This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Aaron Gregory John Murden | 2016 | Bachelor of Business (Accountancy) - Royal Melbourne Institute of Technology ~ FNS51815 Diploma of Financial Services - RG146 Superannuation and Self-managed Superannuation Funds - Financial Education Professionals ~ Graduate Diploma (ICAA) - The Institute of Chartered Accountants of Australia |
| Adam William Chalk | 2008 | ASX Accredited Listed Products Adviser - Kaplan Professional Education ~ Bachelor of Business (Economics & Finance) - University of Western Sydney ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Masters of Commerce (Financial Planning) - University of Western Sydney ~ Self Managed Super Funds - Kaplan Professional Education |
| Adele Joy Wardley | 2016 | Bachelor of Commerce - University of Newcastle ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma - CAANZ ~ SMSF Specialisation Course - UNSW Australia |
| Ady Ching Chan | 2005 | Accredited Listed Product Adviser Program - Kaplan Professional Education ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Bachelor of Business - University of Technology Sydney ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Alexander Chad Jenkins | 2003 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Advanced Diploma of Financial Services – Financial Planning - Tribeca ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services – Financial Planning - Tribeca ~ Masters of Financial Planning - University of the Sunshine Coast ~ Masters of Financial Planning - University of the Sunshine Coast |
| Alexandra Fay Homann | 2014 | Accountants SMSF Package - Kaplan Professional Education ~ Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - The University of New South Wales ~ Chartered Accountant Progam - Insititute Chartered Accountant of Australia ~ Diploma of Financial Planning - Kaplan Professional Education |
| Amruta Nilang Shah | 2006 | Advanced Diploma - Financial Planning - Kaplan ~ Advanced Diploma - Financial Planning - Kaplan ~ Bachelor Degree - Commerce - Macquarie University ~ Bachelor Degree - Commerce - Macquarie University ~ Certified Financial Planner - Financial Planning Association of Australia (FPA) ~ Certified Financial Planner - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Services (Financial Planning - ThreeSixty ~ Diploma of Financial Services (Financial Planning - ThreeSixty |
| Andrew Groat | 2015 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional |
| Andrew Charles Surman | 2012 | Bachelor of Economics - University of Adelaide ~ Diploma of Accounting - Chisholm Institute of Technology ~ Graduate Diploma of Global Wealth Management - University of Adelaide ~ Margin Lending - Pinnacle Financial Services Academy |
| Andrew James Hawkins | 1988 | Bachelor of Economics - University of Western Australia ~ DPML Margin Lending - Pinnacle ~ Diploma of Finance & Mortgage Broking - International Institute of Technology ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Andrew John Kent | 2005 | PS 146 Insurance and Insurance through Super - Tribeca / Kaplan ~ PS 146 – Insurance and Insurance through Super - Tribeca / Kaplan |
| Andrew John Miller | 2016 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Bachelor of Business (Accounting) - Charles Sturt University (CSU) ~ Bachelor of Business (Economics) - Charles Sturt University (CSU) ~ Diploma of Financial Planning - International Institute of Technology Pty Ltd (IIT) |
| Andrew Nicolas Tatarinoff | 2000 | Advanced Diploma of Financial Planning - Mentor Education Pty Ltd ~ Certificate IV Financial Services (Finance/Mortgage Broking) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Finsia |
| Andrew Pei Lin Yim | 2015 | Bachelor of Commerce and Bachelor of Business Systems - Monash University ~ Graduate Diploma Chartered Accountants - ICAA |
| Andrew Thomas Clucas | 2024 | Graduate Diploma of Financial Planning - Deakin University ~ Self Managed Superannuation Funds - Kaplan |
| Andrew William Mclauchlan | 2003 | Advanced Diploma of Financial Services - Kaplan Professional Education ~ Bachelor of Commerce - Bond University ~ Chartered Accountant - Institute of Chartered Accounting ~ Diploma of Financial Services - Integratec |
