Grimsey Wealth Pty ltd

AFS License Number
293334
Name
Grimsey Wealth Pty ltd
ABN/ACN/ARBN
90113911247
Licensee issued
Oct. 25, 2005
Address
Melbourne, 3000, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Alexander Jon Jackson 2018 2007 - Bachelor of Commerce - - Griffith University ~ 2011 - Advance Dip of Fin Services - - Pinnacle Financial Services ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Daniel James Harris 2017 2018 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2019 - Self Managed Superannuation Fund Adviser - Other - Mentor Education
 Daniel Michael Stefanetti 2000 2001 - Bachelor of Business ( Financial Planning) - - RMIT ~ 2004 - Certified Financial Planner - - Financial Planning Association ~ 2012 - Diploma of Financial Services and Mortgage Broking manangement - - Kaplan ~ 2021 - Ethics for Financial Services - Bridging Course - Ethics - Deakin University
 Danny Orlando 2018 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2010 - Bachelor of Commerce - - Macquarie University ~ 2021 - Ethics for Financial Services - Bridging Course - Ethics - Deakin University ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Elana Stephanatos 2022 2020 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology
 Jeffrey Bonnici 2015 2010 - Bachelor Of Business - - Swinburne University ~ 2016 - Accredited Listed Product Adviser - - Kaplan Professional Education ~ 2016 - Advanced Diploma Of Financial Planning - - Monarch Institute ~ 2016 - Self managed Superannuation Funds - - Kaplan Professional Education ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University
 Jonathan Frank Mcwhae 2010 1995 - Bachelor of Arts - - Murdock University ~ 1995 - Bachelor of Commerce - - Murdoch University ~ 2009 - Certified Financial Planner - - Financial Planning Association ~ 2010 - Certified Practicing Accountant - - CPA Australia ~ 2012 - Chartered Tax Adviser - - The Tax Institute
 Lee Hutchison 2013 2005 - Bachelor of Business & Commerce - - Monash University ~ 2013 - Diploma of Financial Planning - - Kaplan ~ 2018 - Advanced Diploma of Financial Planning - - Kaplan
 Mark Andrew Aranjo 2002 2000 - Bachelor of Economics (Human Resource Management, Industrial Relations & Economics) - - Sydney University ~ 2007 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2009 - Advanced Diploma of Financial Planning - - Kaplan ~ 2012 - Certified Financial Planner - - Financial Planning Association ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Paul Kevin SO Wan Yuen 2010 2006 - B Bus Acc - - RMIT ~ 2012 - GDipFP - - Kaplan ~ 2014 - CFP - - FPA ~ 2021 - Ethics and Client Management - Bridging Course - Ethics - Swinburne ~ 2021 - Financial Adviser Exam - Other - FASEA
 Vittorio Paolo Pettofrezza 0 2023 - Bachelor of Business - Bachelor Degree (AQF 7) - RMIT University
 Yanni Mavrikis 2022 2018 - Bachelor of Commerce (Finance and Financial Planning) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2018 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional