Fortnum Private Wealth ltd

AFS License Number
357306
Name
Fortnum Private Wealth ltd
ABN/ACN/ARBN
54139889535
Licensee issued
Nov. 1, 2010
Address
Sydney, 2000, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
interests in managed investment schemes limited to:
MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Aaron John Steer 2009 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2012 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2013 - Cavendish & ICFS Specialist SMSF Course - Other - Cavendish ~ 2018 - Accredited Listed Product Adviser Program - Other - Kaplan
 Aaron Troy Mccracken 1988 1991 - Bachelor of Business (Major in Accounting and Finance) - Bachelor Degree (AQF 7) - Edith Cowan University ~ 1999 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2013 - 928 Margin Lending - Other - Kaplan ~ 2014 - Diploma of Financial Planning (FNS50611) - Diploma (AQF 5) - International Institute of Technology
 Adam Pearsall 2007 2003 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2008 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Finsia ~ 2010 - Grad Diploma of Applied Finance & GDAF Major in Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2011 - CFP - Professional Designations - Financial Planning Association ~ 2019 - SMSF - Advanced Diploma (AQF 6) - Kaplan
 Adrian Matthew Portia 2007 2005 - Bachelor of Business - Bachelor Degree (AQF 7) - La Trobe University ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional
 Aileen Maree Jones 2013 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor ~ 2015 - SMSF - Other - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Aime Denise Berg 2013 2010 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2022 - Accredited Listed Product Adviser Program - Other - Kaplan
 Alec James Willing 2018 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2019 - Bachelor of Business - Finance - Bachelor Degree (AQF 7) - University of Tasmania ~ 2021 - FPC008 Investment Advice - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Alexander Nakonechnyy 2016 2012 - Bachelor of Finance - - La Trobe University ~ 2012 - Bachelor of Finance - Bachelor Degree (AQF 7) - La Trobe University ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2013 - Tier 1 Margin Lending - General Advice - Other - Kaplan ~ 2018 - SMSF - Other - Mentor Education
 Alexander Winter 2013 2011 - Bachelor of Commerce (Finance and Economics) - Bachelor Degree (AQF 7) - University of Southern Queensland ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2013 - Self-Managed Superannuation Funds - Other - Kaplan ~ 2020 - ALPA - Other - Kaplan
 Alissia Maree Denly 2018 2005 - Diploma of Financial Services (FNS50804) - Diploma (AQF 5) - Tribeca ~ 2007 - Advanced Diploma of Financial Services (FNS60404) - Advanced Diploma (AQF 6) - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2024 - FPC008 - Investment Advice - Other - Kaplan ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan
 Alka Kalasabail 2018 2016 - Bachelor of Applied Finance/Bachelor of Economics - Bachelor Degree (AQF 7) - Macquarie University ~ 2016 - Diploma of Financial Planning (FNS50615) - Diploma (AQF 5) - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2020 - TASACLv2 Commercial Law - Other - Kaplan ~ 2022 - ALPA - Other - Kaplan
 Amanda Hasib 2006 2000 - Bachelor of Applied Finance - Bachelor Degree (AQF 7) - Macquarie University ~ 2004 - Applied Self-Managed Super Fund Advice - Other - Tower Trust ~ 2005 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2009 - ASX Accredited Listed Products Adviser - Other - Kaplan ~ 2009 - Margin Lending and Geared Investments - Other - Kaplan
 Amber Kate Simpson 2016 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2019 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Kaplan ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan ~ 2023 - CFP Certification Program - Professional Designations - Financial Advice Association Australia
 Andrew Conlan 1999 1988 - Bachelor of Business - Bachelor Degree (AQF 7) - Ballarat College of Advanced Education ~ 1999 - Master of Applied Finance - Masters Degree (AQF 9) - The University of Melbourne ~ 2002 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 2002 - Diploma of Financial Planning - Diploma (AQF 5) - FPA ~ 2016 - SMSF - Other - Kaplan
 Andrew Fenton 2013 2002 - Diploma of Financial Markets - Diploma (AQF 5) - Securities Institute ~ 2007 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Finsia ~ 2010 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan ~ 2014 - Cavendish & ICFS Specialist SMSF Course - Other - University of Adelaide ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Andrew Peter Jones 2002 1996 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Deakin University ~ 2001 - Diploma of Financial Planning (DFP 1- 4) - Diploma (AQF 5) - Securities/Kaplan Professional ~ 2005 - SMSF Specialist Advisor - Professional Designations - SMSF Association ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Ann Louise Thompson 2006 2007 - Diploma of Financial Services (Financial Planning - Diploma (AQF 5) - Kaplan Professional Education ~ 2013 - SMSF - Other - Kaplan ~ 2014 - ASX Listed Products Accredited Course - Other - LPAC Online ~ 2017 - Accredited Aged Care Professional - Other - Aged Care Seps ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional Education
 Anthony Beaumont Davison 2007 1994 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Newcastle ~ 2007 - Masters of Business Administration - Masters Degree (AQF 9) - Macquarie Graduate School of Management ~ 2012 - Diploma of Financial Planning FNS 50610 - Diploma (AQF 5) - Kaplan ~ 2014 - SMSF - Other - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Anthony Gerard Menico 1995 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Anthony Marc Gleeson 2000 1995 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional Education ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional Education
 Anthony Newton 1995 1994 - Diploma of Financial Planning - - Royal Melbourne Institute of Technology (RMIT) ~ 1995 - Bachelor of Commerce - - The Australian National University ~ 2004 - SMSF Specialist Pathway Program - - Kaplan Professional Education ~ 2014 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2015 - Accredited Listed Product Adviser Program - - Kaplan Professional Education
 Anthony Ragonese 2018 2016 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Wollongong ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2022 - Accredited Listed Product Adviser Program - Other - Kaplan Professional
 Ashley Robert Britton 2006 2005 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2012 - Advanced Diploma of Financial Services (Financial Planning FNS60404) - Advanced Diploma (AQF 6) - Kaplan ~ 2012 - Diploma of Financial Services (Financial Planning FNS50804) - Diploma (AQF 5) - Kaplan ~ 2014 - Margin Lending - Other - Kaplan
 Barie Barolli 1997 2004 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia
 Ben Parnell 2016 2007 - Bachelor of Arts (Business Economics) - Honours - Bachelor Degree (AQF 7) - University of Exeter England ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2015 - Securities and Managed Investments - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional
 Breeanna Lee Walsh 2024 2020 - FPC006 - Tax and Commercial Law for Financial Planning - Other - Kaplan ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2023 - ALPA - Other - Kaplan ~ 2024 - Commercial Law - Other - Kaplan
 Brendan Hayes 2004 2002 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2002 - Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education
 Brent Terrence Hopping 2015 2005 - Diploma of Financial Planning - - Deakin University ~ 2005 - Diploma of Financial Planning - Diploma (AQF 5) - FPA ~ 2015 - TASA and the TPB Code of Professional Conduct - Other - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2020 - Graduate Diploma of Applied Finance - Graduate Diploma (AQF 8) - Kaplan
 Brett Cribb 2010 1989 - Bachelor of Engineering - Bachelor Degree (AQF 7) - University of Queensland ~ 2001 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2003 - Equities - - Integratec ~ 2004 - Self Managed Super Funds - Other - Tribeca ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Brett Mcpherson 2009 2003 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Flinders University of South Australia ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Self Managed Superannuation Funds - Other - Kaplan ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Margin Lending - Other - Kaplan
 Bridget Lucy Ambrose 2011 2010 - Bachelor of Applied Finance - Bachelor Degree (AQF 7) - University of South Australia ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan ~ 2012 - SMSF - Other - Kaplan ~ 2020 - ALPA - Other - Kaplan
 Bronson Lee Hills 2018 2018 - Diploma of Financial Planning FNS50615 - - KAPLAN ~ 2019 - Financial Planning Fundamentals - Other - Deakin University ~ 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University ~ 2022 - SMSF Specialist Advisor - Other - SMSF Association
 Bruce John Gardner 2002 1998 - Bachelor of Business Public Administration - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2003 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Cara Maree Hall 2015 2002 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - La Trobe University ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2011 - SMSF Strategies Intensive Borrowing Course - Other - SMSF Training ~ 2016 - Margin Lending - Other - Integrity Education
 Carla Mcguire 0 2023 - FPC008 - Investment Advice - Other - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan
 Caroline Marie Hood 2018 2001 - Bachelor of Business - Bachelor Degree (AQF 7) - Dublin City University (DCU) ~ 2009 - Master of Applied Finance - Masters Degree (AQF 9) - Macquarie University ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional
 Celena Marie Music 2022 2019 - Bachelor of Business - Bachelor Degree (AQF 7) - Griffith University ~ 2019 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2023 - Margin Lending Specialist - Other - Kaplan
 Chanthy Oeur 2006 2004 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2004 - Certificate of Superannuation Management - Certificate (AQF 1-4) - ASFA ~ 2006 - Certified Financial Planner (CFP) - Professional Designations - FPA ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Cheryl Marilyn Rossiter 2002 2002 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2019 - Ethics and professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan
 Chih Leong Tang 2016 2012 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The Australian National University ~ 2013 - Master of Financial Management - Masters Degree (AQF 9) - The Australian National University ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - IIT - International Institute of Technology ~ 2015 - RG146 Tier 1 Specialist Margin Lending Course - - IIT - International Institute of Technology ~ 2019 - ALPA - Other - Kaplan
 Christine Watson 2023 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2021 - FPC006 - Tax and commercial law of financial planning - Other - Kaplan ~ 2021 - FPC008 - Investment Advice - Other - Kaplan ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2024 - Commercial Law - Other - Kaplan
 Christopher Fitzgerald 2014 1996 - Bachelor Commerce (Accounting) - Bachelor Degree (AQF 7) - University of New South Wales ~ 2014 - Diploma Financial Planning FNS50611 - Diploma (AQF 5) - Kaplan Australia ~ 2016 - Advanced Diploma of Financial Plannning FNS60415 - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2016 - Margin Lending - Other - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Christopher James Fallico 2010 2003 - Bachelor of Business (Economics & Finance) - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2004 - Bachelor of Business - - University of Western Sydney ~ 2006 - Diploma of Financial Planning - - Finisia ~ 2006 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Finsia ~ 2010 - Certified Financial Planner - - FPA ~ 2010 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2015 - Margin Lending - - Kaplan ~ 2015 - SMSF - Other - SMSF Association ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Christopher Mcrae 2023 2021 - Bachelor of Commerce (Economics & Finance) - Bachelor Degree (AQF 7) - Macquarie University ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2022 - FPC008 - Investment Advice - Other - Kaplan ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan
 Christopher Shiels 2006 2006 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Tribeca ~ 2006 - Bachelor of Business - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan ~ 2020 - ALPA - Other - Kaplan ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Christopher Vlahos 2022 2015 - Bachelor of Commerce (Marketing and Finance) - Bachelor Degree (AQF 7) - University of Sydney ~ 2019 - Advanced Diploma of Financial Planning (FNS60415) - Advanced Diploma (AQF 6) - Kaplan ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2021 - SuperConcepts & ICFS Specialist SMSF course - Other - SuperConcepts & The University of Adelaide
 Craig Matthews 2002 2006 - Diploma Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Australia
 Curtis David 2008 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca
 Damian Ivan Christou 2006 2005 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2014 - SMSF - Other - Kaplan ~ 2015 - Accredited Listed Product Adviser Program (ALPA) - Other - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Daniel Frederick Clarke 2018 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2019 - TASACLv2 Commercial Law - - Kaplan Professional ~ 2020 - Behavioural Finance and Wealth Mgt - Bridging Course - Behavioural Finance - Griffith University ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Griffith University ~ 2021 - 7232AFE Investments - Other - Griffith University
 Daniel Irvine 2000 2004 - Diploma of Financial Planning - Diploma (AQF 5) - FPA/Deakin University ~ 2008 - Bachelor of Business - Bachelor Degree (AQF 7) - Queensland University of Technology (QUT) ~ 2008 - Certified Financial Planner - Professional Designations - Financial Advice Association Australia ~ 2018 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Professional ~ 2024 - Margin Lending Specialist - Other - Kaplan
 Daniel Joseph Shine 2008 2005 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Bond University ~ 2005 - Bachelor of Laws - Bachelor Degree (AQF 7) - Bond University ~ 2008 - Graduate Diploma of Chartered Accounting - Graduate Diploma (AQF 8) - Institute of Chartered Accountants in Australia ~ 2009 - Diploma of Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan ~ 2020 - Tier 1 Margin Lending - Personal Advice - Other - Kaplan
 Daniel Molesworth 2002 2002 - Diploma in Law - Diploma (AQF 5) - Legal Practitioners Admission Board ~ 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2004 - Bachelor of Finance - Bachelor Degree (AQF 7) - University of Newcastle ~ 2009 - CFP 1-4 & CFPC - Professional Designations - FPA ~ 2020 - ALPA - Other - Kaplan
 Daniel Robert Richards 2010 2000 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Tasmania ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Daniel Stephen Mcmahon 2005 1994 - Degree in Education - - Underdale - Uni SA ~ 2005 - ASX Listed Products Accreditation Course - - Savings Factory ~ 2006 - Graduate Diploma of Financial Planning - - Securities Institute ~ 2007 - Self Managed Superannuation Funds - - Kaplan ~ 2011 - Margin Lending and Geared Investments - - Kaplan
 Daniella Mascarello 2018 2004 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Sydney ~ 2008 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Finsia ~ 2020 - Margin Lending - Other - Financial Education Professionals
 Darren Leonard Skinner 2000 2008 - Advanced Diploma of Financial Services - - ThreeSixty (GWM Adviser Services)
 David Ian Gibson 2003 2004 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2007 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 David Ian Southwood 1996 2000 - Certified Financial Planner - Professional Designations - Financial Advice Association of Australia ~ 2001 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association ~ 2022 - FPC001B Economic & Legal Financial Planning - Other - Kaplan ~ 2022 - FPC006 Taxation for Financial Planning - Other - Kaplan ~ 2024 - SMSF Masterclass - Other - Fortnum Internal Training
 David John Lannen 1988 1997 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association (FPA) ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle
 David Lunn 2000 1992 - B. Eng (Elec) Hons - Bachelor Degree (AQF 7) - University of Technology, Sydney ~ 2000 - MBA (Sub Fin) - Masters Degree (AQF 9) - University of Technology, Sydney ~ 2002 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2006 - SMSF Specialist Advisor - Other - SPAA ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 David Nicholas Macnaught 1993 1991 - Bachelor of Business (Accountancy) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Donovan Joseph Wilson 2018 2009 - Bachelor of Commerce (Economics, Legal Studies) - Bachelor Degree (AQF 7) - University of Kwazulu-Natal, South Africa ~ 2013 - Postgraduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - University of the Free State, South Africa ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Douglas Robert Scriven 2008 2008 - Diploma of Financial Services (FNS50804 Financial Planning) - Diploma (AQF 5) - AAMC Training Group
 Ebony Bridget Lynch 2012 2009 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - MLC ThreeSixty ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) FNS 60404 - Advanced Diploma (AQF 6) - Kaplan ~ 2016 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2021 - ALPA - Other - Kaplan
 Edward Marshall Paterson 2002 1998 - Bachelor of Economics - Bachelor Degree (AQF 7) - La Trobe University ~ 2002 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2003 - Foundation DFP (Diploma of Financial Planning) - Diploma (AQF 5) - FPA ~ 2018 - Accredited Listed Product Adviser Program - Other - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Edward Shilland 2013 2009 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Macquarie University ~ 2012 - FN111 - Financial Markets and Economic Principles - Other - Kaplan ~ 2012 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2015 - Self-Managed Superannuation Funds - Other - Kaplan ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia
 Gareth Colgan 2007 2004 - Diploma of Financial Planning - Diploma (AQF 5) - Tribeca ~ 2008 - SMSF - Other - Kaplan ~ 2009 - Advanced Diploma of Financial Services and ASX Accredited Listed Products Adviser (ALPA) Program - Advanced Diploma (AQF 6) - Kaplan ~ 2011 - Certified Financial Planner - Professional Designations - FPA ~ 2012 - Margin Lending and Geared Investments - Other - Kaplan
 Gareth Hall 1990 1998 - Diploma of Financial Planning - - Financial Planning Association ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2012 - Diploma of Finance and Mortgage Broking Management - - Institute of Strategic Management ~ 2020 - Ethics for Financial Services - Bridging Course - Ethics - Deakin University
 Garifalia Makrangelos 2019 2003 - Diploma of Financial Advising - 90106NSW - Diploma (AQF 5) - FINSIA ~ 2004 - Diploma of Financial Services (Superannuation) (FNB50903) - Diploma (AQF 5) - ASFA ~ 2014 - Master of Business Administration - Masters Degree (AQF 9) - Deakin University ~ 2023 - Accredited Listed Product Adviser Program - Other - Kaplan ~ 2023 - Two Day Accredited Residential Aged Care Workshop - Other - Aged Care Gurus
 Gary Christopher Marsh 2003 1997 - Bachelor of Business (Economics) - - University of Southern Queensland ~ 2000 - Masters of Business Administration - - Macquarie Graduate School of Management ~ 2003 - Graduate Diploma of Financial Planning - - Securities Institute of Australia ~ 2006 - Masters of Accounting - - Macquarie University ~ 2019 - Ethics and Professionalism in Financial Advice - Other - Kaplan
 Glenn Edward Graham Dibley 2008 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2011 - Advanced Diploma of financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2015 - ALPA - Other - Kaplan ~ 2016 - SMSF - Other - Kaplan ~ 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan
 Greg Anthony Cail 2010 2009 - Diploma of Financial Services (Financial Planning) - - RG146 Training Australia / Mentor Education
 Gregory James Cook 1992 1998 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia
 Gregory William Vock 2004 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - TRIBECA ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - TRIBECA ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2021 - Graduate Diploma of Financial Planning - Graduate Certificate (AQF 8) - Kaplan
 Harold Bernard Braakhuis 2010 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2011 - Professional Certificate SMSF - Other - Adelaide University ~ 2018 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University ~ 2020 - Ethics and Professionalism - Bridging Course - Ethics - Deakin Business School
 Hayden James Ross 2008 2005 - Bachelor of Business - Bachelor Degree (AQF 7) - Griffith University ~ 2007 - SMSF - Other - Kaplan ~ 2008 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Financial Services Institute of Australasia (FINSIA) ~ 2013 - Certified Financial Planner - Professional Designations - FPA ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Iain Scott Merson Reid 2007 1980 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - University of New South Wales ~ 1980 - Bachelor of Laws - Bachelor Degree (AQF 7) - University of New South Wales ~ 2000 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association (FPA) ~ 2018 - SMSF - Other - SMSF Association ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Jackie Anne Austin 2012 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy Pty Ltd ~ 2013 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - The National Finance Institute ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy Pty Ltd
 Jacky NG 2014 2010 - Bachelor of Commerce in Accounting and Finance - Bachelor Degree (AQF 7) - UNSW ~ 2012 - Master of Finance - - University of New South Wales ~ 2015 - Diploma of Financial Planning - - Monarch Institute ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planning Association
 Jaklyn Kobie Stephan 2018 2018 - Diploma of Financial Planning (FNS50615) - Diploma (AQF 5) - Monarch Institute ~ 2021 - Margin Lending Specialist - Other - Kaplan
 James Bernard Marshall 2016 2010 - Bachelor of Business - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2011 - Margin Lending Accreditation - Other - Financial Essentials ~ 2014 - Master of Applied Finance - Masters Degree (AQF 9) - Charles Stuart University ~ 2017 - Certified Financial Planner - Professional Designations - FPA ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Jamie Christopher Hynds 1998 2007 - CFP - Graduate Certificate (AQF 8) - FPA ~ 2008 - Self Managed Superannuation Funds - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2010 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional Education ~ 2020 - Aged Care - Other - Kaplan ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan
 Jamie Edward Martin Luxton 1995 1997 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association
 Jason Dean Leddin 2010 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - International Institute of Technology ~ 2014 - Self Managed Superannuation Funds - Other - Pinnacle ~ 2018 - Accredited Listed Product Adviser Program - Other - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan
 Jason Ingold 2007 2000 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Bachelor of Commerce ~ 2005 - Self Managed Superannuation Funds - Advanced Diploma (AQF 6) - Kaplan ~ 2012 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan ~ 2017 - Accredited Listed Product Adviser Program - Other - Kaplan ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan
 Jenny Moskvin 0 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Charles Sturt University ~ 2021 - Master of Applied Finance - Masters Degree (AQF 9) - Charles Sturt University
 Jeremy Boller 2004 2004 - Estate Planning - - Kaplan ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan
 Jessica Mary Biddle 2023 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2022 - FPE016 - Self Managed Superannuation Funds - Other - Kaplan ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan
 Jing Bao 2017 2007 - Bachelor of Commerce in Accounting - Bachelor Degree (AQF 7) - University of New South Wales ~ 2009 - Master of Commerce in International Finance - Masters Degree (AQF 9) - University of New South Wales ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2017 - Financial Planning Skills - Other - Griffith University
 Joanna Moss 2016 2009 - Bachelor of Economic & Social Studies (Business & Management) - - Abersytwyth University (Wales) ~ 2014 - Diploma of Financial Planning - - Kaplan Professional ~ 2016 - Margin Lending - - Kaplan Professional ~ 2019 - Advanced Diploma of Financial Planning - - Kaplan Professional
 Joanne Mary Alice Tuck 2000 2000 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 John Bradley Hollyman 2001 1998 - Bachelor of Business - Bachelor Degree (AQF 7) - UTS ~ 2012 - Certified Financial Planner - Professional Designations - FPA ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 John Goldie 2003 1994 - Certified Financial Planner (CFP) - - FPA ~ 1997 - Diploma of Financial Planning - - Deakin University ~ 2010 - Margin Lending and Geared Investments - - Kaplan
 Jonathan Graham Macleod 2010 1980 - Bachelor of Commerce - - Otago University NZ ~ 2006 - Chartered Accountant Program - - Institute of Chartered Accountants Australia ~ 2010 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2011 - ASX Accredited Listed Products Adviser - - Kaplan Professional Education ~ 2011 - Graduate Diploma of Financial Planning - - Kaplan Professional Education
 Jonathan Kilborn 1997 1994 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology Sydney (UTS) ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Jonathon Richard Tainsh 2008 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2014 - Master of Accounting (Professional) - Masters Degree (AQF 9) - Macquarie University ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2021 - ALPA - Other - Kaplan
 Joseph Yew Tong Hoe 2000 1997 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Australia ~ 2004 - Master of Taxation - Masters Degree (AQF 9) - Curtin University ~ 2012 - Diploma of Financial Services (Financial Planning FNS50804) - Diploma (AQF 5) - Pinnacle ~ 2012 - Margin Lending - Other - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Joshua Ellison 2016 2013 - Bachelor of Commerce (Finance and Financial Planning) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute
 Joshua Janssen 2018 2017 - Advanced Diploma of Financial Planning (FNS60415) - Advanced Diploma (AQF 6) - Kaplan ~ 2017 - Diploma of Financial Planning (FNS50615) - Diploma (AQF 5) - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2020 - ALPA - Other - Kaplan ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan
 Julian Chan 0 2023 - FPC008 - Investment Advice - Other - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan
 Justin Hunter Mcmillan 2004 1997 - Bachelor of Economics - Bachelor Degree (AQF 7) - Murdoch University ~ 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2009 - ALPA - Other - Kaplan ~ 2009 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2009 - SMSF - Other - Kaplan
 Katherine Cairns 2014 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2014 - Securities and Managed Investments Course - Other - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2019 - Aged Care Advice Steps (Accreditation Workshop) - Other - Aged Care Steps ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education
 Kathryn Phyllis Anne Orman 1987 2000 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan
 Kebihetswe Tracey Lee 2015 2005 - Bachelor of Commerce (Banking and Finance) - Bachelor Degree (AQF 7) - Curtin University ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2023 - Tax for Financial Advising - Other - Kaplan Professional ~ 2024 - Commercial Law - Other - Kaplan Professional
 Keith Gleeson 1997 1996 - Bachelor of Commerce (Economics) - Bachelor Degree (AQF 7) - Macquarie University ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional Education ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2021 - SuperConcepts & ICFS Specialist SMSF Course - Other - The University of Adelaide
 Kellie Jane Dhu 2010 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional
 Kellie Jane Treweek 2011 2010 - Advanced Diploma of Financial Services - Advanced Diploma (AQF 6) - Kaplan ~ 2012 - Self Managed Superannuation Funds - Other - Kaplan ~ 2020 - ALPA - Other - Kaplan ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan
 Kevin Feaver 2012 2002 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2012 - Margin Lending - Other - MLC ThreeSixty
 Kieren James 2003 1998 - Bachelor of Commerce in Banking & Finance - Bachelor Degree (AQF 7) - University of Canberra ~ 2002 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2003 - Certified Financial Planner - Professional Designations - Financial Advice Association Australia ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2022 - SMSF - Other - SuperConcepts
 Leah Jane Keelan 2023 2013 - Diploma of Financial Services (Financial Planning FNS50804) - Diploma (AQF 5) - Kaplan ~ 2014 - Advanced Diploma of Financial Planning (FNS60410) - Advanced Diploma (AQF 6) - Mentor Education ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University ~ 2021 - SuperConcepts & ICFS Specialist SMSF course - Other - The University of Adelaide
 Leslie Charles Mcguire 2008 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education Pty Ltd ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Mentor Education Pty Ltd ~ 2009 - Certificate IV Financial Services (Finance/Mortgage Broking) - Certificate (AQF 1-4) - Mortgage & Finance Association of Australia (MFAA) ~ 2013 - Master of Business Administration - Masters Degree (AQF 9) - Australian Institute of Financial Studies Pty Ltd
 Lisa Maree Mcpherson 1999 2000 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Assocation of Australia ~ 2005 - Self Managed Super Funds - Other - Kaplan ~ 2007 - Master of Financial Planning - Masters Degree (AQF 9) - University of Sunshine Coast ~ 2011 - Margin Lending & Geared Investments - Other - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Lynette Margaret Heaysman 1997 2011 - Margin Lending and Geared Investments - Other - Kaplan ~ 2012 - Graduate Diploma of Applied Finance - Graduate Diploma (AQF 8) - Kaplan ~ 2015 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan
 Lynnette Maree Ross 1995 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association (FPA) ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan
 Maree Barry 2001 2001 - Diploma of Financial Planning - Diploma (AQF 5) - FPA ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Mark Abfalter 2001 2002 - Diploma of Financial Advising - - Securities Institute of Australia ~ 2004 - Certified Financial Planner (CFP) - - Deakin University ~ 2012 - ALPA - - Kaplan ~ 2018 - SMSF - - Mentor Education
 Mark Chan 2001 2001 - Bachelor of Commerce (Hospitality Management and Marketing) - Bachelor Degree (AQF 7) - University of New South Wales ~ 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Assocation of Australia ~ 2010 - Certificate IV in Financial Services (Finance/Mortgage Broking) - Certificate (AQF 1-4) - Kaplan ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy
 Mark Ian Giles 1988 2000 - Diploma of Financial Planning - - Financial Planning Association ~ 2010 - Graduate Certificate in Commerce (Financial Planning) - - University of Western Sydney ~ 2011 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Mark Johnson 2015 2012 - Bachelor of Business (Bbus) - Bachelor Degree (AQF 7) - University of Technology, Sydney ~ 2012 - Diploma of Financial Planning(FNS50610) - Diploma (AQF 5) - Kaplan ~ 2014 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2020 - ALPA - Other - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Mark Lynton Bowles 2001 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Professional Education ~ 2012 - SMSF - Other - Kaplan Professional Education ~ 2017 - Accredited Listed Product Adviser - Other - Kaplan Professional Education ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan
 Matthew Charles Tuohey 1998 1996 - Bachelor of Business(Accounting, Human Resources) - Bachelor Degree (AQF 7) - La Trobe University ~ 2003 - Diploma of Financial Planning - Diploma (AQF 5) - FPA ~ 2010 - SMSF - Other - FirstTech
 Matthew James Landon 2018 2013 - Bachelor of Commerce - Accountancy - Bachelor Degree (AQF 7) - University of Wollongong ~ 2016 - Master of Financial Planning - Masters Degree (AQF 9) - University of NSW ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2021 - Accredited Listed Product Adviser Program - Other - Kaplan ~ 2021 - Margin Lending Specialist - Other - Kaplan
 Matthew John Clingeleffer 1999 2003 - Diploma of Financial Advising - Diploma (AQF 5) - Securities Institute ~ 2012 - Cert IV in Finance & Mortgage Broking - Certificate (AQF 1-4) - Kaplan ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2015 - SMSF - Other - FirstTech ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Matthew John Middleton 2015 2014 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2016 - Tier 1 Margin Lending - Personal Advice - Other - Kaplan ~ 2020 - SMSF - Other - Kaplan ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Matthew Stephen Lane 2003 2002 - Bachelor of Business (Banking and Finance) - Bachelor Degree (AQF 7) - Queensland Univeristy of Technology ~ 2003 - Masters of Financial Planning - Masters Degree (AQF 9) - Griffith University ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia
 Matthew Wood 2011 2006 - Bachelor of Business - Bachelor Degree (AQF 7) - Victoria University ~ 2010 - Margin Lending & Geared Investments - Other - Kaplan Professional ~ 2012 - Self Managed Superannuation Funds - Other - Cavendish & University of Adelaide ~ 2013 - Master of Applied Finance - Masters Degree (AQF 9) - Macquarie University
 Max Hogan 2015 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2022 - Margin Lending Specialist - Other - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan
 Megan Kate Neale 2012 2009 - Diploma of Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan ~ 2015 - Advanced Diploma of Financial Planning FNS60410 - Advanced Diploma (AQF 6) - Kaplan ~ 2017 - Self Managed Superannuation Funds - Other - Kaplan ~ 2022 - FPC008 - Investment Advice - Other - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan
 Megan Rebecca Kelly 2016 2004 - Bachelor of Business - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2011 - SMSF Specialist Advisor - Other - SMSF Association ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2021 - Tier 1 Margin Lending - Other - Kaplan
 Michael Dean Scaffidi 2015 2012 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Australia ~ 2012 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Western Australia ~ 2014 - Diploma of Financial Planning (FNS50611) - Diploma (AQF 5) - Kaplan ~ 2015 - Advanced Diploma of Financial Planning (FNS60410) - Advanced Diploma (AQF 6) - Kaplan ~ 2018 - ALPA - Other - Kaplan
 Michael Simon Patrick Dawson 1995 1993 - Bachelor of Business - - Deakin University ~ 1996 - Certified Financial Planner - - Financial Planning Association of Australia ~ 1998 - Diploma of Financial Planning - - Deakin University ~ 2003 - Graduate Diploma of Applied Finance - - Securities Institute of Australia ~ 2010 - Margin Lending and Geared Investments - - Kaplan
 Michelle Schembri 2008 2006 - Diploma of Financial Services (Financial Planning FNS50804) - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Advanced Diploma of Financial Planning (FNS60410) - Advanced Diploma (AQF 6) - Kaplan Professional
 Mitchell Paul Hood 2006 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Integratec ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan
 Mitchell Robert Gallina 2011 2010 - Bachelor of Commerce (Financial Planning & Marketing) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2011 - Certificate IV Financial Services (Finance/Mortgage Broking) - Certificate (AQF 1-4) - GWM Adviser Services/Advice Education ~ 2015 - ALPA - Other - Kaplan ~ 2019 - SuperConcepts & ICFS Specialist SMSF course - Other - Super Concepts ~ 2020 - Ethics in Financial Planning - Bridging Course - Ethics - UTS
 Mitesh Patel 2013 2011 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The Australian National University ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2013 - Margin Lending - - IIT ~ 2014 - Masters of Applied Finance - Masters Degree (AQF 9) - Kaplan ~ 2019 - ALPA - - Kaplan
 Nadezhda Friend 0 2017 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - TAFE NSW
 Nathan Foss 1998 1998 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Tasmania ~ 2000 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University, FPA ~ 2003 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 2003 - Certified Financial Planner (CFP®) - - Financial Planning Association of Australia (FPA) ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2019 - SMSF - Advanced Diploma (AQF 6) - Kaplan
 Nathan Joshua Bosman 2016 2016 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology
 Neil Macdonald 1996 1989 - Bachelor of Economics - - University of Queensland ~ 1997 - Entry Level Competencies for Financial Services Professionals - - Integratec ~ 1998 - Risk Management and Insurance Planning (DFP2) - - National Mutual ~ 2004 - Advanced Investments Planning, Retirement Planning, Contingency Planning, Tax Strategies - - FPA ~ 2010 - Insurance - general, life and broking - - Kaplan
 Neil Paul Younger 2018 1999 - Diploma of Financial Planning - - FPA ~ 2002 - Bachelor of Commerce - - Griffith University
 Nicholas Gahan 2008 2011 - Margin Lending and Geared Investments - Other - Kaplan ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2014 - Self-Managed Superannuation Funds - Other - Kaplan ~ 2015 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2016 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan
 Nicholas James Owen Lloyd 2007 2001 - Bachelor of Commerce & Chemical Engineering (Honours) - Bachelor Degree (AQF 7) - University of Sydney ~ 2006 - Diploma of Financial Services (FNB50099) - Diploma (AQF 5) - Australian Financial Markets Association ~ 2007 - Self Managed Superannuation Fund Adviser Education Program - - Financial Essentials ~ 2008 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Nicholas Nathan Burke 2006 2004 - Bachelor of Commerce - - University of Tasmania ~ 2006 - Diploma of Financial Services (Financial Planning) - - AMP Financial Services ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Odelia Marina D'silva 1992 1984 - Bachelor of Commerce (Financial Accounting & Audit) - - University of Bombay (India) ~ 1985 - Bachelor of Law (General) - - University of Bombay ~ 1993 - Master of Commerce - - University of Bombay ~ 2000 - Graduate Diploma of Business Studies (Personal Financial Planning) - - Massey University ~ 2012 - Diploma of Financial Services (Financial Planning FNS50804) - Diploma (AQF 5) - Pinnacle
 Patricia Soares Garcia 2012 2008 - Bachelor of Biotechnology (Drug Design & Development) - Bachelor Degree (AQF 7) - University of Queensland ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2012 - Margin Lending - Other - Kaplan ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2018 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia
 Paul Darren Turner 2008 2007 - Diploma of Financial Services(Financial Planning FNS50804) - Diploma (AQF 5) - AAMC Training Group ~ 2007 - Graduate Certificate of Business (Marketing) - Graduate Certificate (AQF 8) - Edith Cowan University ~ 2012 - Advanced Diploma of Financial Services (Financial Planning FNS60404) - Advanced Diploma (AQF 6) - Kaplan ~ 2018 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Paul Hatzigeorgiadis 2000 2003 - Bachelor of Business (Financial Planning) - - Royal Melbourne Institute of Technology ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2017 - ALPA - - Kaplan ~ 2017 - Self Managed Superannuation Funds - - Kaplan
 Paul Owen Dobbrick 2000 2004 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Deakin University ~ 2009 - ALPA - Other - Kaplan ~ 2013 - Cavendish & ICFS specialist SMSF course - Other - University of Adelaide ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan
 Peter Andrew Richards 1990 1989 - Bachelor of Engineering - Bachelor Degree (AQF 7) - University of Adelaide ~ 1994 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - The Securities Institute of Australia ~ 1996 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University
 Peter John Beauchamp 1998 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2022 - FPC008 - Investment Advice - Other - Kaplan
 Peter John O'callaghan 1995 1999 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2003 - Master of Financial Services Law - Masters Degree (AQF 9) - Macquarie University ~ 2011 - Cavendish & ICFS Specialist SMSF Course - Other - University of Adelaide ~ 2015 - Diploma of Business, Marketing, Management - Diploma (AQF 5) - Dreamtime Training
 Rachel Steigenberger 2015 2013 - Bachelor of Business (Marketing) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2023 - FPC006 Taxation for Financial Planning - Other - Kaplan ~ 2023 - FPC008 Investment Advice - Other - Kaplan ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan
 Reece Mark Lewis 2018 2014 - Bachelor of Business (Management) - Bachelor Degree (AQF 7) - QUT ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan ~ 2021 - Tier 1 Margin Lending - Personal Advice - Other - Kaplan
 Richard Moule 2015 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2012 - Advanced Dipolma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Pinnacle ~ 2015 - Bachelor of Financial Services - Bachelor Degree (AQF 7) - University of New England ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Robert James Jowett 2000 1995 - Bachelor of Engineering - Bachelor Degree (AQF 7) - The University of Manchester ~ 2002 - Diploma of Financial Planning - Diploma (AQF 5) - FPA
 Robert Martin Wood 2005 2002 - Bachelor of Commerce - - Sydney University ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2009 - CFP - Certified Financial Planner - - Financial Planning Association of Australia ~ 2012 - ASX Listed Products Accreditation Course - - LPAC Online ~ 2012 - Self Managed Superannuation Funds - - Kaplan Professional Education
 Ryan Mark Mccormac 2008 2011 - Diploma of Financial Services (Financial Planning) - RG146 - - Kaplan Professional
 Ryan Paul Dobbrick 2007 2002 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Queensland ~ 2002 - Bachelor of Science (Computer Science) - Bachelor Degree (AQF 7) - University of Queensland ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2010 - Self Managed Superannuation Funds - Other - Kaplan ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan
 Sally Bell 2009 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2011 - Margin Lending and Geared Inv. - Other - Kaplan ~ 2014 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2016 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Sara Caggiano 2006 2001 - Margin Lending & Geared Investments - Other - Kaplan ~ 2005 - Bachelor of Commerce (Banking & Finance) - Bachelor Degree (AQF 7) - University of Canberra ~ 2005 - Bachelor of Science (Investment Mathermatics) - Bachelor Degree (AQF 7) - University of Canberra ~ 2008 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2020 - Accredted Listed Product Adviser Program - Other - Kaplan
 Scott James Dawkins 2005 2002 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Adelaide ~ 2004 - Bachelor of Finance - Bachelor Degree (AQF 7) - The University of Adelaide ~ 2011 - Diploma of Financial Services (Financial Planning (FNS50804) - Diploma (AQF 5) - Kaplan ~ 2012 - Self Managed Superannuation Funds - Other - Kaplan ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Scott Martin Oudendyk-slor 2023 2018 - Bachelor of Business Administration (Economics) - Bachelor Degree (AQF 7) - University of West Georgia ~ 2021 - Ethics and Professionalism - Bridging Course - Ethics - Griffith University ~ 2021 - Income Tax Law & Applied Tax - Other - Griffith University ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University ~ 2021 - Principles of Business and Corporations Law - Other - Griffith University
 Scott Moses 2003 1993 - Diploma of Financial Planning - Diploma (AQF 5) - FPA ~ 2004 - SMSF Adviser Course - Other - Tribeca ~ 2006 - ASX Accredited Listed product Adviser - Other - FINSIA
 Sean Geoffrey Clingeleffer 2013 2011 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2013 - Tier1: (928) Margin Lending - - Kaplan Professional ~ 2017 - Bachelor of Business (Financial Planning) - - RMIT University ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Sean Michael Mcgowan 2004 2001 - Bachelor of Economics in Economics and Finance - Bachelor Degree (AQF 7) - University of New South Wales ~ 2004 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2006 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2009 - Life Risk Specialist - Other - Financial Planning Association ~ 2012 - Accredited Estate Planning Strategist - Other - Financial Planning Association
 Sharon Lee Ferguson 2001 2004 - Diploma of Financial Planning - - Deakin University ~ 2005 - SMSF - - Financial Essentials ~ 2017 - Accredited Aged Care Professional - - Aged Care Steps ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan
 Shereen Churchill 2007 2008 - Certified Financial Planner - - Financial Planning Association Of Australia ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2009 - Self Managed Superannuation Funds - Other - Financial Essentials ~ 2010 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Newcastle ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Simon Podesta 2009 2008 - Self Managed Superannuation Funds - - Kaplan ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2013 - Bachelor of Commerce (Accounting and Financial Planning) - Bachelor Degree (AQF 7) - Curtin University ~ 2019 - Essential Steps for Aged Care - - Aged Care Steps
 Simone Richardson 2003 1994 - Bachelor of Arts in Humanities - Bachelor Degree (AQF 7) - Griffith University ~ 1999 - Diploma of Financial Planning - Diploma (AQF 5) - Independant Centre of Financial Training ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan ~ 2011 - Diploma of Financial Services (Finance/Mortgage Broking Management FNS50504) - Diploma (AQF 5) - AAMC Training Group ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan
 Stefanie Doriguzzi 2005 1996 - Bachelor of Science - Bachelor Degree (AQF 7) - University of Sydney ~ 2005 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2018 - SMSF - Other - SMSF Association
 Stephen Grabowski 2002 2003 - Diploma of Financial Services - Diploma (AQF 5) - The Commonwealth Bank of Australia ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2008 - Diploma of Financial Services - Diploma (AQF 5) - Kaplan ~ 2012 - Graduate Certificate in Applied Finance - Graduate Certificate (AQF 8) - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Stephen Patrick Nicholas 2006 2000 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2003 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2008 - ASX Accredited Listed Product Adviser - Other - Kaplan ~ 2011 - Self Managed Superannuation Funds - Other - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Steven Brent Hutton 2003 1996 - DFP1 - Introduction to Financial Planning - - FPA ~ 1998 - DFP2 - Risk Management and Insurance Planning - - FPA ~ 2002 - DFP3Z - Investment Planning - - FPA ~ 2002 - DFP4 - Retirement Planning - - FPA
