This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Heidi Therese Phillips | 2014 | 2000 - Bachelor of Business - - Southern Cross University ~ 2005 - Chartered Accountant - - ICAA ~ 2011 - Diploma in Financial Services (Financial Planning) - Diploma (AQF 5) - Intellitrain Pty Limited ~ 2013 - Certificate of Public Practice - - ICAA |
| James John Parkman Garnsey | 2007 | 1994 - Bachelor of Business - - Charles Sturt University ~ 1996 - Chartered Accountant - - Institute of Chartered Accountants in Australia ~ 2002 - Financial Planning Proper Authority Course - - ICAA & SIA ~ 2007 - Responsible Manager - - Holley Nethercote ~ 2010 - SMSF SPAA Specialist Adviser - - SPAA |