~ 2009 - Graduate Diploma of Applied Finance (Financial Planning) - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2015 - TASA & TPB Code of Professional Conduct - - Kaplan |
| Melissa Foster | 2016 | 2012 - Diploma of Financial Services - - Kaplan ~ 2019 - Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Michael Butler | 2011 | 2006 - Bachelor of Science - - Monash University ~ 2008 - Graduate Diploma of Education - - University of Melbourne ~ 2011 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2016 - Advanced Diploma of Financial Planning - - Mentor Education |
| Noreen Gwena | 2018 | 2013 - Bachelor of Commerce (Professional Accounting) - Bachelor Degree (AQF 7) - Macquarie University ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional Education |
| Patrick Toffoli | 2007 | 2006 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2010 - Graduate Certificate of Financial Planning - - Kaplan ~ 2013 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Peter Mckay | 0 | 2021 - Masters of Financial Planning - Masters Degree (AQF 9) - Deakin University |
| Pooja Chadha | 2016 | 2000 - Bachelor of Mathematics - - Delhi University ~ 2007 - Master of Accounting - - Central Queensland University ~ 2015 - Diploma of Financial planning - - Monarch Institute ~ 2016 - Advanced Diploma of Financial Planning - - Monarch Institute ~ 2021 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia Ltd |
| Rodham Pitt | 2018 | 2017 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT University |
| Samuel Hugh Kenrick | 2021 | 2018 - Bachelor of Business (Accountancy) - Bachelor Degree (AQF 7) - RMIT ~ 2018 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT ~ 2019 - Ethics and Profesionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Saurabh Shah | 2008 | 1996 - Bachelor of Commerce - - Gujarat University ~ 2001 - Master of Business Administration - - Victoria University ~ 2008 - Diploma of Financial Services (Financial Planning) - - KAPLAN ~ 2019 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Sze Rong Chan | 2014 | 2012 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Melbourne ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia Ltd ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Zoe Wan | 2017 | 2014 - Bachelor of Commerce (Finance & Marketing) - - University of New South Wales ~ 2017 - Diploma of Financial Planning - - Kaplan Professional ~ 2018 - Advanced Diploma of Financial Planning - - Mentor Education ~ 2022 - TASACLv2 Commercial Law - Other - Kaplan Professional ~ 2022 - TFAv1 Tax for Financial Advising - Other - Kaplan Professional |