| Angela Kaye Marsden | 2018 | Bachelor of Business - Queensland University of Technology ~ RG146 - Superannuation + Self Managed Superannuation Funds - Financial Education Professionals |
| Ankit Hunjon | 2009 | Advanced Diploma of inancial Services - Kaplan Professional ~ Bachelor of Finance - Australian National University ~ Certified Financial Planner (CFP) - Financial Advice Association Australia ~ Diploma of Finanical Services - Kaplan Professional |
| Benjamin Hamilton Budge | 2011 | Diploma of Financial Services (Financial Planning) - Finsia Education |
| Brendan John Martin | 2018 | Bachelor of Commerce (Accounting) - University of Ballarat ~ RG146 - Superannuation + Self Managed Superannuation Funds - Financial Education Professionals |
| Bruce Dyason | 2017 | Accredited Listed Product Adviser Program - KAPLAN Professional ~ Advanced Diploma of Financial Planning - Mentor Education ~ Margin Lending Adviser (Personal Advice) - Mentor Education ~ Master of Business (Entrepreneurship & Innovation) - Swinburne University ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor Education |
| Christopher John Atkins | 2002 | Bachelor of Commerce - Lincoln College University ~ Certificate IV Finance & Mortgage Broking - AAMC Training Group ~ Diploma of Financial Planning - FPA / Deakin University |
| Christopher Michael Bolger | 2012 | ASIC Gap Assessment - Margin Lending - MLC Advice Education ~ Accredited Listed Product Adviser Program - KAPLAN Professional Education ~ Certificate IV Finance and Mortgage Broking - AAMC Training Group ~ Diploma of Financial Services - Investment Banking Institute Australia ~ Licensee Accreditation Self-Managed Super Funds - ThreeSixty Adviser Campus Training - MLC |
| Christopher Robert Graham | 0 | Bachelor of Business / Bachelor of Commerce (Accounting) - University of Sunshine Coast |
| Christopher Van Rijswijk | 2016 | Certificate IV in Finance and Mortgage Broking - Kaplan Professional ~ Diploma of Finance and Mortgage Broking Management - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma in Corporate, Securities and Finance Law - University of Sydney ~ Master of Commerce - University of New South Wales (NSW) |
| Colby Atkinson | 2017 | Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Commerce (Accounting & Financial Planning) - Griffith University ~ Certificate IV in Finance & Mortgage Broking - AAMC Training Group ~ Diploma of Financial Planning - International Institute of Technology |
| Corne Wilbers | 2009 | Diploma Financial Services (Financial Planning) - Kaplan Professional Education |
| Cory Behrens | 2016 | Diploma of Financial Planning - Monarch Institute ~ Graduate Diploma in Financial Planning - Kaplan Professional |
| Craig Andrew Bruce | 2016 | Advanced Diploma of Accounting - TAFE Queensland ~ Fellow of the Institute of Public Accountants - Institute of Public Accountants ~ Graduate Certificate in Professional Accounting - University of Southern Queensland ~ RG146 - Pinnacle |
| Dane Beauchamp | 2015 | Commercial Law - Kaplan ~ Diploma of Financial Planning - Monarch ~ Tax for Financial Advising - Kaplan |
| Daniel Ben Mcloughlin | 2007 | Diploma of Financial Services (Finance /Mortgage Broking Management) - Plan Connect ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending - AAMC Training Group ~ Self Managed Superannuation Funds - Kaplan Professional Education ~ Superannuation and Retirement - Integratec |
| Daniel Judge | 2018 | Bachelor of Business (Finance) - Queensland University of Technology |
| Daniel Ross | 2018 | Bachelor of Business (Accounting) - Central Queensland University ~ RG146 - Superannuation + Self Managed Superannuation Funds - Financial Education Professionals |
| Danielle Tyley | 2018 | Diploma in Financial Planning - Kaplan Professional Education |
| David LE Sueur | 2015 | Associate Diploma Business Accounting - TAFE TEQ ~ Graduate Certificate Professional Accounting - The University of Southern Queensland ~ RG146 - AAMC Training Group |
| Declan Tobin | 2018 | Diploma of Financial Planning - Kaplan |
| Diessa Kondrakova-zhao | 2015 | Advanced Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Management) - University of Adelaide ~ Diploma of Financial Planning - Kaplan Professional ~ Securities and Managed Investments - Kaplan Professional |
