This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alexander Jon Jackson | 2018 | 2007 - Bachelor of Commerce (Banking and Finance) - Bachelor Degree (AQF 7) - Griffiths University ~ 2011 - FNS60404 Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy ~ 2021 - FPC006 Tax and Commerical Law for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2022 - FPC002B Ethics and Proffessionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Daniel James Harris | 2017 | 2018 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2019 - Self Managed Superannuation Fund Adviser - Other - Mentor Education ~ 2021 - Master of Finance - Masters Degree (AQF 9) - Griffith University |
| Daniel Michael Stefanetti | 2000 | 2001 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2004 - Certified Financial Planner - - Financial Planning Association ~ 2012 - FNS50504 Diploma of Financial Services (Finance/Mortgage Broking Management) - Diploma (AQF 5) - Kaplan Education Pty Ltd ~ 2021 - Ethics for Financial Services - Bridging Course - Ethics - Deakin University |
| Danny Orlando | 2018 | 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Finsia ~ 2010 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - Macquarie University ~ 2021 - Ethics for Financial Services - Bridging Course - Ethics - Deakin University ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Elana Scollo | 2022 | 2020 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology |
| Harrison Collingwood Davis | 2025 | 2023 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT |
| Jeffrey Bonnici | 2015 | 2010 - Bachelor of Business - Bachelor Degree (AQF 7) - Swinburne University of Technology ~ 2015 - FNS50611 Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Education Pty Ltd ~ 2016 - Accredited Listed Product Adviser Program - Other - Kaplan Education Pty Ltd ~ 2016 - FNS60415 Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute Pty Ltd ~ 2016 - Self Managed Superannuation Funds - Other - Kaplan Education Pty Ltd ~ 2017 - Tier 1 Margin Lending - Personal Advice - Other - Kaplan Education Pty Ltd ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University |
| Jonathan Frank Mcwhae | 2010 | 1995 - Bachelor of Arts - Bachelor Degree (AQF 7) - Murdoch University ~ 1995 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - Murdoch University ~ 2006 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Finsia Pty Ltd ~ 2009 - Certified Financial Planner - - Financial Planning Association ~ 2010 - Certified Practicing Accountant - - CPA Australia ~ 2012 - Chartered Tax Adviser - - The Tax Institute ~ 2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Lee Hutchison | 2013 | 2005 - Bachelor of Business and Commerce - Bachelor Degree (AQF 7) - Monash University ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Education Pty Ltd ~ 2023 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Education Pty Ltd ~ 2024 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Education Pty Ltd ~ 2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Education Pty Ltd |
| Mark Andrew Aranjo | 2002 | 2000 - Bachelor of Economics (Human Resource Management, Industrial Relations & Economics) - Bachelor Degree (AQF 7) - Sydney University ~ 2007 - Margin Lending and Geared Investments - Other - Kaplan Education Pty Ltd ~ 2009 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Education Pty Ltd ~ 2012 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Education Pty Ltd |
| Matthew Aspinall | 2023 | 1997 - Master of Professional Economics - Masters Degree (AQF 9) - University of Queensland ~ 2002 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - SMSF Regulations and Taxation - Other - Kaplan Professional |
| Paul Kevin SO Wan Yuen | 2010 | 2006 - Bachelor of Business (Accountancy) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2012 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Education Pty Ltd ~ 2014 - CFP Certification Program - Professional Designations - Financial Planning Association of Australia Limited ~ 2021 - FIN60012 Ethics and Client Management - Bridging Course - Ethics - Swinburne University of Technology |
| Peter Matthews | 2009 | 2001 - Bachelor of Education (Physical Education) Honours - Bachelor Honours Degree (AQF 8) - University of Ballarat ~ 2001 - Bachelor of Management - Bachelor Degree (AQF 7) - University of Ballarat ~ 2008 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Education Pty Ltd ~ 2012 - FNS60404 Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Education Pty Ltd |
| Rhys Hanning-smith | 0 | 2024 - Bachelor Commerce (Financial Planning) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2025 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Vittorio Paolo Pettofrezza | 2025 | 2023 - Bachelor of Business - Bachelor Degree (AQF 7) - RMIT University |