This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam William Chalk | 2008 | 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2009 - ASX Accredited Listed Products Adviser - - Kaplan Professional Education ~ 2009 - Bachelor of Business (Economics & Finance) - - University of Western Sydney ~ 2014 - Self Managed Super Funds - - Kaplan Professional Education ~ 2015 - Masters of Commerce (Financial Planning) - - University of Western Sydney |
| Adele Joy Wardley | 2016 | 2006 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Newcastle ~ 2008 - Graduate Diploma (ICAA) - Professional Designations - Chartered Accountant Australia & New Zealand (CA ANZ) ~ 2013 - SMSF Specialisation Course - Other - UNSW Australia ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2025 - FPC003 Superannuation and Retirement Advice - Other - Kaplan Higher Education ~ 2025 - RG146 Margin Lending - Other - Financial Education |
| Adrian Bruno Rubinich | 2025 | 2024 - Bachelor of Commerce (Finance and Financial Planning) - Bachelor Degree (AQF 7) - Curtin University ~ 2024 - Introduction to SMSFs - Other - Accurium Education ~ 2025 - Margin Lending Specialist - Other - Kaplan Professional |
| Ady Ching Chan | 2005 | 2002 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Financial Planning Association (FPA) of Australia ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2016 - Self-Managed Superannuation Funds - Other - Kaplan Professional ~ 2019 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2023 - Accredited Aged Care Professional Program - Other - Aged Care Steps |
| Alexander Chad Jenkins | 2003 | 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Higher Education ~ 2005 - Advanced Diploma of Financial Services – Financial Planning - - Tribeca ~ 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Higher Education ~ 2005 - Diploma of Financial Services – Financial Planning - - Tribeca ~ 2008 - Master of Financial Planning - Masters Degree (AQF 9) - University of the Sunshine Coast ~ 2008 - Masters of Financial Planning - - University of the Sunshine Coast |
| Alexandra Fay Homann | 2014 | 2001 - Bachelor of Commerce (Accounting and Finance) - Bachelor Degree (AQF 7) - University of New South Wales ~ 2003 - Chartered Accountant (CA) - Professional Designations - Chartered Accountants Australia & New Zealand (CA ANZ) ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Alicia Stephanie Vengust | 2018 | 2011 - Bachelor of Engineering - Bachelor Degree (AQF 7) - University of Melbourne ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education ~ 2024 - Introduction to Self-Managed Superannuation Funds - Other - Kaplan Professional ~ 2025 - Accredited Listed Product Adviser (ALPA) - Other - Kaplan Professional |
| Amruta Nilang Shah | 2006 | 2005 - Bachelor of Commerce (Economics) - Bachelor Degree (AQF 7) - Macquarie University ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - ThreeSixty ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - ThreeSixty ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2022 - Accredited Aged Care Professional - Other - Aged Care Steps |
| Andrew Groat | 2015 | 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2018 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education ~ 2023 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2023 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Andrew Charles Surman | 2012 | 2009 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Adelaide ~ 2012 - DPML Margin Lending - Other - Pinnacle Financial Services Academy ~ 2013 - Graduate Diploma in Global Wealth Management - Graduate Diploma (AQF 8) - University of Adelaide ~ 2016 - DFP5v1 Tax for Financial Advising - Other - Kaplan Professional ~ 2016 - TASACLv1 Commercial Law - Other - Kaplan Professional ~ 2018 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2018 - Diploma of Accounting - Diploma (AQF 5) - Chisholm Institute ~ 2024 - Introduction to Self-Managed Superannuation Funds - Other - Kaplan Professional ~ 2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Andrew James Hawkins | 1988 | 1988 - Bachelor of Economics - - University of Western Australia ~ 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2011 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2012 - DPML Margin Lending - - Pinnacle ~ 2017 - Diploma of Finance & Mortgage Broking - - International Institute of Technology |
| Andrew John Kent | 2005 | 2006 - PS 146 – Insurance and Insurance through Super - - Tribeca / Kaplan ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education ~ 2023 - SuperConcepts & ICFS Specialist SMSF Online Course - Other - The University of Adelaide |
| Andrew Nicolas Tatarinoff | 2000 | 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - FINSIA ~ 2011 - Certificate IV Financial Services (Finance/Mortgage Broking) - Certificate (AQF 1-4) - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2015 - Self-Managed Superannuation Funds - Other - Mentor Education ~ 2018 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2018 - Fellow Chartered Financial Practitioner (FChFP) - Professional Designations - Association of Financial Advisers (AFA) ~ 2025 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Western Sydney University |
| Andrew William Mclauchlan | 2003 | 1999 - Bachelor of Commerce - - Bond University ~ 2003 - Diploma of Financial Services - - Integratec ~ 2005 - Chartered Accountant - - Institute of Chartered Accounting ~ 2010 - Advanced Diploma of Financial Services - - Kaplan Professional Education |
