Guideway Financial Services Pty ltd

AFS License Number
420367
Name
Guideway Financial Services Pty ltd
ABN/ACN/ARBN
46156498538
Licensee issued
May 29, 2012
Address
Melbourne, 3000, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Alexander Aracas 2000 Bachelor of Commerce - Monash University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Masters of Applied Finance - Macquarie University
 Cheryl Ann Haines 2000 Bachelor of Business (Accountancy) - Queensland University of Technology ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA (Deakin University) ~ Diploma of Superannuation Management - ASFA ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Christopher Garlick 2014 Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Business (Accounting) - Monash University ~ Bachelor of Business (Banking & Finance) - Monash University ~ Diploma of Financial Planning - Monarch Institute
 Darryn Thomas Studdert 2006 Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Deakin University ~ Ethics + Professionalism in Financial Advice - Kaplan ~ Master of Financial Planning - University of Sunshine Coast
 Ela Maria Maganic 2006 Bachelor of Business (Accounting & Finance) - University of Technology Sydney ~ Certified Financial Adviser - FPA ~ Diploma of Financial Planning - Kaplan ~ Ethics + Professionalism in Financial Advice - Kaplan
 Emerson David Scott 2008 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Mentor/RG146 Education ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Financial Planning - University of the Free State, South Africa (Australian assessed)
 Glenn Williams 2017 Bachelor of Commerce - Deakin University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia ~ Diploma of Financial Planning - Kaplan ~ Ethics + Professionalism in Financial Advice - Kaplan ~ Masters of Applied Finance - Kaplan Professional
 James Michael Stewart 2013 Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Business - Swinburne University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Masters of Applied Finance - Macquarie Unversity
 Jeffrey Watkins 2008 Certified Financial Planner (CFP) - Deakin University ~ Diploma of Financial Planning - FPA ~ Ethics + Professionalism in Financial Advice - kaplan ~ Graduate Diploma in Financial Planning - Kaplan ~ Master of Applied Finance - Kaplan
 John Martin Gallagher 2023 Bachelor of Economics - Adelaide University ~ Graduate Diploma of Financial Planning - University of South Australia ~ Masters of Applied Finance - Melbourne University
 Josephine Tannous 2005 Bachelor of Economics - University of Sydney ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Financial Planning - Finsia
 Lachlan James Sparks 2018 Bachelor of Business (Economics, Banking and Finance) - Monash University ~ Diploma of Financial Planning - Kaplan ~ Ethics + Professionalism - Kaplan
 Mark Bastiaans 2003 Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Bachelor of Business (Banking and Finance) - University of South Australia ~ Certified Financial Planner - FPA ~ Ethics + Professionalism in Financial Advice - Kaplan ~ Master of Research (Finance) - University of South Australia
 Martin Gee 1995 Diploma of Financial Services (Financial Planning) - Kaplan ~ Graduate Diploma of Finance - Charles Sturt University ~ Master of Applied Finance - Charles Sturt University
 Nandita Mathur 2006 Advanced Diploma in Financial Planning - Pinnacle Financial Services Academy ~ BCom (Hons) - Delhi University, Indraprastha College ~ Certified Financial Planner (CFP) - Financial Planning Association ~ Diploma in Financial Planning - Pinnacle Financial Planning Academy ~ Ethics + Professionalism in Financial Advice - Kaplan
 Nareena Aracas 2007 Advianced Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Markets - FINSIA ~ Ethics + Professionalism in Financial Advice - Kaplan ~ Masters of Applied Finance - Macquarie University
 Neil James Speirs 2012 Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan ~ Graduate Diploma of Finanical Planning - Kaplan Professional
 Nicholas Phillips 1999 Bachelor of Business (Financial Planning) - RMIT University ~ CFP Professional - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice bridging subject - Kaplan
 Patrick Macnamara 2009 Certificate of Self-Managed Super (SMSF) - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Diploma of Superannuation Management - ASFA ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Peter Richard Trusler 0 Bachelor of Commerce (Finance) - Deakin University ~ Bachelor of Commerce (Financial Planning) - Deakin University ~ Certificate IV in Finance & Mortgage Broking - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Richard Purchase 2005 ADFS (Financial Planning) - Tribeca ~ CFP - FPA ~ MBA (Financial Planning) - University Southern Queensland
 Rita Lamack 2008 Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Arts - University of Newcastle ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kapla Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Scott Nanfro 2017 Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Business - Swinburne University of Technology ~ Bachelor of Engineering (Mechanical Engineering) - Swinburne University of Technology ~ Diploma of Financial Planning - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Simone Genevieve D'souza 2024 Bachelor of Commerce (Human Resource Management) - The University of Notre Dame Australia ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Toby Perkins 2012 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Commerce (Corporate Finance) - University of Adelaide ~ Certified Financial Planner Program - FPA ~ Ethics + Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Global Wealth Management - University of Adelaide
 Trudy-anne Jenkins 1998 Certificate IV in Finance and Mortgage Broking - Kaplan Professional ~ Certified Financial Planner - FPA ~ Certified Financial Planner - FPA ~ Ethics + Professionalism in Financial Advice - Kaplan ~ Graduate Diploma Financial Planning - Securities Institute of Australia ~ Graduate Diploma in Financial Planning - Securities Institute ~ SMSF - Cavendish Super P/L & International Centre for Financial Services ~ SMSF - Cavendish Super P/L & International Centre for Financial Services
 Vincenzo Bruno Zappia 2003 Certificate III in Investment and Personal Financial Planning - ITC ~ Certificate IV in Finance and Mortgage Broking - Kaplan Professional ~ Diploma of Financial Planning - FPA ~ Ethics + Professionalism in Financial Advice - Kaplan ~ Master of Commerce (Financial Planning) - University of Western Sydney
 Vishal Gupta 2010 Advanced Diploma of Financial Services (Financial Planning) - International Institute of Technology ~ Bachelor of Commerce - Allahabad University ~ Certified Financial Planner (CFP) - FPA ~ Diploma of Financial Services - International Institute of Technology ~ Ethics + Professionalism in Financial Advice - Kaplan