Futuro Financial Services Pty ltd

AFS License Number
238478
Name
Futuro Financial Services Pty ltd
ABN/ACN/ARBN
30085870015
Licensee issued
Nov. 12, 2003
Address
Perth, 6000, WA

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Anthony Simpson 2009 1999 - Diploma of Financial Markets - - Finsia ~ 2003 - Diploma of Financial Services - - ThreeSixty ~ 2020 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Bruce Killingly 1989 2002 - Graduate Diploma in Financial Planning - - Securities Institute ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2011 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2014 - Certificate IV in Finance and Mortgage Broking - - Kaplan Professional Education ~ 2014 - Certified Financial Planner - - Financial Planning Association of Australia
 Cameron Scott Mclean 2003 1976 - Bachelor of Business - - Curtin University ~ 2012 - Diploma of Financial Planning - - Pinnacle Financial Services Academy Pty Ltd
 Cody Don Mackay 2016 2016 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Monash University ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Integrity Education Group ~ 2016 - Diploma of Financial Services - Diploma (AQF 5) - Integrity Education Group ~ 2020 - MAA769 Ethics for Financial Services - Bridging Course - Ethics - Deakin University ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University
 Daniel William Brown 2013 2013 - DFP: Securities and Managed Investments - - Kaplan Professional ~ 2013 - Diploma of Financial Planning - - Kaplan Professional ~ 2020 - Accredited Listed Product Adviser Program - Other - KAPLAN Professional ~ 2020 - Advanced Diploma Financial Planning - Advanced Diploma (AQF 6) - KAPLAN Professional ~ 2020 - Self Managed Superannuation Funds - Other - KAPLAN Professional
 Den Thi DO 2005 2003 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) ~ 2009 - Master of Financial Planning - - Royal Melbourne Institute Of Technology
 Geraldine Scott 2004 2003 - Advanced Diploma of Financial Services - - Deakin University ~ 2003 - Diploma of Financial Planning - - Deakin University
 Grant Loechel 2003 1998 - Certified Financial Planner - - FPA ~ 2004 - Master of Financial Planning - - University of the Sunshine Coast ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2012 - Self Managed Superannuation Funds - - Kaplan ~ 2014 - Certificate IV in Finance and Mortgage Broking - - Kaplan
 Gregory John Ryan 1997 1994 - Bachelor of Business - - University of Newcastle ~ 2003 - Diploma of Financial Planning - - Deakin University ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2015 - Cavensih & ICFS Specialist SMSF Course - - The University of Adelaide ~ 2020 - Accredited Listed Product Adviser Program - Other - Kaplan
 Gregory Nunan 1999 2003 - Diploma of Financial Planning - - Deakin University ~ 2010 - Certified Financial Planner - - FPA ~ 2010 - Life Risk Specialist - - FPA ~ 2018 - SuperConcepts & ICFS Specialist SMSF Course - - Super Concepts
 Hari Maragos 2005 2000 - Bachelor of Business - Bachelor Degree (AQF 7) - Victoria University ~ 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - AMP Limited ~ 2014 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan Professional ~ 2020 - MAI769 Ethics for Financial Services - Bridging Course - Ethics - Deakin University ~ 2020 - MLI714 Financial Advice Regulation - Bridging Course - Regulation & Legal Obligations - Deakin University
 James Fraser Nickols 2017 2012 - Master of Insurance & Risk Management - Masters Degree (AQF 9) - Deakin University ~ 2016 - Diploma Financial Planning FNS50615 - Diploma (AQF 5) - Kaplan Australia ~ 2017 - RG146 Managed Investments & Securities - Diploma (AQF 5) - Mentor Education Group
 James Scott Melhuish 2018 2012 - Bachelor of finance (international) - - University of Adelaide ~ 2016 - Diploma of financial planning - - Monarch institute
 James Sherwood 2015 2015 - Diploma of Financial Planning - - International Institute of Technology ~ 2015 - Master of Business Administration - - Griffith University ~ 2018 - Certificate IV in Finance and Mortgage Broking - - KAPLAN Professional ~ 2018 - Statement of Attainment - SMSF - - KAPLAN Professional ~ 2019 - Accredited Listed Product Adviser Program - - KAPLAN Professional
 John Sciacca 2013 1991 - Bachelor of Financial Administration - - University of New England ~ 2012 - Diploma of Financial Planning - - Kaplan Professional
 Krisu Suresh Patel 2017 2016 - Bachelor Applied Finance - - University of South Australia ~ 2017 - Diploma of Financial Planning - - Monarch Institute
 Lawrence Dorcas Raymond 2003 1992 - Diploma of Financial Planning - - FPA ~ 1995 - Certified Financial Planner - - FPA ~ 2004 - Self Managed Superannuation Funds Program - - FPA ~ 2021 - FASEA Exam - Other - FASEA
 Lee Charles Martin 2004 2010 - Advanced Diploma of Financial Services (Financial Planning) - - International Institute of Technology Pty Ltd (IIT) ~ 2010 - Diploma of Financial Services (Financial Planning) - - International Institute of Technology Pty Ltd (IIT) ~ 2016 - Tier 1 Specialist Margin Lending Course - Other - International Institute of Technology Pty Ltd (IIT)
 Mark Ceglinski 2018 1988 - Bachelor of Commerce - - UWA ~ 1990 - Chartered Accountant/Fellow - Other - CAANZ ~ 2004 - Masters of Business Administration - Masters Degree (AQF 9) - UWA ~ 2013 - Taxation - - ATO ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan
 Matthew Joel Illana 2007 2005 - Bachelor of Banking and International Finance - - The Flinders University of SA ~ 2008 - Graduate Diploma of Financial Planning - - FINSIA
 Megan Bartlett 2001 1989 - Bachelor Degree - BCom - - The Australian National University ~ 2003 - Diploma - DFP - - Deakin University ~ 2005 - CPA - Specialist in Financial Planning - - CPA Australia ~ 2011 - CFP - Certified Financial Planner - - The Financial Planning Association of Australia ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Michael Raymond Mayoh 1996 2000 - Certified Financial Planner Program - - FPA ~ 2000 - Diploma of Financial Planning - - FPA & Deakin University ~ 2011 - Margin Lending & Geared Investments - - Kaplan ~ 2016 - SuperConcepts & ICFS Specialist SMSF Course - - The University of Adelaide
 Michael Scott Frawley 2002 2001 - Advanced Diploma Financial Markets - - FINSEA ~ 2004 - Advanced Diploma of Financial Planning - - FPA ~ 2005 - SMSF Accreditation - - Kaplan ~ 2015 - Cert IV Mortgage Broking - - Kaplan ~ 2016 - Graduate Certificate Financial Planning - - Griffith University
 Miral Thakker 2013 2008 - Diploma of Financial Services (Financial Planning) - - Mentor Education ~ 2015 - Advanced Diploma of Financial Planning - - Mentor Education ~ 2019 - Accredited Listed Product Adviser Program - - Kaplan Professional
 Paul Cashman 2004 1972 - Bachelor of Arts (Actuarial Studies) - - Macquarie University ~ 2005 - Diploma of Financial Services - - Tribeca ~ 2011 - Self Managed Superannuation Fund - - Kaplan ~ 2012 - Certificate IV in Finance and Mortgage Broking - - The National Finance Institute ~ 2014 - Accredited Listed Product Adviser Program - - Kaplan
 Paul Michael Hughes 2015 2013 - Diploma of Financial Planning - - Mentor Education
 Paul Robert Garner 2007 1996 - Bachelor of Business (Marketing) - - University of South Australia ~ 2000 - Graduate Diploma in Commerce - - University of South Australia ~ 2007 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional
 Perry Jared Wilkey 2002 2010 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2013 - Cavendish & ICFS Specialist SMSF Course - - University of Adelaide ~ 2014 - Diploma of Finance & Mortgage Broking Management - - Kaplan ~ 2017 - Accredited Listed Product Adviser Program - - Kaplan Professional Education ~ 2021 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - ROYAL MELBOURNE INSTITUTE OF TECHNOLOGY
 Peter John Holland 2004 1991 - Bachelor of Commerce - - The Australian National University ~ 1999 - Diploma of Financial Planning - - FPA ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2014 - Cavendish & ICFS Specialist SMSF Course - - University of Adelaide ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Raffi Pailagian 2003 2004 - Diploma of Financial Planning - - FPA ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2014 - Self Managed Superannuation Funds - - Kaplan ~ 2015 - Accredited Listed Product Adviser Program - - Kaplan
 Scott Hammond 1998 1998 - Diploma of Financial Planning - Diploma (AQF 5) - FPA ~ 2011 - Margin Lending and Geared Inv. - Other - Kaplan ~ 2011 - Self Managed Super Fund Course - Other - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Scott Middleton 2003 1991 - Bachelor of Arts (Actuarial Studies and Statistics) - - Macquarie University ~ 2003 - Diploma of Financial Planning - - FPA ~ 2003 - Master of Commerce - - University of Western Sydney ~ 2014 - Cavendish & ICFS Specialist SMSF Course - - University of Adelaide
 William Wedge Henwood 2005 1997 - Bachelor of Commerce - - Curtin University ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2012 - SMSF Specialist Adviser - - SMSFA ~ 2014 - Tax (Financial) Adviser - - Tax Practitioners Board
 Zareh Deyirmendjian 2011 2011 - Certificate IV in Financial Services (Finance/Mortgage Broking) - - The National Finance Institute ~ 2011 - Diploma of Financial Services - - Kaplan ~ 2014 - Self Managed Superannuation Funds - - Kaplan