| Donna Michelle Adoranti | 2002 | Accreditation Self Managed Super Funds - Garvin Financial Planning ~ Advanced Diploma of Financial Planning - Tribeca / Kaplan Professional Education ~ Diploma of Financial Planning - Tribeca / Kaplan Professional Education |
| Duane Mark Stewart | 1990 | Chartered Life Practice - Asia Pacific Financial Services Association (APFinSA) ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Estate Planning - University of Technology Sydney ~ Taxation Planning - University of Technology Sydney |
| Eryan Haddon | 2003 | Bachelor of Commerce - The University of Queensland ~ Chartered Accountant - The Institute of Chartered Accountants in Australia ~ RG146 - AAMC Training Group |
| Fiona Olmedo | 2011 | Advanced Diploma of Financial Planning - Tribeca Learning ~ Graduate Certificate in Financial Planning - UNSW ~ Graduate Diploma of Financial Planning - Kaplan ~ Margin Lending - Knowledge and Skills - Kaplan ~ Master of Financial Planning - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Fletcher Allan Holmes | 2016 | Commercial Law - Kaplan ~ Diploma Of Financial Planning - Monarch Institute ~ Economic and Legal Context for Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Tax for Financial Advising - Kaplan |
| Glenn Enriquez | 2012 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending Facilities - Financial Education Professionals ~ Master of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Glenn Thomas Merchant | 2016 | Bachelor of Commerce in Accounting, Finance and Systems - The University of New South Wales ~ RG146 - AAMC Training Group |
| Gregg Robert Zappara | 2008 | Advanced Diploma of Financial Planning - Kaplan Education Pty Ltd ~ Diploma of Financial Services (Financial Planning) - Kaplan Education Pty Ltd ~ Fellow Chartered Financial Practitioner - Association of Financial Advisers ~ Self Managed Superannuation Funds - Kaplan Education Pty Ltd |
| Gregory Ian Newton | 2001 | Bachelor of Commerce - University of Newcastle ~ Certified Financial Planner - FPA - Deakin University ~ Diploma of Financial Planning - FPA - Deakin University ~ SPAA Specialist Advisor - SPAA |
| Guy Freeman | 2006 | Advanced Diploma Financial Planning - Kaplan Professional Education ~ Diploma Financial Planning - Kaplan Professional Education |
| Hayden Charles Boglary | 2023 | Bachelor of Business - Queensland University of Technology ~ Commercial Law - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professionalism ~ Masters of Financial Planning - Kaplan Professional |
| Hayden Mark Wilson | 2023 | Graduate Diploma of Financial Planning - Deakin University |
| Huixian LI | 2016 | Advanced Diploma of Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Certificate of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional |
| Isaac James Devine | 2022 | Bachelor of Commerce (Financial Planning) - Griffith University |
| Iziah Malik Tittor | 2023 | Bachelor of Finance - Major in Financial Services - University of Canberra ~ Ethics and Professionalism in Financial Advice - Kaplan Prpfessional |
| James Douglas Mansfield | 2016 | Bachelor of Business ( Accounting) - Australian Catholic University ~ Chartered Accountant - The Institute of Chartered Accountants in Australia ~ RG146 - Pinnacle Group |
| James Morog | 2009 | Diploma of Financial Planning - Kaplan Professional Education ~ FNS60415 Advanced Diploma of Financial Planning - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Jared Boyd Pearson | 2016 | Bachelor of Commerce - Accounting - Macquarie University Sydney ~ Diploma of Financial Planning - AAMC Training Group ~ Graduate Diploma Chartered Accountants Program - The Institute of Chartered Accountants ~ Tax Agent - Tax Practitioners Board |
| Jean Eric Georges Maillard | 2017 | Advising in Self Managed Superannuation Funds (SMSFs) Program - CPA Australia Ltd ~ Bachelor of Business Accounting - Deakin University ~ Master of Business Administration - Deakin University |
| Jennifer Richardson | 2017 | Bachelor of Commerce - University of Newcastle ~ FNS50615 - Diploma of Financial Planning - Pinnacle Financial Services Academy |
| Jim Vass | 2003 | Advice in Securities & Derivatives - AAMC Training Group ~ Bachelor of Commerce - University of Newcastle ~ Diploma of Financial Planning - AAMC Training Group ~ Post Graduate Certified Practicing Accountant - CPA Australia ~ RG146 - Terra Cordis |
