This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
life products limited to:
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes excluding investor directed portfolio services; and
superannuation;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
superannuation; and
provide a superannuation trustee service
to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alan Joseph Sher | 1998 | CFP - Financial Planning Association of Australia Ltd ~ Diploma of Financial Planning - Financial Planning Association of Australia Ltd ~ Margin Lending and Geared Investments - Kaplan Professional Pty Ltd ~ Masters of Financial Planning - University of the Sunshine Coast ~ Self Managed Superannuation Funds - Tribeca learning (Aust) Pty Ltd |
| Alexander Gunning | 2011 | Advanced Diploma Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Commerce - University of Melbourne ~ Chartered Financial Practitioner - Kaplan |
| Alexis Jovic | 2015 | Bachelor of Business Commerce (Applied Economics) - University of Sydney ~ Diploma of Financial Planning FNS50611 - Kaplan Australia ~ Graduate Diploma of Financial Planning - Kaplan Australia ~ RG146 928 Margin Lending - Kaplan Australia ~ Tax for financial advising - Kaplan Australia |
| Aman Jot Singh | 2018 | Bachelor of Commerce major in Accounting - Griffith University ~ Bachelor of International Business - Griffith University ~ Diploma of Financial Planning FNS50615 - Monarch Institute |
| Andrew Peter George | 2011 | Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan |
| Andrew Stephen Parish | 2007 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Graduate Certificate in Applied Finance - Kaplan Professional ~ Graduate Diploma in Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional |
| Anne Dalton | 2001 | Bachelor of Arts - La Trobe University ~ Certified Financial Planner - Deakin University ~ Diploma of Financial Planning - Deakin University |
| Ben Bradley | 2012 | Bachelor of Arts - Deakin University ~ Graduate Diploma in Financial Planning - University of Sunshine Coast ~ Master of Commerce - Deakin University |
| Ben Graham | 2007 | Graduate Diploma in Financial Planning - Securities Institute |
| Benjamin Thompson | 2005 | Advanced Diploma of Financial Services (Financial Planning) - KAPLAN ~ Diploma of Financial Planning - KAPLAN |
| Daniel William Callaghan | 2012 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Bachelor of Business (Finance & Economics) - Queensland University of Technology ~ Certified Financial Planner - FPA ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| David George Francis | 2004 | Bachelor of Economics - The University of Adelaide ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Deakin University ~ Ethics & Professionalism in Financial Advice - Kaplan |
| Ellie Bartlett | 2018 | Bachelor of Commerce (Economics and Financial Planning) - Curtin Univeristy ~ Ethics and professionalism in financial advice - Kaplan Professional |
| Fiona Kent | 2002 | Bachelor of Economics - University of Western Sydney ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Graduate Diploma of Financial Planning - Securities Institute of Australia |
| Francesco Tigani | 1996 | Bachelor of Commerce - Deakin University ~ CPA-Financial Planning Specialist - CPA Australia ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA/Deakin University ~ Ethics & Professionalism in Financial Advice - Kaplan Professional |
| Genevieve Kirkman | 2004 | Bachelor of Commerce - University of Queensland ~ Bachelor of Laws - University of Queensland ~ Graduate Diploma of Financial Planning - Kaplan Australia ~ RG146 Margin Lending - MLC ThreeSixty |
| Hosna Jamal | 2014 | Advanced Diploma of Financial Planning - Mentor Education ~ Diploma - Financial Planning - Kaplan |
| Jacob Knaus | 2013 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Graduate Certificate in Applied Finance - University of Newcastle ~ Master of Business Administration - University of Newcastle |
| Joel Brennan | 2015 | Accredited Listed Product Adviser Program (ALPA) - Kaplan Professional ~ Bachelor of Business (Financial Planning) - RMIT University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Kieran James Light | 2018 | Bachelor of Business (Economics) - Queensland University of Technology ~ Diploma of Financial Planning - Monarch Institute |
| Krishnee Ramkissoon | 2017 | Advanced Diploma of Financial Planning - Integrity Education Group ~ Diploma of Financial Planning - Integrity Education Group |
| Laura Elizabeth Dix | 2014 | Advanced Diploma Financial Planning - Kaplan Professional Education ~ Diploma Financial Services (Financial Planning) - TAFE ~ Masters of Business Administration (Finance) - Australian Institute of Business |
| Lavanya Aravinthan | 2018 | Diploma of Financial Planning - Kaplan ~ RG146 - AIST |
| Linda Panaszek | 2015 | Bachelor of Commerce - University of South Australia ~ Diploma of Financial Markets - Securities Institute ~ Diploma of Financial Planning - Mentor Education ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Lisa Moran | 2006 | Advanced diploma of financial services - mentor ~ Bachelor of international business - Flinders university ~ Diploma of Financial Services - Tribeca ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Mark Wojtas | 2011 | Bachelor of Business in Banking and Finance - Victoria University ~ Certified Financial Planner - FPA ~ Graduate Certificate in Finanical Planning - FINSIA ~ Graduate Diploma in Applied Finance (Financial Planning) - KAPLAN |
| Martin Hegarty | 2008 | Diploma of Financial Services (Financial Planning) - TAFE ~ Graduate Certificate in Financial Planning - Finsia ~ Graduate Diploma of Applied Finance (Major in Financial Planning) - Kaplan ~ TASA & TPB Code of Professional Conduct - Kaplan |
| Melissa Foster | 2016 | Diploma of Financial Services - Kaplan ~ Financial Planning - Kaplan |
| Michael Butler | 2011 | Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Science - Monash University ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Graduate Diploma of Education - University of Melbourne |
| Michelle Jane Kelada | 2015 | Bachelor of Commerce - Deakin University ~ Diploma of Financial Planning - Kaplan ~ SMSF Adviser - Mentor Education |
| Noreen Gwena | 2018 | Bachelor of Commerce (Professional Accounting) - Macquarie University ~ Diploma of Financial Planning - Kaplan Professional Education |
| Patrick Toffoli | 2007 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Graduate Certificate of Financial Planning - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan ~ Master of Financial Planning - Kaplan |
| Phil Tse | 2018 | Advanced Diploma of Financial Planning - Kaplan ~ Master of Finance - University of Melbourne |
| Pooja Chadha | 2016 | Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Mathematics - Delhi University ~ Diploma of Financial planning - Monarch Institute ~ Master of Accounting - Central Queensland University |
| Rodham Pitt | 2018 | Bachelor of Business (Financial Planning) - RMIT University |
| Saurabh Shah | 2008 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - Gujarat University ~ Diploma of Financial Services (Financial Planning) - KAPLAN ~ Master of Business Administration - Victoria University |
| Sze Rong Chan | 2014 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - University of Melbourne ~ CFP Certification Program - Financial Planning Association of Australia ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Zoe Wan | 2017 | Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Commerce (Finance & Marketing) - University of New South Wales ~ Diploma of Financial Planning - Kaplan Professional ~ TASACLv2 Commercial Law - Kaplan Professional ~ TFAv1 Tax for Financial Advising - Kaplan Professional |