 Steven Thomas Wright 1997 1999 - Diploma of Financial Planning - Diploma (AQF 5) - FPA ~ 2012 - CFP - - FPA ~ 2017 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Charles Sturt University
 Stuart Graeme Mckenzie 2004 1997 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - RMIT ~ 2001 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2004 - CFP Program - Professional Designations - FPA ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan ~ 2013 - Diploma of Finance and Mortgage Broking Management - Diploma (AQF 5) - Kaplan
 Terry Rhodes 2003 1997 - Master of Business Administration - Bachelor Degree (AQF 7) - University of New South Wales ~ 2004 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2008 - Advanced Strategies for Self Managed Superannuation - Other - GWM Adviser Services/Three Sixty ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology
 Thomas Oliver Mcdonald 2011 2008 - Bachelor of Commerce with Bachelor of Laws - Bachelor Degree (AQF 7) - The Australian National University ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2012 - Certified Financial Planner (CFP) - - FPA ~ 2019 - ALPA - Other - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Timothy Alan Lane 2008 1988 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Tasmania ~ 2008 - Investment Planning 1 (DFP3) - - Kaplan ~ 2011 - Margin Lending and Geared Inv. - Other - Kaplan ~ 2015 - Life Insurance Adviser (Personal Advice) - - Mentor Education ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Timothy Foster 1996 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan ~ 2016 - SMSF - Other - Kaplan
 Timothy Gabriel Croke 2008 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2009 - ALPA - Other - Kaplan ~ 2010 - Self Managed Superannuation Funds - Other - Kaplan ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan
 Timothy Gary Easton 2003 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2011 - Margin Lending & Geared Investments - Other - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2022 - FPC008 - Investment Advice - Other - Kaplan
 Timothy James Manwaring 2021 2017 - Bachelor of Applied Finance/Bachelor of Commerce - Professional Accounting - Bachelor Degree (AQF 7) - Macquarie University ~ 2020 - ALPA - Other - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2021 - SMSF - Other - SMSF Association ~ 2023 - CFP Certification Program - Professional Designations - Financial Advice Association Australia
 Timothy Patrick Brown 2012 2012 - Bachelor of Commerce majoring in Accounting, Finance & Financial Planning - Bachelor Degree (AQF 7) - Deakin University ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Tobias Geoffrey Webb 2007 2007 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2022 - Margin Lending Specialist - Other - Kaplan ~ 2023 - FPC008 - Investment Advice - Other - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan
 Toby James Winten 2000 2010 - Margin Lending and Geared Investments - Other - Kaplan ~ 2011 - SMSF Specialist Advisor - Other - SPAA ~ 2014 - ALPA - Other - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan
 Trina Lynn Dooley 2003 1997 - Bachelor of Commerce (Banking & Finance) - Bachelor Degree (AQF 7) - University of Canberra ~ 2002 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA ~ 2004 - Self Managed Superannuation Funds - Advanced Diploma (AQF 6) - Tribeca ~ 2008 - CFP - Professional Designations - Financial Planning Association ~ 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan
 Troy Shannon Davey 1997 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association (FPA)
 Tyson Frank Heinrich 2009 2010 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Holmesglen Institute ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan ~ 2015 - Cavendish & ICFS Specialist SMSF Course - Other - Cavendish ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Vanja Zoric 2016 2013 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Australia ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Accredited Listed Product Adviser Program - Other - Kaplan Professional
 Victor Parker 2010 2007 - Bachelor of Business Management - Bachelor Degree (AQF 7) - University of Queensland ~ 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education ~ 2011 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Pinnacle Financial Services ~ 2013 - Self Managed Superannuation Funds - Other - Kaplan Professional Education ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Wayne Leggett 1979 1991 - DFP 1- 6 - - FPA ~ 1997 - DFP 8 - - FPA ~ 1998 - Certified Financial Planner - - FPA
 William Lyons 2016 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2018 - Advanced Diploma of Financial Planning (FNS60415) - Advanced Diploma (AQF 6) - Kaplan ~ 2020 - Accredited Listed Product Adviser Program - Other - Kaplan ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan
 Wilton Kwan Yun Wong 2004 2011 - Margin Lending and Geared Investments - Other - Kaplan ~ 2012 - Advanced Diploma in Financial Services (Financial Planning) FNS60404 - Advanced Diploma (AQF 6) - Kaplan ~ 2019 - FPC008 - Investment Advice - Other - Kaplan ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 YI Cai 2018 2011 - Bachelor of Finance - Bachelor Degree (AQF 7) - The Australian National University ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan
 Yogita Patel 2015 1995 - Bachelor of Arts (Financial Services) - Bachelor Degree (AQF 7) - London Guildhall University ~ 2014 - Diploma of Financial Planning (FNS50611) - Diploma (AQF 5) - Kaplan ~ 2015 - Advanced Diploma of Financial Planning (FNS60410) - Advanced Diploma (AQF 6) - Mentor ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2020 - Margin Lending - Other - Kaplan
 Yulia Vrany 2018 2006 - Diploma of Business - Diploma (AQF 5) - Martin College ~ 2009 - Bachelor of Business Studies - Bachelor Degree (AQF 7) - Charles Sturt University ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2022 - Margin Lending Specialist - Other - Kaplan Professional
 Zvi Teichtahl 2006 2004 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association ~ 2011 - Margin Lending and Geared Inv. - Other - Kaplan ~ 2012 - ASX Acredited Listed Products Adviser (ALPA) Program - Other - Kaplan ~ 2012 - Cavendish & ICFS Specialist SMSF Course - Other - The University of Adelaide ~ 2015 - Master of Commerce (Financial Planning) - Masters Degree (AQF 9) - University of Western Sydney