| Joshua James Bareham | 2018 | Bachelor of Commerce (Financial Planning & Accounting) - University of Sunshine Coast |
| Julian Trevor Halyard | 2009 | Margin Lending - Kaplan Professional Education ~ RG146 - KAPLAN Education |
| Justin William Beatty | 2009 | Diploma of Financial Services (Financial Planning) - Kaplan ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Katherine Jane Hann | 2010 | Advanced Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Katherine Mcarthur | 2016 | Advanced Diploma Financial Planning - Kaplan ~ Bachelor of Arts - The University of Newcastle ~ Bachelor of Laws - The University of Newcastle ~ Diploma Financial Planning - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan |
| Kenneth Dukway Fung | 2016 | Bachelor of Business - University of Technology Sydney ~ Diploma of Financial Planning - AAMC Training Group ~ Graduate Diploma (ICAA) - The Institute of Chartered Accountants Australia ~ Tax Agent - Tax Practitioners Board |
| Kent Malcolm Bond | 2011 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor Degree - Commerce - University of Southern Queensland ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Statement of Attainment - Margin Lending - Kaplan ~ Super Concepts & ICFS Specialist SMSF Course - University of Adelaide |
| Kim Tania Jay | 2015 | Bachelor of Commerce - University of Southern QLD ~ Chartered Accountant - Institute of Chartered Accountants in Australia |
| Kurt James Ford | 2022 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Bachelor of Commerce (Financial Planning and Accounting) - Griffith University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ SMSF Regulations and Taxations - Kaplan Professional |
| Lachlan Alexander Brien | 0 | Bachelor of Business - Queensland University of Technology ~ Graduate Diploma of Business (Financial Planning) - Queensland University of Technology |
| Lachlan Money | 2012 | Accredited Listed Product Adviser Program - Kaplan ~ Bachelor of Commerce (Financial Planning) - University of the Sunshine Coast ~ Diploma of Finance and Mortgage Broking Management - Kaplan Professional Education ~ Margin Lending - AAMC Training Group ~ Self-Managed Superannuation Funds - KAPLAN Education |
| Leighton Fah | 2018 | Advanced Financial Planning - KAPLAN Professional Education ~ Bachelor of Business Studies - Massey University ~ Certificate IV in Finance and Mortgage Brokin - KAPLAN Professional Education ~ Diploma of Financial Planning - KAPLAN Professional Education ~ Level 3 Certificate in Financial Planning - The Chartered Insurance Institute |
| Lucy Wright | 2024 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Luke Hanson | 2018 | ALPA - Kaplan ~ Bachelor of Commerce in Financial Planning and Investment - Griffith University ~ Diploma of Financial Planning - Kaplan ~ SuperConcepts & ICFS Specialist SMSF online course - The University of Adelaide |
| Lyle Clifford | 2007 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Finance & Mortgage Broking - Intellitrain ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Self-Managed Super Funds - Kaplan Professional Education |
| Mamdouh Iskander Tawadros | 1999 | Diploma of Financial Planning - ThreeSixty ~ Margin Lending - Kaplan ~ Mariner Equity Access - Mariner ~ Self Managed Super Fund Course - Now Infinity |
| Mark Murray Kruger | 2018 | Diploma of Financial Planning - Monarch Institute ~ Master of Financial Planning - Kaplan Professional |
| Matthew Grant Ainsworth | 2018 | Diploma of Financial Planning - AAMC ~ RG146 - Superannuation + Self Managed Superannuation Funds - AAMC |
| Matthew James Leech | 2006 | ASX Securities - Kaplan ~ Advanced Diploma of Financial Services - Mentor Education ~ Diploma of Financial Services (FP) - AMP ~ Fellow, Chartered Financial Practitioner (FChFP) - AFA ~ Self Managed Super Fund Course - Kaplan |
| Michael James Sheppard | 2012 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending Accreditation Program - Kaplan Professional |
| Michael Mekhitarian | 2003 | Advice in Securities and Derivatives - AAMC Training Group ~ Bachelor of Commerce - University of Western Sydney ~ Diploma of Financial Planning - AAMC Training Group ~ Post Graduate Certified Practicing Accountant - CPA Australia ~ RG146 - Terra Cordis |
| Michael Thomas David Tobin | 1988 | Certified Financial Planner - Deakin University ~ Margin Lending - KAPLAN Professional Education ~ Self - Managed Super Funds - KAPLAN Professional Education |
| Murray Grant Harney | 2002 | Advanced Diploma of Financial Planning - Mentor Education ~ Diploma - Financial Planning - Australian Securities Institute |
| Naomi Joyce Durdin | 2007 | Bachelor of Arts (Accountancy) - University of South Australia (formerly South Australian Institute of Technology) ~ Diploma of Agribusiness Management - RST ~ Diploma of Financial Services (Financial Planning) - Kaplan (formerly FINSIA) ~ Ethics and Professionalism in Financial Advice - Kaplan ~ SMSF Specialist Advisor - SPAA |
| Natassja Jasmin Purontakanen | 2018 | Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - KAPLAN Professional ~ Self Managed Superannuation Funds - Kaplan |
| Nathan Bapty | 2018 | Bachelor of Commerce - The University of Newcastle Australia ~ RG146 - Superannuation and Self Managed Superannuation Funds - Financial Education Professionals |
| Nemanja Vico | 2014 | Bachelor of Commerce (Financial Planning) - University of Wollongong |
| Nicholas Francis Tenuta | 2024 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Bachelor of Commerce (Financial Planning) - USC Australia ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Nicholas James Griffiths | 2015 | Certificate IV in Finance and Mortgage Broking - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Certificate in Financial Planning - Griffith University ~ Securities and Managed Investments - Kaplan |
| Nicole Kim Connon | 2015 | Bachelor of Commerce - University of Wollongong ~ Diploma of Financial Planning - AAMC Training Group ~ Masters in Management - University of Wollongong |
| Nikki Amy Booth | 2016 | Bachelor of Business - Queensland University of Technology ~ Certificate IV Finance and Mortgage Broking - AAMC Training Group ~ Diploma of Financial Planning - Kaplan Professional Education ~ SMSF Regulations and Taxation - Kaplan Professional ~ Understanding and Analysing Financial Statements - Kaplan Professional Education |
| Noni Anabel Crawford | 2009 | Advanced Diploma of Financial Services (Financial Planning) - Pinnacle ~ DFP5v3 Tax for Financial Advising - Kaplan ~ Masters of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funfd - Kaplan ~ TASACLv1 Commercial Law - Kaplan |
| Oliver James Watson | 2021 | Bachelor of Business - University of the Sunshine Coast ~ Bachelor of Commerce - University of the Sunshine Coast ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Paul Andrew Rattray | 2003 | Advice in Securities & Derivatives - AAMC Training Group ~ Bachelor of Commerce - University of Newcastle ~ Diploma of Financial Planning - AAMC Training Group ~ Master of Accounting - Southern Cross University ~ RG146 - Terra Cordis |
| Paul Anthony Holly | 1999 | Bachelor of Business - Edith Cowan University ~ Certified Financial Planner - FPA ~ Certified Practising Accountant - Australian Society of CPA's ~ Margin Lending & Geared Investments - Kaplan Professional Education |
| Paul Groenendyk | 2016 | Bachelor of Business (Accounting) - Australian Catholic University ~ Certified Practising Accountant - CPA Australia ~ RG146 - Pinnacle Group |
| Paul James Goggins | 2003 | Cavendish & ICFS Specialist - SMSF Course - The University of Adelaide ~ Certificate IV in Financial Services ( Finance/ Mortgage Broking) - FARSTA ~ Certified Financial Planner - Deakin University ~ Diploma of Financial Planning - Deakin University ~ Diploma of Technical Analysis - Australian Technical Association |
| Paula Maree Parsons | 2003 | Cavendish & ICFS Specialist SMSF Course - The University of Adelaide ~ PS146 Compliance Program - Securities Institute ~ SMSF Specialist Advisor - SPAA |
| Peter William Childe-freeman | 2001 | Accredited Listed Product Adviser Program - Kaplan Professional Education ~ Advanced Diploma of Financial Services (Financial Planning) - Mentor Education ~ Cavendish & ICFS Specialist SMSF Course - The University of Adelaide ~ Diploma of Financial services (Financial Planning) - AMP Financial Planning Pty Ltd ~ Margin Lending - Integrity Education Group Pty Ltd |
