This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
superannuation limited to:
self-managed superannuation fund;
a person s existing holding in a superannuation product but only to the extent required for:
making a recommendation that the person establish a self-managed superannuation fund; and
providing advice to the person on contributions or pensions under a superannuation product;
provide class of financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
general insurance products;
life products limited to:
life risk insurance products;
simple managed investment schemes;
securities; and
superannuation; and
deal in a financial product by:
arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
superannuation limited to:
self-managed superannuation fund; and
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
superannuation limited to:
self-managed superannuation fund;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Kirsten Taylor-martin | 2016 | 1995 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - University of Western Sydney ~ 1997 - Chartered Accountant Program - Professional Designations - The Institute of Chartered Accountants in Australia ~ 2012 - Advice in Superannuation Skill Set - - AAMC Training Group ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2022 - FPC003 Superannuation and Retirement Advice - Other - Kaplan Higher Education |
| Robert Ince | 2018 | 1991 - Bachelor of Commerce - Bachelor Degree (AQF 7) - James Cook University ~ 1996 - Chartered Accountant Program - Professional Designations - Institute of Chartered Accountants ~ 2017 - Accountants Self Managed Superannuation Funds Package - - Kaplan Education Pty Ltd ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2025 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education |
| Simon Richard Gow | 2015 | 2007 - Bachelor of Business, Double Major in Accounting and Finance - Bachelor Degree (AQF 7) - Edith Cowan University ~ 2010 - Graduate Diploma of Chartered Accounting - Professional Designations - The Institute of Chartered Accountants in Australia ~ 2012 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2020 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education |