This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Aaron Gregory John Murden | 2016 | 2002 - Bachelor of Business (Accountancy) - - Royal Melbourne Institute of Technology ~ 2005 - Graduate Diploma (ICAA) - - The Institute of Chartered Accountants of Australia ~ 2015 - FNS51815 Diploma of Financial Services - RG146 Superannuation and Self-managed Superannuation Funds - - Financial Education Professionals |
| Adam William Chalk | 2008 | 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2009 - ASX Accredited Listed Products Adviser - - Kaplan Professional Education ~ 2009 - Bachelor of Business (Economics & Finance) - - University of Western Sydney ~ 2014 - Self Managed Super Funds - - Kaplan Professional Education ~ 2015 - Masters of Commerce (Financial Planning) - - University of Western Sydney |
| Adele Joy Wardley | 2016 | 2006 - Bachelor of Commerce - - University of Newcastle ~ 2008 - Graduate Diploma - - CAANZ ~ 2013 - SMSF Specialisation Course - - UNSW Australia ~ 2016 - Diploma of Financial Planning - - Kaplan Professional |
| Ady Ching Chan | 2005 | 2002 - Bachelor of Business - - University of Technology Sydney ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2016 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2019 - Accredited Listed Product Adviser Program - - Kaplan Professional Education |
| Alexander Chad Jenkins | 2003 | 2005 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2005 - Advanced Diploma of Financial Services – Financial Planning - - Tribeca ~ 2005 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2005 - Diploma of Financial Services – Financial Planning - - Tribeca ~ 2008 - Masters of Financial Planning - - University of the Sunshine Coast ~ 2008 - Masters of Financial Planning - Masters Degree (AQF 9) - University of the Sunshine Coast |
| Alexandra Fay Homann | 2014 | 2001 - Bachelor of Commerce - Bachelor Honours Degree (AQF 8) - The University of New South Wales ~ 2003 - Chartered Accountant Progam - - Insititute Chartered Accountant of Australia ~ 2013 - Accountants SMSF Package - - Kaplan Professional Education ~ 2014 - Diploma of Financial Planning - - Kaplan Professional Education ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional |
| Alicia Stephanie Vengust | 2018 | 2011 - Bachelor of Engineering - Bachelor Degree (AQF 7) - University of Melbourne ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Amruta Nilang Shah | 2006 | 2004 - Bachelor Degree - Commerce - - Macquarie University ~ 2006 - Diploma of Financial Services (Financial Planning - - ThreeSixty ~ 2008 - Advanced Diploma - Financial Planning - - Kaplan ~ 2019 - Certified Financial Planner - - Financial Planning Association of Australia (FPA) |
| Anabel Reign | 2009 | 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Pinnacle ~ 2017 - DFP5v3 Tax for Financial Advising - Certificate (AQF 1-4) - Kaplan Professional ~ 2017 - TASACLv1 Commercial Law - Other - Kaplan Professional ~ 2018 - Self Managed Superannuation Funds - Other - Kapan Professional ~ 2023 - Masters of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Andrew Groat | 2015 | 2015 - Diploma of Financial Planning - - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2018 - Graduate Diploma of Financial Planning - - Kaplan Professional ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Andrew Charles Surman | 2012 | 2009 - Bachelor of Economics - - University of Adelaide ~ 2012 - Margin Lending - - Pinnacle Financial Services Academy ~ 2013 - Graduate Diploma of Global Wealth Management - - University of Adelaide ~ 2018 - Diploma of Accounting - - Chisholm Institute of Technology |
| Andrew James Hawkins | 1988 | 1988 - Bachelor of Economics - - University of Western Australia ~ 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2011 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2012 - DPML Margin Lending - - Pinnacle ~ 2017 - Diploma of Finance & Mortgage Broking - - International Institute of Technology |
| Andrew John Kent | 2005 | 2006 - PS 146 Insurance and Insurance through Super - - Tribeca / Kaplan ~ 2006 - PS 146 – Insurance and Insurance through Super - - Tribeca / Kaplan |
| Andrew John Miller | 2016 | 1998 - Bachelor of Business (Economics) - - Charles Sturt University (CSU) ~ 2014 - Bachelor of Business (Accounting) - - Charles Sturt University (CSU) ~ 2017 - Diploma of Financial Planning - - International Institute of Technology Pty Ltd (IIT) ~ 2022 - Accredited Listed Product Adviser Program - Certificate (AQF 1-4) - Kaplan Professional |
| Andrew Nicolas Tatarinoff | 2000 | 2006 - Diploma of Financial Services (Financial Planning) - - Finsia ~ 2011 - Certificate IV Financial Services (Finance/Mortgage Broking) - - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Planning - - Mentor Education Pty Ltd |
| Andrew William Mclauchlan | 2003 | 1999 - Bachelor of Commerce - - Bond University ~ 2003 - Diploma of Financial Services - - Integratec ~ 2005 - Chartered Accountant - - Institute of Chartered Accounting ~ 2010 - Advanced Diploma of Financial Services - - Kaplan Professional Education |
| Angela Kaye Marsden | 2018 | 2000 - Bachelor of Business - - Queensland University of Technology ~ 2018 - RG146 - Superannuation + Self Managed Superannuation Funds - - Financial Education Professionals |
| Benjamin Hamilton Budge | 2011 | 2008 - Diploma of Financial Services (Financial Planning) - - Finsia Education |
| Brendan John Martin | 2018 | 2010 - Bachelor of Commerce (Accounting) - - University of Ballarat ~ 2018 - RG146 - Superannuation + Self Managed Superannuation Funds - - Financial Education Professionals |
| Bruce Dyason | 2017 | 1998 - Master of Business (Entrepreneurship & Innovation) - - Swinburne University ~ 2017 - Accredited Listed Product Adviser Program - - KAPLAN Professional ~ 2017 - Advanced Diploma of Financial Planning - - Mentor Education ~ 2017 - Margin Lending Adviser (Personal Advice) - - Mentor Education ~ 2017 - Self Managed Superannuation Fund Adviser (Personal Advice) - - Mentor Education |
| Christopher John Atkins | 2002 | 1988 - Bachelor of Commerce - - Lincoln College University ~ 2004 - Diploma of Financial Planning - - FPA / Deakin University ~ 2014 - Certificate IV Finance & Mortgage Broking - - AAMC Training Group |
| Christopher Michael Bolger | 2012 | 2009 - Diploma of Financial Services - - Investment Banking Institute Australia ~ 2012 - ASIC Gap Assessment - Margin Lending - - MLC Advice Education ~ 2012 - Licensee Accreditation Self-Managed Super Funds - - ThreeSixty Adviser Campus Training - MLC ~ 2017 - Accredited Listed Product Adviser Program - - KAPLAN Professional Education ~ 2017 - Certificate IV Finance and Mortgage Broking - - AAMC Training Group |
| Christopher Robert Graham | 2024 | 2016 - Bachelor of Business / Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - University of Sunshine Coast |
| Christopher Van Rijswijk | 2016 | 2001 - Master of Commerce - Masters Degree (AQF 9) - University of New South Wales (NSW) ~ 2003 - Graduate Diploma in Corporate, Securities and Finance Law - Graduate Diploma (AQF 8) - University of Sydney ~ 2016 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan Professional ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Diploma of Finance and Mortgage Broking Management - Diploma (AQF 5) - Kaplan Professional |
| Colby Atkinson | 2017 | 2014 - Bachelor of Commerce (Accounting & Financial Planning) - - Griffith University ~ 2016 - Diploma of Financial Planning - - International Institute of Technology ~ 2017 - Advanced Diploma of Financial Planning - - Monarch Institute ~ 2019 - Certificate IV in Finance & Mortgage Broking - Certificate (AQF 1-4) - AAMC Training Group |
| Corne Wilbers | 2009 | 2009 - Diploma Financial Services (Financial Planning) - - Kaplan Professional Education |
| Cory Behrens | 2016 | 2015 - Diploma of Financial Planning - - Monarch Institute ~ 2024 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Craig Andrew Bruce | 2016 | 2003 - Advanced Diploma of Accounting - - TAFE Queensland ~ 2005 - Graduate Certificate in Professional Accounting - - University of Southern Queensland ~ 2012 - Fellow of the Institute of Public Accountants - - Institute of Public Accountants ~ 2016 - RG146 - - Pinnacle |
| Dane Beauchamp | 2015 | 2015 - Diploma of Financial Planning - - Monarch ~ 2017 - Commercial Law - Certificate (AQF 1-4) - Kaplan ~ 2017 - Tax for Financial Advising - Certificate (AQF 1-4) - Kaplan |
| Daniel Ben Mcloughlin | 2007 | 2002 - Superannuation and Retirement - - Integratec ~ 2006 - Diploma of Financial Services (Finance /Mortgage Broking Management) - - Plan Connect ~ 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2016 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2017 - Margin Lending - - AAMC Training Group |
| Daniel Judge | 2018 | 2018 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - Queensland University of Technology |
| Daniel Ross | 2018 | 2010 - Bachelor of Business (Accounting) - - Central Queensland University ~ 2018 - RG146 - Superannuation + Self Managed Superannuation Funds - - Financial Education Professionals |
| Danielle Tyley | 2018 | 2017 - Diploma in Financial Planning - - Kaplan Professional Education |
| David LE Sueur | 2015 | 1995 - Associate Diploma Business Accounting - - TAFE TEQ ~ 2003 - Graduate Certificate Professional Accounting - - The University of Southern Queensland ~ 2016 - RG146 - - AAMC Training Group |
| Declan Tobin | 2018 | 2017 - Diploma of Financial Planning - - Kaplan |
| Diessa Kondrakova-zhao | 2015 | 2014 - Bachelor of Commerce (Management) - - University of Adelaide ~ 2015 - Diploma of Financial Planning - - Kaplan Professional ~ 2015 - Securities and Managed Investments - - Kaplan Professional ~ 2020 - Advanced Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional |
| Donna Michelle Adoranti | 2002 | 2003 - Diploma of Financial Planning - - Tribeca / Kaplan Professional Education ~ 2004 - Advanced Diploma of Financial Planning - - Tribeca / Kaplan Professional Education ~ 2014 - Accreditation Self Managed Super Funds - - Garvin Financial Planning |
| Duane Mark Stewart | 1990 | 2002 - Taxation Planning - - University of Technology Sydney ~ 2003 - Estate Planning - - University of Technology Sydney ~ 2009 - Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2014 - Chartered Life Practice - - Asia Pacific Financial Services Association (APFinSA) |
| Elliot Mills-edward | 2018 | 2012 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Murdoch University ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Securities and Managed Investments - Other - Kaplan Professional ~ 2022 - Aged Care - Other - Challenger ~ 2023 - Introduction to Self Managed Superannuation Funds - Other - Kaplan Professional |
| Eryan Haddon | 2003 | 1995 - Bachelor of Commerce - - The University of Queensland ~ 1999 - Chartered Accountant - - The Institute of Chartered Accountants in Australia ~ 2016 - RG146 - - AAMC Training Group |
| Fiona Olmedo | 2011 | 2006 - Advanced Diploma of Financial Planning - - Tribeca Learning ~ 2015 - Margin Lending - Knowledge and Skills - Other - Kaplan ~ 2015 - Self Managed Superannuation Funds - Other - Kaplan ~ 2018 - Graduate Certificate in Financial Planning - - UNSW ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Fletcher Allan Holmes | 2016 | 2015 - Diploma Of Financial Planning - - Monarch Institute ~ 2017 - Commercial Law - Other - Kaplan Professional ~ 2017 - Tax for Financial Advising - Other - Kaplan Professional ~ 2020 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - Introduction to Self Managed Superannuation Funds - Other - Kaplan Professional |
| Gavin Stuart Kidd | 0 | 2001 - Bachelor of Agricultural Economics - Bachelor Honours Degree (AQF 8) - University of Sydney ~ 2007 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Finsia ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Glenn Enriquez | 2012 | 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2016 - Self Managed Superannuation Funds - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - Margin Lending Facilities - Diploma (AQF 5) - Financial Education Professionals ~ 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Gregg Robert Zappara | 2008 | 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan Education Pty Ltd ~ 2015 - Advanced Diploma of Financial Planning - - Kaplan Education Pty Ltd ~ 2016 - Self Managed Superannuation Funds - - Kaplan Education Pty Ltd ~ 2018 - Fellow Chartered Financial Practitioner - Other - Association of Financial Advisers |
| Gregory Ian Newton | 2001 | 1999 - Bachelor of Commerce - - University of Newcastle ~ 2002 - Diploma of Financial Planning - - FPA - Deakin University ~ 2004 - Certified Financial Planner - - FPA - Deakin University ~ 2014 - SPAA Specialist Advisor - - SPAA |
| Guy Freeman | 2006 | 2005 - Diploma Financial Planning - - Kaplan Professional Education ~ 2007 - Advanced Diploma Financial Planning - - Kaplan Professional Education |
| Hayden Charles Boglary | 2023 | 2011 - Bachelor of Business - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professionalism ~ 2023 - Commercial Law - Diploma (AQF 5) - Kaplan Professional ~ 2023 - Masters of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Hayden Mark Wilson | 2023 | 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University |
| Huixian LI | 2016 | 2016 - Graduate Certificate of Financial Planning - Graduate Certificate (AQF 8) - Kaplan Professional ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Isaac James Devine | 2022 | 2020 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Griffith University ~ 2024 - Introduction to Self Managed Superannuation Funds - Other - Kaplan Professional |
| Iziah Malik Tittor | 2023 | 2019 - Bachelor of Finance - Major in Financial Services - Bachelor Degree (AQF 7) - University of Canberra ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jacqueline Desley Crane | 2018 | 2018 - Diploma of Financial Planning - - Mentor Education ~ 2019 - Bachelor of Business (Human Resource Management) - Bachelor Degree (AQF 7) - Queensland University of Technology |
| James Douglas Mansfield | 2016 | 2004 - Bachelor of Business ( Accounting) - - Australian Catholic University ~ 2008 - Chartered Accountant - - The Institute of Chartered Accountants in Australia ~ 2016 - RG146 - - Pinnacle Group |
| James Morog | 2009 | 2009 - Diploma of Financial Planning - - Kaplan Professional Education ~ 2014 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan ~ 2016 - FNS60415 Advanced Diploma of Financial Planning - - Kaplan |
| Jared Boyd Pearson | 2016 | 2005 - Bachelor of Commerce - Accounting - - Macquarie University Sydney ~ 2008 - Graduate Diploma Chartered Accountants Program - - The Institute of Chartered Accountants ~ 2015 - Diploma of Financial Planning - - AAMC Training Group ~ 2015 - Tax Agent - - Tax Practitioners Board |
| Jean Eric Georges Maillard | 2017 | 1993 - Bachelor of Business Accounting - - Deakin University ~ 2004 - Master of Business Administration - - Deakin University ~ 2011 - Advising in Self Managed Superannuation Funds (SMSFs) Program - - CPA Australia Ltd |
| Jennifer Richardson | 2017 | 1992 - Bachelor of Commerce - - University of Newcastle ~ 2017 - FNS50615 - Diploma of Financial Planning - - Pinnacle Financial Services Academy |
| Jim Vass | 2003 | 1989 - Bachelor of Commerce - - University of Newcastle ~ 1993 - Post Graduate Certified Practicing Accountant - - CPA Australia ~ 2014 - RG146 - - Terra Cordis ~ 2016 - Advice in Securities & Derivatives - - AAMC Training Group ~ 2016 - Diploma of Financial Planning - - AAMC Training Group |
| John Lethbridge | 2013 | 2004 - Superannuation and Managed Investments - Other - RMIT University ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology Pty Ltd (IIT) ~ 2015 - Margin Lending - Other - International Institute of Technology Pty Ltd (IIT) ~ 2015 - Self Managed Superannuation Funds - Other - International Institute of Technology Pty Ltd (IIT) ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education |
| Joshua James Bareham | 2018 | 2018 - Bachelor of Commerce (Financial Planning & Accounting) - Bachelor Degree (AQF 7) - University of Sunshine Coast |
| Julian Trevor Halyard | 2009 | 2009 - RG146 - - KAPLAN Education ~ 2011 - Margin Lending - - Kaplan Professional Education |
| Justin William Beatty | 2009 | 2010 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2015 - Self Managed Superannuation Funds - - Kaplan Professional Education |
| Katherine Jane Hann | 2010 | 2009 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - - Pinnacle Financial Services Academy |
| Katherine Mcarthur | 2016 | 2002 - Bachelor of Arts - Bachelor Degree (AQF 7) - The University of Newcastle ~ 2004 - Bachelor of Laws - Bachelor Degree (AQF 7) - The University of Newcastle ~ 2016 - Diploma Financial Planning - - Kaplan ~ 2017 - Advanced Diploma Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Kent Malcolm Bond | 2011 | 2002 - Bachelor Degree - Commerce - - University of Southern Queensland ~ 2011 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2015 - Statement of Attainment - Margin Lending - - Kaplan ~ 2016 - Super Concepts & ICFS Specialist SMSF Course - - University of Adelaide |
| Kim Tania Jay | 2015 | 2006 - Bachelor of Commerce - - University of Southern QLD ~ 2012 - Chartered Accountant - - Institute of Chartered Accountants in Australia |
| Kurt James Ford | 2022 | 2019 - Bachelor of Commerce (Financial Planning and Accounting) - Bachelor Degree (AQF 7) - Griffith University ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - SMSF Regulations and Taxations - Certificate (AQF 1-4) - Kaplan Professional ~ 2023 - Accredited Listed Product Adviser Program - Certificate (AQF 1-4) - Kaplan Professional |
| Lachlan Alexander Brien | 0 | 2019 - Bachelor of Business - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2023 - Graduate Diploma of Business (Financial Planning) - Bachelor Degree (AQF 7) - Queensland University of Technology |