| Phil Patrick Tuazon | 2013 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Margin Lending & Geared Investments - Kaplan Professional ~ Master of Financial Planning - KAPLAN Professional ~ RG146 Securities & Direct, International Equities and Listed Income Securities (SFP) 2012 - eAcademy ~ RG146 Self-Managed Super Funds - Kaplan Professional |
| Priscilla Harriet Strelow | 2018 | Bachelor of International Business - Girffith University Queensland ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Estate Planning - Kaplan Professional ~ Taxation Planning - Kaplan Professional |
| Rachael Li-chuin Ooi | 2017 | Advanced Diploma of Financial Planning - International Institute of Technology ~ Diploma of Financial Planning - International Institute of Technology ~ Principles of Self Managed Superannuation Funds - International Institute of Technology |
| Rachel Mae O'connor | 2011 | Bachelor of Commerce (Accounting & Commercial Law) - The University of Sydney ~ Certified Financial Planner (CFP) - Financial Planning Association ~ Diploma of Financial Planning (FNS50615) - Kaplan Professional ~ Graduate Diploma of Chartered Accounting - The Institute of Chartered Accountants in Australia ~ Self Managed Superannuation Funds - Kaplan Professional |
| Ramanathan Prasad | 2016 | Bachelor of Laws - University of Bombay ~ Diploma in Business Management - University of Bombay ~ Master of Commerce - University of Bombay ~ Master of Financial Management - University of Bombay ~ Self Managed Superannuation Funds - Pinnacle |
| Rebecca Mee | 2018 | Bachelor of Business (Banking & Finance) - Queensland University of Technology ~ Financial advice Foundation - CPA Australia ~ RG146 - Superannuation + Self Managed Superannuation Funds - Financial Education Professionals |
| Reine Clemow | 2001 | Bachelor of Business & Hotel Management - Griffith University ~ Behavioural Investment Advisor Program - Chartered Skills Development Institute ~ Diploma of Financial Planning - Deakin University |
| Renee Elizabeth Cooper | 2017 | ASIC RG146 Generic Knowledge, Skills, Superannuation and Self Managed Superannuation Funds - Pinnacle ~ Bachelor of Business (Accounting) - University of the Sunshine Coast |
| Rhiannon Maree Karey | 2018 | Bachelor of Business Majoring in Accounting & Finance - Queensland University of Technology ~ Diploma of Financial Planning - Kaplan ~ Ethic and Professionalism in Financial Advice - Kaplan Professional ~ SuperConcepts Specialist SMSF Online Learning Module - SuperConcepts |
| Richard Grech | 2018 | Accountants' Essentials Advice Course - Integrity Education Group ~ Australian Taxation Law II - TAFE SA ~ Bachelor of Commerce - Deakin University |
| Rieashat Khan | 2013 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Diploma of Financial Services (Financial Planning) - Finsia ~ Graduate Diploma in Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan ~ Master of Applied Finance - Kaplan Professional |
| Robert John Mcgregor | 1998 | Certificate of Financial Markets - Securities Institute ~ Diploma of Financial Planning - Financial Planning Association of Australia |
| Sam Alexander Brown | 0 | Master of Financial Planning - Kaplan Professional |
| Samantha Anne Mcqueen | 0 | Bachelor of Business - Queensland University of Technology ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Sarah Nicole Roelofs | 2017 | Bachelor of Commerce - University of Tasmania ~ Graduate Certificate in Financial Planning - Charles Sturt University ~ Margin Lending - Kaplan ~ SuperConcepts Specialist SMSF Online Learning Modules - Super Concepts |
| Shane John Hatch | 2000 | Accredited Listed Product Adviser Program - Kaplan ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia ~ Graduate Diploma in Financial Planning - Securities Institute ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Shannon Louise Victor | 0 | Masters of Applied Finance(Financial Planning) - Charles Sturt University |
| Sharon Lee Goodwin | 2014 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Ethics in Professionalism in Financial Advice - Kaplan Professional ~ Graduate Certificate in Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional |
| Sheerie Michelle Gray | 2018 | Bachelor of Commerce - University of Southern Queensland ~ Diploma of Financial Planning - CPA ~ Investments - Module - CPA ~ Superannuation & SMSF - Module - CPA |
| Simon Tworek | 2006 | Advanced Diploma of Financial Planning - Tribeca/Kaplan Professional Education ~ Diploma of Financial Planning - Deakin ~ Masters of Financial Planning (MFP) - University of Sunshine Coast |
| Simon William James Castellain | 2018 | Bachelor of Accounting - University of South Australia ~ Certified Practicing Accountant - CPA ~ RG146 - Superannuation + Self Managed Superannuation Funds - Financial Education Professionals |
| Stephen Holden | 2013 | Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Commerce (Finance) - University of Southern Queensland ~ Diploma of Financial Planning - Monarch Institute ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Steve Modric | 2001 | Advanced Diploma of Financial Services - ThreeSixty ~ Certified FInancial Planner - Financial Planning Asscoication of Australia (FPA) ~ Diploma of Financial Services - ThreeSixty ~ Graduate Diploma of Financial Planning - Kaplan |
| Stuart Smith Copeland | 2009 | Diploma of Financial Markets - FINSIA ~ Graduate Diploma of Applied Finance and Investment - FINSIA ~ Master of Applied Finance - Kaplan Professional ~ RG146 Adviser Course - Kaplan Professional ~ SMSF Specialist Knowledge - Kaplan Professional |
| Suzanne Warren | 2011 | Apply Legal Principles in Commercial Law when providing tax (Financial) advice services - TAFE NSW ~ Apply Taxation Requirements when providing tax (Financial) advice services - TAFE NSW ~ Certificate IV in Financial Services (Finance / Mortgage Broking) - Archer College ~ Diploma of Financial Services (Financial Planning) - Traineeship Management Australia Pty Ltd ~ Self-Managed Super Funds - Integrity Education Group |
| Tabitha Kelly Tworek | 2002 | Advanced Diploma of Financial Planning - Tribeca / Kaplan Professional Education ~ Diploma of Financial Planning - Tribeca/ Kaplan Professional Education ~ SuperConcepts & ICFS Specialist SMSF Course - Super Concepts/ University of Adelaide |
| Tanya Clara Carlson | 2010 | Advanced Diploma in Financial Planning - Kaplan Professional Education ~ Certificate IV in Mortgage Broking - National Finance Institute ~ Diploma in Financial Planning - International Institute of Technology Training ~ Graduate Diploma of Financial Planning - Kaplan Professional Education ~ Master of Financial Planning - Kaplan Professional Education |
| Tara Maree Hungerford | 2017 | Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Commerce - The University of Newcastle ~ Diploma of Financial Planning - Mentor Education ~ Self Managed Superannuation Fund Adviser - Mentor Education |
| Tegan Rose Delmoro | 2018 | Bachelor of Business (Leadership and Management) - University of Newcastle ~ Bachelor of Commerce (Accounting & Finance) - University of Newcastle ~ Diploma of Financial Planning - Kaplan Professional |
| Timothy Frank Van Doore | 2008 | Bachelor of Business, Accounting - Queensland University of Technology ~ Diploma of Financial Services - PS146/Mentor |
| Tony Zhi Ming DU | 2004 | Equivalent to Diploma of Financial Planning - Tribeca Learning ~ Graduate Diploma of Financial Planning - Kaplan ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Master of Business Administration - Macquarie Graduate School of Management ~ Master of Financial Planning - University of Sunshine Coast |
| Trevor Leigh Dymond | 2017 | SMSF Personal Advice - Pinnacle |
| Triona Joanne Thompson | 2013 | ALPA - Kaplan ~ Advanced Diploma of Financial Planning FNS60410 - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Graduate Diploma of Financial Planning - Deakin University ~ Self Managed Superannuation Funds - Kaplan |
| Vineet Kumar Singh | 2011 | Accredited Listed Product Adviser Program - Kaplan ~ Advanced Diploma of Financial Planning - Kaplan ~ Certified Financial Planner - Financial Planning Australia ~ Diploma - Financial Planning - Kaplan Professional ~ Masters Degree - Business Administration - University of Technology Sydney |
| Warren Glen Meiklejohn | 2004 | Bachelor of Business - Brisbane College of Advanced Education ~ DPML Margin Lending - Pinnacle Financial Services Academy ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Graduate Diploma Certified Practising Accountant - Deakin University ~ Self Managed Superannuation Funds Adviser Course - Tribeca Learning |