This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Benn Joseph Furlong | 2015 | Advanced Diploma of Financial Planning FNS60415 - Mentor Education Group ~ Bachelor of Commerce (Marketing) - University of Sydney ~ Diploma Financial Planning 1-4 - Financial Planning Association (FPA) ~ RG146 Margin Lending - Mentor Education Group ~ TASACLv1 Commercial Law - Kaplan Australia |
| Christopher Panagopoulos | 2018 | Bachelor of Business (Accounting) - Monash University ~ Diploma of Financial Planning - Kaplan Professional |
| David Campbell | 2000 | Bachelor of Commerce - University of Newcastle ~ Diploma of Financial Planning - Integratec Training ~ RG146 Margin Lending - MLC ThreeSixty ~ TASA and the TPB Code of Professional Conduct - Kaplan Australia ~ Taxation Planning - Kaplan Australia |
| David Ian Stuart | 2007 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Bachelor of Business (Marketing Management) - University of New England ~ Client Engagement Skills - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Margin Lending & Geared Investments - Kaplan Professional |
| John Garret O'sullivan | 1985 | Advanced Diploma of Financial Planning FNB60402 - MLC ThreeSixty ~ Fellow Chartered Financial Practitioners (FChFP) - Association of Financial Advisers (AFA) |
| Kyle Stuart Thompson | 2009 | Advanced Diploma of Financial Services (Financial Planing) - Kaplan Professional ~ Bachelor of Business (Banking and Finance) - Queensland University of Technology ~ CERTIFIED FINANCIAL PLANNER (CFP) - Financial Planning Association ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Lyle Edison Vinter | 2017 | Diploma of Financial Planning - Kaplan Professional ~ Masters of Business Administration - Griffith University |
| Mark Stuart Lauder | 2008 | Bachelor of Commerce - Griffith University ~ Diploma of Financial Services (Financial Planning) - PS146 |
| Matthew Kennedy | 2006 | DFP1 - Entry Level - Kaplan ~ DFP2 - Risk Management - Kaplan ~ DFP3 - Investment 1 - Kaplan ~ DFP4 - Superannuation/Retirement - Kaplan |
| Renee Tregoning | 2022 | Bachelor of Commerce - University of Southern Queensland ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Timothy James Perrin | 2002 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) FNS50804 - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Tracey Grose | 2004 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan Professional Education |
| Wuttipong Edward Sangjitphun | 2007 | Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Master of Commerce (Financial Planning) - University Of Western Sydney ~ Self Managed Superannuation Funds - Kaplan Professional Education |