This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Philip Taylor | 2015 | 2007 - Diploma of Financial Services (Financial Planning) - - Pinnacle Financial Services Academy ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - - Pinnacle Financial Services Academy ~ 2015 - Statement of Attainment - Margin Lending - - Monarch Institute ~ 2016 - Fellow, Chartered Financial Practitioner (FChFP) - - Association of Financial Advisers ~ 2019 - Masters in Business Administration - Masters Degree (AQF 9) - Kaplan Business School |
| Viral Thakkar | 2015 | 2003 - Bachelor of Business (Information Systems) - - Central Queensland University ~ 2015 - Diploma of Financial Planning - - Mentor Education ~ 2016 - Advanced Diploma of Financial Planning - - Mentor Education ~ 2016 - Tier 1 Margin Lending - Personal Advice - - Kaplan Professional ~ 2017 - Self Managed Superannuation Fund Adviser (Personal Advice) - - Mentor |