| Angela Kaye Marsden | 2018 | 2000 - Bachelor of Business - - Queensland University of Technology ~ 2018 - RG146 - Superannuation + Self Managed Superannuation Funds - - Financial Education Professionals |
| Benjamin Hamilton Budge | 2011 | 2006 - Diploma of Financial Planning - Diploma (AQF 5) - Finsia Education ~ 2012 - Margin Lending - Other - Kaplan Higher Education ~ 2013 - Self-Managed Superannuation Funds - Other - Kaplan Higher Education |
| Blake Robert Pyle | 0 | 2022 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Griffith University |
| Brendan John Martin | 2018 | 2010 - Bachelor of Commerce (Accounting) - - University of Ballarat ~ 2018 - RG146 - Superannuation + Self Managed Superannuation Funds - - Financial Education Professionals |
| Bruce Dyason | 2017 | 1989 - Bachelor of Education (Secondary) - Bachelor Degree (AQF 7) - Melbourne College of Advanced Education ~ 1998 - Master of Enterprise Innovation - Masters Degree (AQF 9) - Swinburne University of Technology ~ 2017 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2017 - Margin Lending - Other - Mentor Education ~ 2017 - Self-Managed Superannuation Funds - Other - Mentor Education ~ 2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Christopher John Atkins | 2002 | 1988 - Bachelor of Commerce - - Lincoln College University ~ 2004 - Diploma of Financial Planning - - FPA / Deakin University ~ 2014 - Certificate IV Finance & Mortgage Broking - - AAMC Training Group |
| Christopher Michael Bolger | 2012 | 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Investment Banking Institute Australia ~ 2012 - ASIC Gap Assessment - Margin Lending - Other - MLC Advice Education ~ 2017 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2017 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - AAMC Training Group ~ 2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Christopher Robert Graham | 2024 | 2016 - Bachelor of Business / Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - University of Sunshine Coast ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2025 - Introduction to Self-Managed Superannuation Funds - Other - Kaplan Professional |
| Christopher Van Rijswijk | 2016 | 2001 - Master of Commerce - Masters Degree (AQF 9) - University of New South Wales (NSW) ~ 2003 - Graduate Diploma in Corporate, Securities and Finance Law - Graduate Diploma (AQF 8) - University of Sydney ~ 2006 - Chartered Financial Analyst (CFA) - Professional Designations - CFA Institute ~ 2016 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan Professional ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2017 - Diploma of Finance and Mortgage Broking Management - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Tier 1 Margin Lending - Personal Advice - Other - Kaplan Professional ~ 2018 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2020 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education |
| Clinton Michael Lindqvist | 2011 | 2011 - Advanced Diploma of Accounting - Advanced Diploma (AQF 6) - TAFE NSW ~ 2011 - Diploma of Financial Services - Diploma (AQF 5) - The Carlyle Institute Pty Ltd ~ 2022 - SMSF Foundation Course - Diploma (AQF 5) - Smarter SMSF |
| Colby Atkinson | 2017 | 2014 - Bachelor of Commerce (Financial Planning and Accounting) - Bachelor Degree (AQF 7) - Griffith University ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2018 - LAW545 Taxation Strategies - Other - Charles Sturt University ~ 2019 - Certificate IV in Finance & Mortgage Broking - Certificate (AQF 1-4) - AAMC Training Group ~ 2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Corne Wilbers | 2009 | 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Higher Education |
| Cory Behrens | 2016 | 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Dane Beauchamp | 2015 | 2015 - Diploma of Financial Planning - - Monarch ~ 2017 - Commercial Law - Certificate (AQF 1-4) - Kaplan ~ 2017 - Tax for Financial Advising - Certificate (AQF 1-4) - Kaplan |
| Daniel Judge | 2018 | 2018 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Daniel Mark Easton | 2015 | 2010 - Professional Diploma in Stockbroking - Professional Designations - Stockbrokers Association of Australia ~ 2014 - Bachelor of Business (Finance/Economics) - Bachelor Degree (AQF 7) - Charles Stuart University ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2015 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan Professional ~ 2015 - Diploma of Finance and Mortgage Broking Management - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Master of Applied Finance (Financial Planning) - Masters Degree (AQF 9) - Charles Sturt University ~ 2020 - Self-Managed Superannuation Funds - Other - Kaplan Professional ~ 2020 - Tier 1 Margin Lending - Personal Advice - Other - Kaplan Professional ~ 2023 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2025 - Accredited Aged Care Professional - Other - Aged Care Steps |
| Daniel Ross | 2018 | 2010 - Bachelor of Business (Accounting) - - Central Queensland University ~ 2018 - RG146 - Superannuation + Self Managed Superannuation Funds - - Financial Education Professionals |
| Danielle Tyley | 2018 | 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2025 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Victoria University |
| Dean Laban Watts | 2024 | 2023 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Deakin University |
