This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Krelle | 2009 | 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Andrew Luke Dos Santos | 2018 | 2007 - Certificate II in Business - Certificate (AQF 1-4) - Challenger Institute of Technology ~ 2012 - Bachelor of Commerce (Accounting and Finance) - Bachelor Degree (AQF 7) - Murdoch University ~ 2015 - Diploma of Share Trading and Investment - Diploma (AQF 5) - Wealthwithin Institute ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Benjamin John Davis | 2016 | 2005 - Bachelor of Property Economics - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - MLC ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited ~ 2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Benn Joseph Furlong | 2015 | 1999 - Bachelor of Commerce (Marketing) - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2015 - Advanced Diploma of Financial Planning FNS60415 - Advanced Diploma (AQF 6) - RG146 Training Australia Pty Ltd ~ 2016 - Margin Lending Adviser (Personal Advice) - Other - RG146 Training Australia Pty Ltd ~ 2017 - DFP5v1 Tax for Financial Advising - Other - Kaplan Higher Education Pty Limited ~ 2017 - TASA and the TPB Code of Professional Conduct - Other - Kaplan Higher Education Pty Limited ~ 2017 - TASACLv1 Commercial Law - Other - Kaplan Higher Education Pty Limited ~ 2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Bruce Ramon Hancock | 2003 | 1993 - Bachelor of Business (Financial Management & Economics) - Bachelor Degree (AQF 7) - Curtin University of Technology ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca Learning (Aust) Pty Limited ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Christian Colkers | 2016 | 2009 - Bachelor of Commerce (Economics and Financial Planning) - Bachelor Degree (AQF 7) - Curtin University of Technology ~ 2018 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia Limited ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Christopher Panagopoulos | 2018 | 2016 - BTF3931 Taxation Law - Other - Monash University ~ 2017 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Monash University ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2019 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education Pty Limited ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited ~ 2020 - FPC003 Superannuation and Retirement Advice - Other - Kaplan Higher Education Pty Limited ~ 2020 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education Pty Limited |
| Daniel Burden | 2000 | 1998 - Bachelor of Business (Finance and Marketing) - Bachelor Degree (AQF 7) - Southern Cross University ~ 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia Limited ~ 2011 - LRS Life Risk Specialist - Other - Financial Planning Association of Australia Limited ~ 2021 - Financial Adviser Exam - Other - FASEA |
| David Cameron Nelson | 2018 | 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited |
| David Ian Stuart | 2007 | 1990 - Bachelor of Business (Marketing Management) - Bachelor Degree (AQF 7) - University of New England ~ 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2011 - Margin Lending & Geared Investments - Other - Kaplan Higher Education Pty Limited ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited ~ 2016 - TASA and the TPB Code of Professional Conduct - Other - Kaplan Higher Education Pty Limited ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited ~ 2020 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education Pty Limited ~ 2020 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education Pty Limited |
| Dylan Macallister | 2018 | 2017 - Bachelor of Business (Applied Finance) - Bachelor Degree (AQF 7) - University of New England ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Education Pty Ltd ~ 2024 - FPC001B Economic and Legal Context for Financial Planning - Other - Kaplan Education Pty Ltd ~ 2025 - FPC006 Taxation for Financial Planning - Other - Kaplan Education Pty Ltd |
| Elle Ruby Helen Wallis | 2018 | 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Janusz Mazurek | 2005 | 2001 - Superannuation & Retirement Planning - Other - Australian Institute of Financial Studies Pty Ltd ~ 2004 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia Limited ~ 2012 - AEPS Accredited Estate Planning Strategist - Other - Financial Planning Association of Australia Limited ~ 2017 - Aged Care Planning Course - Certificate (AQF 1-4) - UNSW Business School |
| Jeff Karim | 2018 | 2008 - BUS313 Taxation - Other - Murdoch University ~ 2008 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Murdoch University ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited |
| John Garret O'sullivan | 1985 | 2004 - Advanced Diploma of Financial Planning FNB60402 - Advanced Diploma (AQF 6) - MLC ThreeSixty ~ 2012 - Fellow Chartered Financial Practitioners (FChFP) - Professional Designations - Association of Financial Advisers (AFA) |
| Kyle Stuart Thompson | 2009 | 2007 - Bachelor of Business (Banking and Finance) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2010 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Higher Education Pty Limited ~ 2011 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Higher Education Pty Limited ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited ~ 2015 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Lisa Smith | 2017 | 2006 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Western Australia ~ 2006 - Bachelor of Laws - Bachelor Degree (AQF 7) - The University of Western Australia ~ 2008 - Graduate Diploma of Legal Practice - Graduate Diploma (AQF 8) - College of Law ~ 2009 - Master of Laws - Masters Degree (AQF 9) - Queensland University Technology ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2022 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education Pty Limited ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited ~ 2025 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education Pty Limited |