| Lachlan Money | 2012 | 2012 - Bachelor of Commerce (Financial Planning) - - University of the Sunshine Coast ~ 2014 - Diploma of Finance and Mortgage Broking Management - - Kaplan Professional Education ~ 2016 - Margin Lending - - AAMC Training Group ~ 2018 - Self-Managed Superannuation Funds - - KAPLAN Education ~ 2019 - Accredited Listed Product Adviser Program - - Kaplan |
| Leighton Fah | 2018 | 2002 - Bachelor of Business Studies - - Massey University ~ 2006 - Level 3 Certificate in Financial Planning - - The Chartered Insurance Institute ~ 2014 - Diploma of Financial Planning - - KAPLAN Professional Education ~ 2016 - Certificate IV in Finance and Mortgage Brokin - - KAPLAN Professional Education ~ 2018 - Advanced Financial Planning - - KAPLAN Professional Education |
| Lucy Wright | 2024 | 2021 - Bachelor of Business - Bachelor Degree (AQF 7) - The University of Newcastle ~ 2021 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Newcastle ~ 2022 - Accredited Listed Product Adviser Program - Certificate (AQF 1-4) - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - SMSF Regulations and Taxation - Certificate (AQF 1-4) - Kaplan Professional |
| Luke Hanson | 2018 | 2003 - Bachelor of Commerce in Financial Planning and Investment - Bachelor Degree (AQF 7) - Griffith University ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2019 - ALPA - Other - Kaplan ~ 2021 - SuperConcepts & ICFS Specialist SMSF online course - Other - The University of Adelaide ~ 2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Lyle Clifford | 2007 | 2007 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2013 - Diploma of Finance & Mortgage Broking - - Intellitrain ~ 2016 - Self-Managed Super Funds - - Kaplan Professional Education |
| Mamdouh Iskander Tawadros | 1999 | 2007 - Diploma of Financial Planning - - ThreeSixty ~ 2007 - Mariner Equity Access - - Mariner ~ 2011 - Margin Lending - - Kaplan ~ 2014 - Self Managed Super Fund Course - - Now Infinity |
| Mark Murray Kruger | 2018 | 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Matthew Grant Ainsworth | 2018 | 2018 - Diploma of Financial Planning - - AAMC ~ 2019 - RG146 - Superannuation + Self Managed Superannuation Funds - - AAMC |
| Matthew James Leech | 2006 | 2008 - Diploma of Financial Services (FP) - - AMP ~ 2011 - Advanced Diploma of Financial Services - Advanced Diploma (AQF 6) - Mentor Education ~ 2014 - ASX Securities - - Kaplan ~ 2014 - Self Managed Super Fund Course - - Kaplan ~ 2016 - Fellow, Chartered Financial Practitioner (FChFP) - Professional Designations - AFA |
| Michael James Sheppard | 2012 | 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2014 - Margin Lending Accreditation Program - Certificate (AQF 1-4) - Kaplan Professional ~ 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Michael Mekhitarian | 2003 | 1995 - Bachelor of Commerce - - University of Western Sydney ~ 1997 - Post Graduate Certified Practicing Accountant - - CPA Australia ~ 2014 - RG146 - - Terra Cordis ~ 2016 - Advice in Securities and Derivatives - - AAMC Training Group ~ 2016 - Diploma of Financial Planning - - AAMC Training Group |
| Michael Thomas David Tobin | 1988 | 2003 - Certified Financial Planner - - Deakin University ~ 2013 - Margin Lending - - KAPLAN Professional Education ~ 2013 - Self - Managed Super Funds - - KAPLAN Professional Education |
| Monica Maria Tatton | 2009 | 2000 - Bachelor of Commerce - Accounting - - University of Western Sydney ~ 2002 - Chartered Accountant - - Chartered Accountants Australia and New Zealand ~ 2008 - Diploma of Financial Services (Financial Planning) - - Mentor Education ~ 2009 - Self Managed Superannuation Funds - - Kaplan ~ 2010 - Margin Lending and Geared Investments - - Kaplan |
| Murray Grant Harney | 2002 | 2002 - Diploma - Financial Planning - - Australian Securities Institute ~ 2016 - Advanced Diploma of Financial Planning - - Mentor Education |
| Naomi Joyce Durdin | 2007 | 1990 - Bachelor of Arts (Accountancy) - - University of South Australia (formerly South Australian Institute of Technology) ~ 2006 - Diploma of Financial Services (Financial Planning) - - Kaplan (formerly FINSIA) ~ 2012 - SMSF Specialist Advisor - - SPAA ~ 2016 - Diploma of Agribusiness Management - - RST ~ 2020 - Ethics and Professionalism in Financial Advice - Certificate (AQF 1-4) - Kaplan |