| Declan Tobin | 2018 | 2017 - Diploma of Financial Planning - - Kaplan |
| Diessa Kondrakova-zhao | 2015 | 2014 - Bachelor of Commerce (Management) - Bachelor Degree (AQF 7) - University of Adelaide ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2024 - Commercial Law - Other - Kaplan Professional ~ 2024 - FPE020 SMSF Regulations and Taxation - Other - Kaplan Higher Education ~ 2025 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2025 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education |
| Donna Michelle Adoranti | 2002 | 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Integratec ~ 2004 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2018 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2020 - FPE010 Aged Care - Other - Kaplan Higher Education ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education |
| Duane Mark Stewart | 1990 | 2002 - Taxation Planning - - University of Technology Sydney ~ 2003 - Estate Planning - - University of Technology Sydney ~ 2009 - Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2014 - Chartered Life Practice - - Asia Pacific Financial Services Association (APFinSA) |
| Elliot Mills-edward | 2018 | 2012 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - Murdoch University ~ 2015 - Chartered Accountant (CA) - Professional Designations - Chartered Accountants Australia & New Zealand (CA ANZ) ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2019 - FPC003 Superannuation and Retirement Advice - Other - Kaplan Higher Education ~ 2023 - Introduction to Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Emily Jane Atherton | 0 | 2023 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2024 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Eryan Haddon | 2003 | 1995 - Bachelor of Commerce - - The University of Queensland ~ 1999 - Chartered Accountant - - The Institute of Chartered Accountants in Australia ~ 2016 - RG146 - - AAMC Training Group |
| Fiona Olmedo | 2011 | 2006 - Advanced Diploma of Financial Planning - - Tribeca Learning ~ 2015 - 928 Margin Lending - Knowledge and Skills - Other - Kaplan Professional ~ 2015 - Self-Managed Superannuation Funds - Other - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education |
| Fletcher Allan Holmes | 2016 | 2015 - Diploma Of Financial Planning - - Monarch Institute ~ 2017 - Commercial Law - Other - Kaplan Professional ~ 2017 - Tax for Financial Advising - Other - Kaplan Professional ~ 2020 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - Introduction to Self Managed Superannuation Funds - Other - Kaplan Professional |
| Glenn Enriquez | 2012 | 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2016 - Self-Managed Superannuation Funds - Other - Kaplan Professional ~ 2017 - Margin Lending Facilities - Other - Financial Education Professionals ~ 2018 - Fellow Chartered Financial Practitioner (FChFP) - Professional Designations - Association of Financial Advisers ~ 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2021 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2023 - Accredited Listed Product Adviser Program - Other - Kaplan Professional |
| Gregg Robert Zappara | 2008 | 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan Education Pty Ltd ~ 2015 - Advanced Diploma of Financial Planning - - Kaplan Education Pty Ltd ~ 2016 - Self Managed Superannuation Funds - - Kaplan Education Pty Ltd ~ 2018 - Fellow Chartered Financial Practitioner - Other - Association of Financial Advisers |
| Gregory Ian Newton | 2001 | 1999 - Bachelor of Commerce - - University of Newcastle ~ 2002 - Diploma of Financial Planning - - FPA - Deakin University ~ 2004 - Certified Financial Planner - - FPA - Deakin University ~ 2014 - SPAA Specialist Advisor - - SPAA |
| Guy Freeman | 2006 | 2006 - Diploma of Financial Planning - Diploma (AQF 5) - Finsia ~ 2011 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Higher Education ~ 2011 - Self-Managed Superannuation Funds - Other - Kaplan Higher Education |
| Hayden Charles Boglary | 2023 | 2011 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2022 - FPE020 SMSF Regulations and Tacation - Other - Kaplan Higher Education ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education ~ 2023 - Commercial Law - Other - Kaplan Professional ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education |
| Hayden Mark Wilson | 2023 | 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University ~ 2023 - Accredited Listed Product Adviser Program - Other - Kaplan Professional |
| Huixian LI | 2016 | 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2021 - Margin Lending Specialist - Other - Kaplan Professional ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education ~ 2023 - Accredited Aged Care Professional Program - Other - Aged Care Steps |
| Iziah Malik Tittor | 2023 | 2019 - Bachelor of Finance (Financial Planning) - Bachelor Degree (AQF 7) - University of Canberra ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| James Jung | 2024 | 2018 - Bachelor of Commerce (International Business and Marketing) - Bachelor Degree (AQF 7) - Macquarie University ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education |
| James Morog | 2009 | 2009 - Diploma of Financial Planning - - Kaplan Professional Education ~ 2014 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan ~ 2016 - FNS60415 Advanced Diploma of Financial Planning - - Kaplan |
| Jean Eric Georges Maillard | 2017 | 1993 - Bachelor of Business Accounting - - Deakin University ~ 2004 - Master of Business Administration - - Deakin University ~ 2011 - Advising in Self Managed Superannuation Funds (SMSFs) Program - - CPA Australia Ltd |
| Jim Vass | 2003 | 1990 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Newcastle ~ 1994 - Certified Practicing Accountant (CPA) - Professional Designations - CPA Australia ~ 2013 - Financial Services Training Package (Self-Managed Superannuation Funds) - Other - Terra Cordis ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - AAMC Training Group ~ 2016 - Margin Lending - Other - AAMC Training Group ~ 2018 - Chartered Accountant (CA) - Professional Designations - Chartered Accountants Australia & New Zealand (CA ANZ) ~ 2024 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| John Lethbridge | 2013 | 2004 - Superannuation and Managed Investments - Other - RMIT University ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology Pty Ltd (IIT) ~ 2015 - Margin Lending - Other - International Institute of Technology Pty Ltd (IIT) ~ 2015 - Self Managed Superannuation Funds - Other - International Institute of Technology Pty Ltd (IIT) ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education |
| Joshua James Bareham | 2018 | 2018 - Bachelor of Commerce (Financial Planning & Accounting) - Bachelor Degree (AQF 7) - University of Sunshine Coast ~ 2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Joshua Peter Mccall | 2025 | 2022 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Newcastle ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education ~ 2025 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education ~ 2025 - SMSF Specialist Advisor (SSA) - Professional Designations - SMSF Association |
| Julian Trevor Halyard | 2009 | 2009 - RG146 - - KAPLAN Education ~ 2011 - Margin Lending - - Kaplan Professional Education |
| Justin William Beatty | 2009 | 2010 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2015 - Self Managed Superannuation Funds - - Kaplan Professional Education |
| Katherine Jane Hann | 2010 | 2009 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - - Pinnacle Financial Services Academy |
| Katherine Mcarthur | 2016 | 2002 - Bachelor of Arts - Bachelor Degree (AQF 7) - The University of Newcastle ~ 2004 - Bachelor of Laws - Bachelor Degree (AQF 7) - The University of Newcastle ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2017 - DFP5v2 Tax for Financial Advising - Other - Kaplan Professional ~ 2017 - Margin Lending - Other - Kaplan Professional ~ 2019 - Self Managed Superannuation Funds - Other - Mentor Education ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Keivin Mesiku John | 0 | 2019 - Bachelor of Business (Accounting & Finance) - Bachelor Degree (AQF 7) - University of Tasmania ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Kieran Nikitaras | 2018 | 2013 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Kim Tania Jay | 2015 | 2006 - Bachelor of Commerce - - University of Southern QLD ~ 2012 - Chartered Accountant - - Institute of Chartered Accountants in Australia |
| Kurt James Ford | 2022 | 2019 - Bachelor of Commerce (Financial Planning and Accounting) - Bachelor Degree (AQF 7) - Griffith University ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2022 - FPE020 SMSF Regulations and Taxation - Other - Kaplan Higher Education ~ 2023 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2024 - FPE010 Aged Care - Other - Kaplan Higher Education |
| Lachlan Money | 2012 | 2012 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - University of the Sunshine Coast ~ 2014 - Diploma of Finance and Mortgage Broking Management - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Margin Lending - Other - AAMC Training Group ~ 2018 - Self-Managed Superannuation Funds - Other - Kaplan Professional ~ 2019 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Leighton Fah | 2018 | 2002 - Bachelor of Business Studies (Finance) - Bachelor Degree (AQF 7) - Massey University ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan Professional ~ 2017 - Tax for Financial Advising - Other - Kaplan Professional ~ 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Self-Managed Superannuation Funds - Other - Kaplan Professional ~ 2024 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2025 - Margin Lending Specialist - Other - Kaplan Professional |
| Luke Hanson | 2018 | 2003 - Bachelor of Commerce (Financial Planning and Investment) - Bachelor Degree (AQF 7) - Griffith University ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - TASACLv1 Commercial Law - Other - Kaplan Professional ~ 2019 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2021 - SuperConcepts & ICFS Specialist SMSF online course - Other - The University of Adelaide ~ 2024 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2025 - Margin Lending Specialist - Other - Kaplan Professional |
| Mamdouh Iskander Tawadros | 1999 | 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - ThreeSixty ~ 2007 - Mariner Equity Access - - Mariner ~ 2007 - Mariner Equity Access Training Program - Other - Plan2day Pty Ltd ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Higher Education ~ 2013 - FNS50310 Diploma of Finance and Mortgage Broking Management - Diploma (AQF 5) - AAMC Training Group ~ 2014 - SMSF Specialist Adviser Course - Other - NowInfinity Pty Ltd & SMSF Strategiea ~ 2025 - Aged Care Advice Opportunities - Other - Challenger |
| Mark Murray Kruger | 2018 | 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2021 - TASACLv2 Commercial Law - Other - Kaplan Professional ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education ~ 2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Mathew Marshall | 2025 | 2020 - Bachelor of Commerce (Accounting and Financial Planning) - Bachelor Degree (AQF 7) - Griffith University ~ 2023 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2024 - Introduction to Self Managed Superannuation Funds - Other - Kaplan Professional |
| Matthew Grant Ainsworth | 2018 | 2018 - Diploma of Financial Planning - Diploma (AQF 5) - AAMC Training Group ~ 2019 - Self-Managed Superannuation Funds - Other - AAMC Training Group ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University ~ 2022 - TASA 2009 and the Code of Professional Conduct Course - Other - Tax Institute |
| Matthew James Leech | 2006 | 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - AMP Financial Planning ~ 2008 - FNS40804 Certificate IV in Financial Services (Finance/Mortgage Broking) - Certificate (AQF 1-4) - Traineeship Management ~ 2012 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2014 - Accredited Listed Product Adviser Program - Other - Kaplan Higher Education ~ 2014 - Self-Managed Superannuation Funds - Other - Kaplan Higher Education ~ 2016 - Fellow, Chartered Financial Practitioner (FChFP) - Professional Designations - Asia Pacific Financial Services Association ~ 2016 - Managed Investment Adviser (Personal Advice) - Other - Mentor Education |
| Michael Brandt | 2009 | 2005 - Bachelor of Applied Finance - Bachelor Degree (AQF 7) - Macquarie University ~ 2005 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - Macquarie University ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Higher Education ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - MLC Australia ~ 2015 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association of Australia (FAAA) ~ 2016 - Self-Managed Superannuation Funds - Other - Kaplan Higher Education ~ 2017 - Tier 1 Margin Lending Personal Advice - Other - Kaplan Higher Education ~ 2019 - Accredited Aged Care Professional - Other - Aged Care Steps |
| Michael Mekhitarian | 2003 | 1980 - Associate Diploma in Business (Marketing) - Diploma (AQF 5) - Western Sydney University ~ 1994 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - Western Sydney University ~ 1999 - Certified Practicing Accountant (CPA) - Professional Designations - CPA Australia ~ 2016 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - AAMC Training Group ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - AAMC Training Group ~ 2018 - Chartered Accountant (CA) - Professional Designations - Chartered Accountants Australia & New Zealand (CA ANZ) ~ 2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2025 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education |
| Michael Thomas David Tobin | 1988 | 2003 - Certified Financial Planner - - Deakin University ~ 2013 - Margin Lending - - KAPLAN Professional Education ~ 2013 - Self - Managed Super Funds - - KAPLAN Professional Education |
| Michelle Jodie Mckenzie | 0 | 2022 - Advanced Diploma of Paraplanning - Advanced Diploma (AQF 6) - International Institute of Technology ~ 2024 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Griffith University ~ 2025 - Introduction to SMSFs - Other - Accurium Education |
| Mitesh Ravindra Modi | 2016 | 2008 - BLW21 Company Law - Other - Curtin University ~ 2008 - BLW22 Taxation - Other - Curtin University ~ 2009 - Chartered Accountant (CA) - Professional Designations - Chartered Accountants Australia & New Zealand (CA ANZ) ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2013 - SMSF Specialisation Course - Other - University of New South Wales ~ 2014 - CA SMSF Specialist - Other - Chartered Accountants Australia & New Zealand (CA ANZ) ~ 2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Monica Maria Tatton | 2009 | 2000 - Bachelor of Commerce - Accounting - - University of Western Sydney ~ 2002 - Chartered Accountant - - Chartered Accountants Australia and New Zealand ~ 2008 - Diploma of Financial Services (Financial Planning) - - Mentor Education ~ 2009 - Self Managed Superannuation Funds - - Kaplan ~ 2010 - Margin Lending and Geared Investments - - Kaplan |
| Naomi Joyce Durdin | 2007 | 1990 - Bachelor of Arts (Accountancy) - Bachelor Degree (AQF 7) - South Australian Institute of Technology ~ 1996 - Certified Practicing Accountant (CPA) - Professional Designations - CPA Australia ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - FINSIA ~ 2012 - SMSF Specialist Advisor - Professional Designations - SMSF Association ~ 2013 - Margin Lending - Other - Pinnacle Financial Services Academy ~ 2018 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2019 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Natassja Jasmin Purontakanen | 2018 | 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2023 - FPE020 SMSF Regulations and Taxation - Other - Kaplan Higher Education ~ 2024 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2025 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2025 - FPC003 Superannuation and Retirement Advice - Other - Kaplan Higher Education ~ 2025 - FPC004 Insurance Advice - Other - Kaplan Higher Education ~ 2025 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education ~ 2025 - FPC008 Investment Advice - Other - Kaplan Higher Education |
| Nemanja Vico | 2014 | 2012 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2025 - Introduction to SMSFs - Other - Accurium Education |
| Nhu Minh Nguyen | 2015 | 2002 - Bachelor of Arts - Bachelor Degree (AQF 7) - Vietnam National University ~ 2011 - Master of Business Administration (Accounting and Finance) - Masters Degree (AQF 9) - University of Technology Sydney (UTS) ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2016 - DFP5v1 Tax for Financial Advising - Other - Kaplan Professional ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - TASACLv2 Commercial Law - Other - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2021 - Margin Lending Specialist - Other - Kaplan Professional ~ 2021 - Self Managed Superannuation Funds - Other - Kaplan Professional |
| Nicholas Francis Tenuta | 2024 | 2022 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - USC Australia ~ 2023 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2023 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2025 - Introduction to SMSFs - Other - Accurium Education |
| Nicholas Gahan | 2008 | 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - FINSIA ~ 2008 - Regulatory Guide 146 Assessment - Other - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2014 - Self-Managed Superannuation Funds - Other - Kaplan Professional ~ 2015 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education ~ 2016 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education |
| Nicole Kim Connon | 2015 | 1991 - Associate Diploma of Business (Accounting) - Diploma (AQF 5) - TAFE NSW ~ 2000 - Bachelor of Commerce (Accountancy) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2007 - Master of Management - Masters Degree (AQF 9) - University of Wollongong ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - AAMC Training Group ~ 2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Nikki Amy Booth | 2016 | 2013 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2015 - Certificate IV Finance and Mortgage Broking - Certificate (AQF 1-4) - AAMC Training Group ~ 2023 - FPE020 SMSF Regulations and Taxation - Other - Kaplan Higher Education ~ 2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Oliver James Watson | 2021 | 2016 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - University of the Sunshine Coast ~ 2016 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - University of the Sunshine Coast ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Paul Andrew Rattray | 2003 | 2005 - Master of Professional Accounting - Masters Degree (AQF 9) - Southern Cross University ~ 2012 - Certified Practicing Accountant (CPA) - Professional Designations - CPA Australia ~ 2016 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - AAMC Training Group ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - AAMC Training Group ~ 2016 - Margin Lending - Other - AAMC Training Group ~ 2018 - Chartered Accountant (CA) - Professional Designations - Chartered Accountants Australia & New Zealand (CA ANZ) ~ 2024 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Paul Anthony Holly | 1999 | 1991 - Bachelor of Business - - Edith Cowan University ~ 1998 - Certified Practising Accountant - - Australian Society of CPA's ~ 2002 - Certified Financial Planner - - FPA ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional Education |
| Paul James Goggins | 2003 | 2001 - Diploma of Financial Planning - - Deakin University ~ 2001 - Diploma of Technical Analysis - - Australian Technical Association ~ 2005 - Certified Financial Planner - - Deakin University ~ 2011 - Certificate IV in Financial Services ( Finance/ Mortgage Broking) - - FARSTA ~ 2015 - Cavendish & ICFS Specialist - SMSF Course - - The University of Adelaide |
| Paula Maree Parsons | 2003 | 2011 - Cavendish & ICFS Specialist SMSF Course - Other - The University of Adelaide ~ 2011 - SMSF Specialist Advisor - Professional Designations - SMSF Association ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Peter William Ambrosiussen | 2016 | 1975 - Bachelor of Arts - Bachelor Degree (AQF 7) - University of New South Wales ~ 1980 - Master of Commerce - Masters Degree (AQF 9) - University of New South Wales ~ 1989 - CPA Public Practitioner - Professional Designations - CPA Australia ~ 2016 - Self Managed Superannuation Funds - Other - Financial Education Professionals |
| Peter William Childe-freeman | 2001 | 2003 - Diploma of Financial services (Financial Planning) - - AMP Financial Planning Pty Ltd ~ 2014 - Advanced Diploma of Financial Services (Financial Planning) - - Mentor Education ~ 2014 - Cavendish & ICFS Specialist SMSF Course - - The University of Adelaide ~ 2018 - Accredited Listed Product Adviser Program - - Kaplan Professional Education ~ 2018 - Margin Lending - - Integrity Education Group Pty Ltd |
| Phillip James Kirk | 2025 | 2021 - Bachelor of Business (Economics) - Bachelor Degree (AQF 7) - James Cook University ~ 2024 - Certificate IV in Accounting and Bookkeeping - Certificate (AQF 1-4) - Monarch Institute ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education ~ 2024 - SMSF Specialist Advisor (SSA) - Professional Designations - SMSF Association ~ 2025 - Master of Financial Planning - Bachelor Honours Degree (AQF 8) - Kaplan Higher Education |
| Prashanth Seladurai Thevar | 0 | 2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Priscilla Harriet Strelow | 2018 | 2008 - Bachelor of International Business - Bachelor Degree (AQF 7) - Griffith University ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2020 - RG146 Licensing Compliance: Self-Managed Superannuation Funds - Other - Financial Education Professionals ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Rachael Li-chuin Ooi | 2017 | 2014 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology ~ 2019 - Australian Taxation Law for Tax (Financial) Advisers - Other - International Institute of Technology ~ 2019 - Commercial Law for Tax (Financial) Advisers - Other - International Institute of Technology ~ 2019 - Principles of Self-Managed Superannuation Funds - Other - International Institute of Technology ~ 2020 - ASX Listed Products Accreditation Course (LPAC) - Other - LPAC Online ~ 2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Rachel Mae O'connor | 2011 | 2011 - Bachelor of Commerce (Accounting and Commercial Law) - Bachelor Degree (AQF 7) - University of Sydney ~ 2011 - Professional Diploma in Stockbroking - Professional Designations - Stockbrokers Association of Australia ~ 2013 - Chartered Accountant (CA) - Professional Designations - Chartered Accountants Australia & New Zealand (CA ANZ) ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Self-Managed Superannuation Funds - Other - Kaplan Professional ~ 2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Ramanathan Prasad | 2016 | 1973 - Master of Commerce - - University of Bombay ~ 1975 - Bachelor of Laws - - University of Bombay ~ 1980 - Diploma in Business Management - - University of Bombay ~ 1983 - Master of Financial Management - - University of Bombay ~ 2016 - Self Managed Superannuation Funds - - Pinnacle |
| Rebecca Sze-mun Tai | 2013 | 2012 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT University |
| Reine Clemow | 2001 | 1995 - Bachelor of Business & Hotel Management - - Griffith University ~ 2004 - Diploma of Financial Planning - - Deakin University ~ 2015 - Behavioural Investment Advisor Program - - Chartered Skills Development Institute |
| Rhiannon Maree Karey | 2018 | 2016 - Bachelor of Business (Accountancy) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2022 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2023 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2024 - FPC009 Complex Financial Planning - Other - Kaplan Higher Education ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education ~ 2025 - FPE020 SMSF Regulations and Taxation - Other - Kaplan Higher Education ~ 2025 - KAP001 Capstone Project - Other - Kaplan Higher Education |
| Richard Grech | 2018 | 2011 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2016 - Australian Taxation Law II - - TAFE SA ~ 2018 - Accountants' Essentials Advice Course - - Integrity Education Group |
| Robert John Mcgregor | 1998 | 1995 - Certificate of Financial Markets - - Securities Institute ~ 2003 - Diploma of Financial Planning - - Financial Planning Association of Australia |
| Samantha Anne Mcqueen | 2024 | 2020 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Shane John Hatch | 2000 | 2002 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Higher Education ~ 2010 - Self-Managed Superannuation Funds - Other - Kaplan Higher Education ~ 2012 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia ~ 2015 - Accredited Listed Product Adviser Program - Other - Kaplan Higher Education ~ 2025 - Accredited Aged Care Professional Program - Other - Aged Care Steps |
| Shannon Crilly | 2015 | 2015 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2023 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2025 - Introduction to SMSFs - Other - Accurium Education |
| Sharon Lee Goodwin | 2014 | 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2015 - TASA and the TPB Code of Professional Conduct - Other - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - TASACLv1 Commercial Law - Other - Kaplan Professional ~ 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education ~ 2024 - FPE020 SMSF Regulations and Taxaion - Other - Kaplan Higher Education |
| Simon Patrick Scallan | 2004 | 2002 - Bachelor of Commerce (Information Management) - Bachelor Degree (AQF 7) - Oxford Brookes University ~ 2007 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2010 - UK Pension Transfer Accreditation 10 - Other - CBA Internal Accreditation ~ 2014 - Borrowing in SMSF - Full RPL - Other - CBA Internal Accreditation ~ 2014 - SMSF Core & Insurance Workshop (2014) - Other - CBA Internal Accreditation |
| Simon Tworek | 2006 | 2002 - Diploma of Financial Planning - - Deakin ~ 2005 - Advanced Diploma of Financial Planning - - Tribeca/Kaplan Professional Education ~ 2008 - Masters of Financial Planning (MFP) - - University of Sunshine Coast |
| Stephen Holden | 2013 | 2013 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - University of Southern Queensland ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2015 - Margin Lending - Other - Pinnacle Financial Services Academy ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2021 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2024 - SuperConcepts & ICFS Specialist SMSF Online Course - Other - University of Adelaide |
