This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Taylor Hall | 2023 | 2021 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University |
| Marcus John O'callaghan | 2006 | 1994 - Bachelor of Commerce - - University of Melbourne ~ 1994 - Bachelor of Laws - - Bond University ~ 2005 - Diploma of Financial services (Financial Planning) - - ThreeSixty ~ 2010 - Certificate IV in Financial Services (Finance and Mortgage Broking) - - TAFE NSW |
| Matthew Anthony Firman | 2012 | 2010 - Bachelor of Commerce - - Deakin University ~ 2012 - Diploma of Financial Services - - Investment Banking Institute |
| Neal Patrick Dunne | 2009 | 1995 - Diploma of Financial Planning - - Financial Planning Association ~ 1997 - Bachelor Of Business - - RMIT ~ 1997 - CFP - - Financial Planning Association ~ 2009 - SMSF Specialist Advisor - - SPAA |