| Natassja Jasmin Purontakanen | 2018 | 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2023 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2024 - Accredited Listed Product Adviser Program - Other - Kaplan Professional |
| Nathan Bapty | 2018 | 2016 - Bachelor of Commerce - - The University of Newcastle Australia ~ 2018 - RG146 - Superannuation and Self Managed Superannuation Funds - - Financial Education Professionals |
| Nemanja Vico | 2014 | 2012 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - University of Wollongong |
| Nicholas Francis Tenuta | 2024 | 2022 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - USC Australia ~ 2023 - Accredited Listed Product Adviser Program - Certificate (AQF 1-4) - Kaplan Professional ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Nicole Kim Connon | 2015 | 2000 - Bachelor of Commerce - - University of Wollongong ~ 2007 - Masters in Management - - University of Wollongong ~ 2016 - Diploma of Financial Planning - - AAMC Training Group |
| Nikki Amy Booth | 2016 | 2013 - Bachelor of Business - - Queensland University of Technology ~ 2014 - Diploma of Financial Planning - - Kaplan Professional Education ~ 2015 - Certificate IV Finance and Mortgage Broking - - AAMC Training Group ~ 2015 - Understanding and Analysing Financial Statements - - Kaplan Professional Education ~ 2023 - SMSF Regulations and Taxation - Certificate (AQF 1-4) - Kaplan Professional |
| Oliver James Watson | 2021 | 2016 - Bachelor of Business - Bachelor Degree (AQF 7) - University of the Sunshine Coast ~ 2016 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of the Sunshine Coast ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Paul Andrew Rattray | 2003 | 1991 - Bachelor of Commerce - - University of Newcastle ~ 2005 - Master of Accounting - - Southern Cross University ~ 2014 - RG146 - - Terra Cordis ~ 2016 - Advice in Securities & Derivatives - - AAMC Training Group ~ 2016 - Diploma of Financial Planning - - AAMC Training Group |
| Paul Anthony Holly | 1999 | 1991 - Bachelor of Business - - Edith Cowan University ~ 1998 - Certified Practising Accountant - - Australian Society of CPA's ~ 2002 - Certified Financial Planner - - FPA ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional Education |
| Paul Groenendyk | 2016 | 2003 - Bachelor of Business (Accounting) - - Australian Catholic University ~ 2004 - Certified Practising Accountant - - CPA Australia ~ 2016 - RG146 - - Pinnacle Group |
| Paul James Goggins | 2003 | 2001 - Diploma of Financial Planning - - Deakin University ~ 2001 - Diploma of Technical Analysis - - Australian Technical Association ~ 2005 - Certified Financial Planner - - Deakin University ~ 2011 - Certificate IV in Financial Services ( Finance/ Mortgage Broking) - - FARSTA ~ 2015 - Cavendish & ICFS Specialist - SMSF Course - - The University of Adelaide |
| Paula Maree Parsons | 2003 | 2002 - PS146 Compliance Program - - Securities Institute ~ 2011 - Cavendish & ICFS Specialist SMSF Course - Other - The University of Adelaide ~ 2011 - SMSF Specialist Advisor (SSA) - Professional Designations - SMSF Professionals' Association of Australia (SPAA) ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Peter William Ambrosiussen | 2016 | 1975 - Bachelor of Arts - Bachelor Degree (AQF 7) - University of New South Wales ~ 1980 - Master of Commerce - Masters Degree (AQF 9) - University of New South Wales ~ 1989 - CPA Public Practitioner - Professional Designations - CPA Australia ~ 2016 - Self Managed Superannuation Funds - Other - Financial Education Professionals |
| Peter William Childe-freeman | 2001 | 2003 - Diploma of Financial services (Financial Planning) - - AMP Financial Planning Pty Ltd ~ 2014 - Advanced Diploma of Financial Services (Financial Planning) - - Mentor Education ~ 2014 - Cavendish & ICFS Specialist SMSF Course - - The University of Adelaide ~ 2018 - Accredited Listed Product Adviser Program - - Kaplan Professional Education ~ 2018 - Margin Lending - - Integrity Education Group Pty Ltd |
| Phil Patrick Tuazon | 2013 | 2010 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2013 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2014 - RG146 Self-Managed Super Funds - - Kaplan Professional ~ 2016 - RG146 Securities & Direct, International Equities and Listed Income Securities (SFP) 2012 - - eAcademy ~ 2017 - Master of Financial Planning - - KAPLAN Professional |
| Priscilla Harriet Strelow | 2018 | 2008 - Bachelor of International Business - - Girffith University Queensland ~ 2010 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2010 - Taxation Planning - - Kaplan Professional ~ 2011 - Estate Planning - - Kaplan Professional |
| Rachael Li-chuin Ooi | 2017 | 2014 - Diploma of Financial Planning - - International Institute of Technology ~ 2017 - Advanced Diploma of Financial Planning - - International Institute of Technology ~ 2019 - Principles of Self Managed Superannuation Funds - - International Institute of Technology |
| Rachel Mae O'connor | 2011 | 2011 - Bachelor of Commerce (Accounting & Commercial Law) - Bachelor Honours Degree (AQF 8) - The University of Sydney ~ 2013 - Graduate Diploma of Chartered Accounting - - The Institute of Chartered Accountants in Australia ~ 2016 - Diploma of Financial Planning (FNS50615) - - Kaplan Professional ~ 2016 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2018 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) |
| Ramanathan Prasad | 2016 | 1973 - Master of Commerce - - University of Bombay ~ 1975 - Bachelor of Laws - - University of Bombay ~ 1980 - Diploma in Business Management - - University of Bombay ~ 1983 - Master of Financial Management - - University of Bombay ~ 2016 - Self Managed Superannuation Funds - - Pinnacle |
| Rebecca Mee | 2018 | 2009 - Bachelor of Business (Banking & Finance) - - Queensland University of Technology ~ 2017 - Financial advice Foundation - - CPA Australia ~ 2018 - RG146 - Superannuation + Self Managed Superannuation Funds - - Financial Education Professionals |
| Reine Clemow | 2001 | 1995 - Bachelor of Business & Hotel Management - - Griffith University ~ 2004 - Diploma of Financial Planning - - Deakin University ~ 2015 - Behavioural Investment Advisor Program - - Chartered Skills Development Institute |
| Renee Elizabeth Cooper | 2017 | 2017 - ASIC RG146 Generic Knowledge, Skills, Superannuation and Self Managed Superannuation Funds - - Pinnacle ~ 2017 - Bachelor of Business (Accounting) - - University of the Sunshine Coast |
| Rhiannon Maree Karey | 2018 | 2016 - Bachelor of Business Majoring in Accounting & Finance - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2018 - Diploma of Financial Planning - - Kaplan ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - SuperConcepts Specialist SMSF Online Learning Module - Certificate (AQF 1-4) - SuperConcepts |
| Richard Grech | 2018 | 2011 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2016 - Australian Taxation Law II - - TAFE SA ~ 2018 - Accountants' Essentials Advice Course - - Integrity Education Group |
| Rieashat Khan | 2013 | 2005 - Diploma of Financial Services (Financial Planning) - - Finsia ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2010 - Graduate Diploma in Financial Planning - - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2012 - Master of Applied Finance - - Kaplan Professional |
| Robert John Mcgregor | 1998 | 1995 - Certificate of Financial Markets - - Securities Institute ~ 2003 - Diploma of Financial Planning - - Financial Planning Association of Australia |
| Sam Alexander Brown | 0 | 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Samantha Anne Mcqueen | 2024 | 2020 - Bachelor of Business - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Shane John Hatch | 2000 | 2002 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2010 - Self Managed Superannuation Funds - - Kaplan ~ 2012 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia ~ 2015 - Accredited Listed Product Adviser Program - - Kaplan |
| Shannon Louise Victor | 2024 | 2022 - Masters of Applied Finance(Financial Planning) - Masters Degree (AQF 9) - Charles Sturt University |
| Sharon Lee Goodwin | 2014 | 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Kaplan Professional ~ 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2020 - Ethics in Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Sheerie Michelle Gray | 2018 | 2008 - Bachelor of Commerce - - University of Southern Queensland ~ 2015 - Diploma of Financial Planning - - CPA ~ 2017 - Investments - Module - - CPA ~ 2018 - Superannuation & SMSF - Module - - CPA |
| Simon Tworek | 2006 | 2002 - Diploma of Financial Planning - - Deakin ~ 2005 - Advanced Diploma of Financial Planning - - Tribeca/Kaplan Professional Education ~ 2008 - Masters of Financial Planning (MFP) - - University of Sunshine Coast |
| Simon William James Castellain | 2018 | 2013 - Bachelor of Accounting - - University of South Australia ~ 2016 - Certified Practicing Accountant - - CPA ~ 2018 - RG146 - Superannuation + Self Managed Superannuation Funds - - Financial Education Professionals |
| Stephen Holden | 2013 | 2013 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - University of Southern Queensland ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - SuperConcepts & ICFS Specialist SMSF Course - Other - Super Concepts |
| Stuart Smith Copeland | 2009 | 2005 - Diploma of Financial Markets - - FINSIA ~ 2007 - Graduate Diploma of Applied Finance and Investment - - FINSIA ~ 2009 - RG146 Adviser Course - - Kaplan Professional ~ 2009 - SMSF Specialist Knowledge - - Kaplan Professional ~ 2010 - Master of Applied Finance - - Kaplan Professional |
| Suzanne Warren | 2011 | 2008 - Certificate IV in Financial Services (Finance / Mortgage Broking) - - Archer College ~ 2011 - Diploma of Financial Services (Financial Planning) - - Traineeship Management Australia Pty Ltd ~ 2013 - Apply Taxation Requirements when providing tax (Financial) advice services - - TAFE NSW ~ 2013 - Self-Managed Super Funds - - Integrity Education Group ~ 2016 - Apply Legal Principles in Commercial Law when providing tax (Financial) advice services - - TAFE NSW |
| Tabitha Kelly Tworek | 2002 | 2005 - Advanced Diploma of Financial Planning - - Tribeca / Kaplan Professional Education ~ 2005 - Diploma of Financial Planning - - Tribeca/ Kaplan Professional Education ~ 2021 - SuperConcepts & ICFS Specialist SMSF Course - Other - Super Concepts/ University of Adelaide |
| Tanya Clara Carlson | 2010 | 2009 - Diploma in Financial Planning - - International Institute of Technology Training ~ 2014 - Advanced Diploma in Financial Planning - - Kaplan Professional Education ~ 2015 - Certificate IV in Mortgage Broking - - National Finance Institute ~ 2018 - Graduate Diploma of Financial Planning - - Kaplan Professional Education ~ 2019 - Master of Financial Planning - - Kaplan Professional Education |
| Tara Maree Hungerford | 2017 | 2001 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Newcastle ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education ~ 2017 - Self Managed Superannuation Fund Adviser - - Mentor Education |
| Tegan Rose Delmoro | 2018 | 2017 - Bachelor of Business (Leadership and Management) - - University of Newcastle ~ 2017 - Bachelor of Commerce (Accounting & Finance) - - University of Newcastle ~ 2018 - Diploma of Financial Planning - - Kaplan Professional |
| Thomas Clarke Evans | 0 | 2019 - Bachelor of Commerce Financial Planning - Bachelor Degree (AQF 7) - University of Wollongong ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Timothy Frank Van Doore | 2008 | 2008 - Bachelor of Business, Accounting - - Queensland University of Technology ~ 2008 - Diploma of Financial Services - - PS146/Mentor |
| Tony Zhi Ming DU | 2004 | 2002 - Master of Business Administration - - Macquarie Graduate School of Management ~ 2004 - Equivalent to Diploma of Financial Planning - - Tribeca Learning ~ 2008 - Master of Financial Planning - - University of Sunshine Coast ~ 2012 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Trevor Leigh Dymond | 2017 | 2016 - SMSF Personal Advice - - Pinnacle |
| Triona Joanne Thompson | 2013 | 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2014 - ALPA - Other - Kaplan ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2015 - Self Managed Superannuation Funds - Other - Kaplan ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University |
| Vineet Kumar Singh | 2011 | 2009 - Masters Degree - Business Administration - - University of Technology Sydney ~ 2011 - Certified Financial Planner - - Financial Planning Australia ~ 2011 - Diploma - Financial Planning - - Kaplan Professional ~ 2014 - Advanced Diploma of Financial Planning - - Kaplan ~ 2021 - Accredited Listed Product Adviser Program - Other - Kaplan Professional |
| Warren Glen Meiklejohn | 2004 | 1990 - Bachelor of Business - - Brisbane College of Advanced Education ~ 2001 - Graduate Diploma Certified Practising Accountant - - Deakin University ~ 2004 - Self Managed Superannuation Funds Adviser Course - - Tribeca Learning ~ 2006 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2010 - DPML Margin Lending - - Pinnacle Financial Services Academy |
| Wasala Mudiyanselage Charitha Prasann Wasala | 2018 | 2007 - Bachelor of Science - Bachelor Degree (AQF 7) - University of Colombo ~ 2011 - CIMA Chartered Management Accountant - Other - Chartered Institute of Management Accountants ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - CPA Australia ~ 2018 - Superannuation and SMSF - Other - Financial Education Professionals |