| Stuart Smith Copeland | 2009 | 2006 - Diploma of Financial Markets - Diploma (AQF 5) - Securities Institute ~ 2008 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - FINSIA ~ 2009 - Self-Managed Superannuation Funds - Other - Kaplan Professional ~ 2009 - Tier 1 Adviser Compliance Solution - Diploma (AQF 5) - Kaplan Professional ~ 2010 - ASX Listed Products Accreditation Course (LPAC) - Other - LPAC Online ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2011 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Higher Education ~ 2011 - SMSF Specialist Advisor - Professional Designations - SMSF Association ~ 2013 - Chartered Financial Analyst (CFA) - Professional Designations - CFA Institute ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Suzanne Warren | 2011 | 2008 - Certificate IV in Financial Services (Finance / Mortgage Broking) - - Archer College ~ 2011 - Diploma of Financial Services (Financial Planning) - - Traineeship Management Australia Pty Ltd ~ 2013 - Apply Taxation Requirements when providing tax (Financial) advice services - - TAFE NSW ~ 2013 - Self-Managed Super Funds - - Integrity Education Group ~ 2016 - Apply Legal Principles in Commercial Law when providing tax (Financial) advice services - - TAFE NSW |
| Tabitha Kelly Tworek | 2002 | 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2018 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - AAMC Training Group ~ 2020 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2020 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2021 - Graduate Certificate in Business Administration - Graduate Certificate (AQF 8) - University of Newcastle ~ 2021 - SuperConcepts & ICFS Specialist SMSF Course - Other - Super Concepts/ University of Adelaide ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University |
| Tanya Clara Carlson | 2010 | 2015 - Margin Lending - Other - Kaplan Professional ~ 2015 - Self-Managed Superannuation Funds - Other - Kaplan Professional ~ 2018 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education ~ 2020 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Tara Maree Hungerford | 2017 | 2000 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Newcastle ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education ~ 2017 - Self-Managed Superannuation Fund Adviser (Personal Advice) - Other - Mentor Education ~ 2018 - ASIC Market Integrity Rules & ASX Clear Operating Rules Responsible Executive Examination - Other - Stockbrokers and Financial Advisers Association Limited ~ 2020 - GSBS6516 Ethics in Financial Services - Bridging Course - Ethics - University of Newcastle ~ 2020 - Margin Lending Adviser (Personal Advice) - Other - Mentor Educatoin |
| Tegan Rose Delmoro | 2018 | 2017 - Bachelor of Business (Leadership and Management) - Bachelor Degree (AQF 7) - University of Newcastle ~ 2017 - Bachelor of Commerce (Finance and Accounting) - Bachelor Degree (AQF 7) - University of Newcastle ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2020 - FPC002B Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University ~ 2025 - Accredited Aged Care Professional Program - Other - Aged Care Steps |
| Timothy Frank Van Doore | 2008 | 2008 - Bachelor of Business, Accounting - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2008 - Diploma of Financial Services - Diploma (AQF 5) - PS146/Mentor ~ 2022 - Master of Business Law - Masters Degree (AQF 9) - Southern Cross University ~ 2024 - Introduction to SMSFs - Other - Accurium Education |
| Tony Zhi Ming DU | 2004 | 1999 - Bachelor of Science - Bachelor Degree (AQF 7) - Macquarie University ~ 2003 - Master of Business Administration - Masters Degree (AQF 9) - Macquarie University ~ 2012 - 928S Margin Lending - Other - Kaplan Professional ~ 2012 - Self-Managed Superannuation Funds - Other - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education ~ 2023 - Accredited Aged Care Professional Program - Other - Aged Care Steps |
| Triona Joanne Thompson | 2013 | 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2014 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2015 - Self-Managed Superannuation Funds - Other - Kaplan Professional ~ 2017 - Fellow Chartered Financial Practitioner (FChFP) - Professional Designations - Association of Financial Advisers ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University |
| Vineet Kumar Singh | 2011 | 2009 - Masters Degree - Business Administration - - University of Technology Sydney ~ 2011 - Certified Financial Planner - - Financial Planning Australia ~ 2011 - Diploma - Financial Planning - - Kaplan Professional ~ 2014 - Advanced Diploma of Financial Planning - - Kaplan ~ 2021 - Accredited Listed Product Adviser Program - Other - Kaplan Professional |
| Wasala Mudiyanselage Charitha Prasann Wasala | 2018 | 2008 - Bachelor of Science - Bachelor Degree (AQF 7) - University of Colombo ~ 2011 - Chartered Management Accountant - Bachelor Degree (AQF 7) - Chartered Institute of Management Accountants (CIMA) ~ 2011 - Chartered Practising Accountant (CPA) - Professional Designations - CPA Australia ~ 2012 - Advanced Diploma of Accounting - Advanced Diploma (AQF 6) - TAFE NSW ~ 2015 - Australian Commercial I to III - Other - TAFE SA ~ 2018 - RG146 Superannuation & SMSF - Other - Financial Education Professionals ~ 2018 - Regulatory Guide 146 (Superannuation and SMSF) - Other - Financial Education Professionals ~ 2022 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2023 - FPC008 Investment Advice - Other - Kaplan Higher Education |
| Zequan Henry Chen | 2025 | 2020 - Bachelor of Commerce (Financial Planning and Finance) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2024 - FPE011 Debt Strategies - Other - Kaplan Higher Education |