| Lyle Edison Vinter | 2017 | 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2015 - Master of Business Administration - Masters Degree (AQF 9) - Griffith University ~ 2016 - Securities and Managed Investments - Certificate (AQF 1-4) - Kaplan Higher Education Pty Limited ~ 2018 - DFP5v4 Tax for Financial Advising - Other - Kaplan Higher Education Pty Limited ~ 2019 - TASACLv2 Commercial Law - Other - Kaplan Higher Education Pty Limited |
| Mark Stuart Lauder | 2008 | 1995 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - PS 146 ~ 2022 - FPC006 Taxation for Financial Planning - Other - Kaplan Higher Education Pty Limited ~ 2025 - TASACLv3 Commercial Law - Other - Kaplan Higher Education Pty Limited |
| Matthew Benjamin Read | 1998 | 1997 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Western Sydney University ~ 2001 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia Limited ~ 2002 - CFP Certified Financial Planner - Professional Designations - Financial Planning Association of Australia Limited ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited ~ 2020 - Financial Adviser Exam - Other - FASEA |
| Matthew Kennedy | 2006 | 2019 - Financial Adviser Exam - Other - FASEA |
| Nicholas James Ferguson | 2003 | 2004 - Diploma of Financial Advising - Diploma (AQF 5) - Finsia Education ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited |
| Nicholas Jon Rosser | 2010 | 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited ~ 2015 - Diploma of Finance and Mortgage Broking Management - Diploma (AQF 5) - Institute of Strategic Management ~ 2015 - Self Managed Superannuation Funds - Other - Kaplan Education Pty Limited ~ 2025 - Commercial Law - Other - Kaplan Higher Education Pty Limited ~ 2025 - Tax for Financial Advising - Other - Kaplan Higher Education Pty Limited |
| Peter Kirby | 2005 | 2004 - Diploma of Financial Planning - Diploma (AQF 5) - Deaking University FPA ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - ThreeSixty/GWM Adviser Services Limited ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited ~ 2020 - FPC004 Insurance Advice - Other - Kaplan Higher Education Pty Limited |
| Renee Tregoning | 2022 | 2020 - Bachelor of Commerce - Bachelor Honours Degree (AQF 8) - University of Southern Queensland ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2023 - SMSF Specialist Advisor - Other - Self Managed Super Fund Association ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited |
| Robert Wilson | 2014 | 2005 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2013 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2020 - Financial Adviser Exam - Other - FASEA |
| Sam Haydon | 2009 | 2017 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology |
| Samuel Ryan Camman | 2017 | 2009 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - University of the Sunshine Coast ~ 2020 - Financial Adviser Exam - Other - FASEA ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Sarvar Gaziev | 2018 | 2000 - Economics - Bachelor Degree (AQF 7) - Tashkent State University of Economics, Uzbekistan ~ 2005 - Regional Economics - Masters Degree (AQF 9) - Tashkent State University of Economics, Uzbekistan ~ 2020 - DFP5v5 Tax for Financial Advising - Other - Kaplan Higher Education Pty Limited ~ 2020 - TASACLv2 Commercial Law - Other - Kaplan Higher Education Pty Limited ~ 2021 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Shelley Tiet | 2015 | 2009 - Bachelor of Commerce (Banking) - Bachelor Degree (AQF 7) - Curtin University ~ 2012 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited ~ 2025 - TASACLv3 Commercial Law - Other - Kaplan Higher Education Pty Limited ~ 2025 - Tax for Financial Advising - Other - Kaplan Higher Education Pty Limited |
| Sohel Amirali Chunara | 0 | 2007 - Master of Business Administration (MBA) - Masters Degree (AQF 9) - University of Technology Sydney ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Steven James Beattie | 2003 | 1987 - Bachelor of Arts (Social Sciences) - Bachelor Degree (AQF 7) - Curtin University ~ 1998 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia Limited ~ 2003 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia Limited |
| Timothy James Perrin | 2002 | 2010 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Education Pty Limited ~ 2011 - Diploma of Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan Education Pty Limited ~ 2011 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Education Pty Limited ~ 2013 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Education Pty Limited |
| Tracey Grose | 2004 | 2010 - Margin Lending and Geared Investments - Other - Kaplan Higher Education Pty Limited ~ 2013 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited ~ 2013 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Trey Moredoundt | 2010 | 2008 - Bachelor of Commerce (Economics and Finance) - Bachelor Degree (AQF 7) - Curtin University ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - ThreeSixty (GWM Adviser Services) ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Troy Hartley | 1995 | 2001 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2002 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia ~ 2022 - M669 Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University |
| Wuttipong Edward Sangjitphun | 2007 | 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Higher Education Pty Limited ~ 2010 - Master of Commerce (Financial Planning) - Masters Degree (AQF 9) - Western Sydney University ~ 2015 - Provide advice in self-managed superannuation funds - Other - Kaplan Higher Education Pty Limited ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |