This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
interests in managed investment schemes limited to:
MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Bradley Ross Church | 1999 | 1997 - Bachelor of Business (Banking & Finance) - - Queensland University of Technology ~ 2000 - Graduate Diploma in Financial Planning - - Securities Institute ~ 2001 - Certified Financial Planner Professional Education Program - - Financial Planning Association |
| James Ledger Goodman | 2000 | 1993 - Bachelor of Economics - - University of Queensland ~ 1995 - Master of Professional Accounting - - University of Queensland ~ 2000 - Chartered Accountants Program - - The Institute of Chartered Accountants in Australia ~ 2003 - Graduate Diploma in Financial Planning - - Securities Institute of Australia |
| Sharyn Patricia Besch | 2001 | 1998 - Bachelor of Business (Banking & Finance) - - Queensland University of Technology ~ 2002 - Diploma of Financial Planning - - Financial Planning Association ~ 2009 - Certified Financial Planner Professional Education Program - - Financial Planning Association |