This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
superannuation limited to:
self-managed superannuation fund;
a person s existing holding in a superannuation product but only to the extent required for:
making a recommendation that the person establish a self-managed superannuation fund; and
providing advice to the person on contributions or pensions under a superannuation product;
provide class of financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
general insurance products;
life products limited to:
life risk insurance products;
simple managed investment schemes;
securities; and
superannuation; and
deal in a financial product by:
arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
superannuation limited to:
self-managed superannuation fund; and
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
superannuation limited to:
self-managed superannuation fund;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Dean Newman | 2016 | 1993 - Bachelor of Commerce - - University of Western Sydney ~ 2004 - Graduate Certificate in Financial Planning - - Securities Institute ~ 2016 - RG146 - - Financial Education Professionals ~ 2021 - FASEA Exam - Other - FASEA |
| Jeremy Austin Mortlock | 2016 | 1995 - Bachelor of Business - - The University of Newcastle ~ 1999 - Postgraduate Diploma in Accounting - - Macquarie University ~ 2016 - RG146 - - Financial Education Professionals ~ 2021 - FASEA Exam - Other - FASEA |
| Keti Stevanovski | 2017 | 1994 - Bachelor of Commerce - - University of Woollongong ~ 2016 - Kaplan FP, Super and SMSF - - Kaplan |
| Michael Jones | 2016 | 1985 - Bachelor of Arts - - University of Melbourne ~ 1992 - Bachelor of Economics - - Monash University ~ 1992 - Master in Tax Law - - University of Melbourne ~ 2016 - RG146 Compliance - - Financial Education Professionals ~ 2021 - FASEA Exam - Other - FASEA |