This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
interests in managed investment schemes limited to:
MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Aaron John Steer | 2009 | 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2012 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2013 - Cavendish & ICFS Specialist SMSF Course - Other - Cavendish ~ 2018 - Accredited Listed Product Adviser Program - Other - Kaplan |
| Aaron Troy Mccracken | 1988 | 1991 - Bachelor of Business (Major in Accounting and Finance) - Bachelor Degree (AQF 7) - Edith Cowan University ~ 1999 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2013 - 928 Margin Lending - Other - Kaplan ~ 2014 - Diploma of Financial Planning (FNS50611) - Diploma (AQF 5) - International Institute of Technology |
| Adam Dimopoulos | 2005 | 1997 - Bachelor of Business (Banking & Finance) - Bachelor Degree (AQF 7) - Victorian University of Technology ~ 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy ~ 2024 - FPC002B - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2024 - Securities - Other - Personal Financial Services Internal Training |
| Adam Pearsall | 2007 | 2003 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2008 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Finsia ~ 2010 - Grad Diploma of Applied Finance & GDAF Major in Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2011 - CFP - Professional Designations - Financial Planning Association ~ 2019 - SMSF - Advanced Diploma (AQF 6) - Kaplan |
| Adrian Matthew Portia | 2007 | 2005 - Bachelor of Business - Bachelor Degree (AQF 7) - La Trobe University ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Aileen Maree Jones | 2013 | 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor ~ 2015 - SMSF - Other - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Aime Denise Berg | 2013 | 2010 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2022 - Accredited Listed Product Adviser Program - Other - Kaplan |
| Alec James Willing | 2018 | 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2019 - Bachelor of Business - Finance - Bachelor Degree (AQF 7) - University of Tasmania ~ 2021 - FPC008 Investment Advice - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Alexander Winter | 2013 | 2011 - Bachelor of Commerce (Finance and Economics) - Bachelor Degree (AQF 7) - University of Southern Queensland ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2013 - Self-Managed Superannuation Funds - Other - Kaplan ~ 2020 - ALPA - Other - Kaplan |
| Alissia Maree Denly | 2018 | 2005 - Diploma of Financial Services (FNS50804) - Diploma (AQF 5) - Tribeca ~ 2007 - Advanced Diploma of Financial Services (FNS60404) - Advanced Diploma (AQF 6) - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2024 - FPC008 - Investment Advice - Other - Kaplan ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Alka Kalasabail | 2018 | 2016 - Bachelor of Applied Finance/Bachelor of Economics - Bachelor Degree (AQF 7) - Macquarie University ~ 2016 - Diploma of Financial Planning (FNS50615) - Diploma (AQF 5) - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2020 - TASACLv2 Commercial Law - Other - Kaplan ~ 2022 - ALPA - Other - Kaplan |
| Amanda Hasib | 2006 | 2000 - Bachelor of Applied Finance - Bachelor Degree (AQF 7) - Macquarie University ~ 2004 - Applied Self-Managed Super Fund Advice - Other - Tower Trust ~ 2005 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2009 - ASX Accredited Listed Products Adviser - Other - Kaplan ~ 2009 - Margin Lending and Geared Investments - Other - Kaplan |
| Amber Kate Simpson | 2016 | 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2019 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Kaplan ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan ~ 2023 - CFP Certification Program - Professional Designations - Financial Advice Association Australia |
| Andrew Conlan | 1999 | 1988 - Bachelor of Business - Bachelor Degree (AQF 7) - Ballarat College of Advanced Education ~ 1999 - Master of Applied Finance - Masters Degree (AQF 9) - The University of Melbourne ~ 2002 - Certified Financial Planner - Professional Designations - Financial Advice Association Australia ~ 2002 - Diploma of Financial Planning - Diploma (AQF 5) - FPA ~ 2016 - SMSF - Other - Kaplan |
| Andrew Peter Jones | 2002 | 1996 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Deakin University ~ 2001 - Diploma of Financial Planning (DFP 1- 4) - Diploma (AQF 5) - Securities/Kaplan Professional ~ 2005 - SMSF Specialist Advisor - Professional Designations - SMSF Association ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Andrew Philip Scott | 2012 | 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2024 - FPC008 - Investment Advice - Other - Kaplan |
| Ann Louise Thompson | 2006 | 2007 - Diploma of Financial Services (Financial Planning - Diploma (AQF 5) - Kaplan Professional Education ~ 2013 - SMSF - Other - Kaplan ~ 2014 - ASX Listed Products Accredited Course - Other - LPAC Online ~ 2017 - Accredited Aged Care Professional - Other - Aged Care Seps ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional Education |
| Anthony Beaumont Davison | 2007 | 1994 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Newcastle ~ 2007 - Masters of Business Administration - Masters Degree (AQF 9) - Macquarie Graduate School of Management ~ 2012 - Diploma of Financial Planning FNS 50610 - Diploma (AQF 5) - Kaplan ~ 2014 - SMSF - Other - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Anthony Gerard Menico | 1995 | 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Anthony Marc Gleeson | 2000 | 1995 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional Education ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional Education |
| Anthony Newton | 1995 | 1994 - Diploma of Financial Planning - - Royal Melbourne Institute of Technology (RMIT) ~ 1995 - Bachelor of Commerce - - The Australian National University ~ 2004 - SMSF Specialist Pathway Program - - Kaplan Professional Education ~ 2014 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2015 - Accredited Listed Product Adviser Program - - Kaplan Professional Education |
| Anthony Ragonese | 2018 | 2016 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Wollongong ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2022 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Ashley David Mcauliffe | 2001 | 2004 - Advanced Diploma of Financial Sevices (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2010 - Master of Commerce (Financial Planning) - Masters Degree (AQF 9) - University of Western Sydney ~ 2012 - Master of Business Administration - Masters Degree (AQF 9) - La Trobe University ~ 2024 - Accredited Listed Product Adviser Program - Other - Kaplan Professional |
| Ashley Robert Britton | 2006 | 2005 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2012 - Advanced Diploma of Financial Services (Financial Planning FNS60404) - Advanced Diploma (AQF 6) - Kaplan ~ 2012 - Diploma of Financial Services (Financial Planning FNS50804) - Diploma (AQF 5) - Kaplan ~ 2014 - Margin Lending - Other - Kaplan |
| Ayshe Agaoglu | 2017 | 1999 - Bachelor of Business (Accountancy) - - RMIT University ~ 2014 - Dilpoma of Financial Planning - - Integrity Education Group ~ 2016 - Advanced Diploma of Financial Planning - - Integrity Education Group |
| Barie Barolli | 1997 | 2004 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia |
| Ben Parnell | 2016 | 2007 - Bachelor of Arts (Business Economics) - Honours - Bachelor Degree (AQF 7) - University of Exeter England ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2015 - Securities and Managed Investments - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional |
| Breeanna Lee Walsh | 2024 | 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2020 - FPC006 - Tax and Commercial Law for Financial Planning - Other - Kaplan ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2023 - ALPA - Other - Kaplan ~ 2024 - Commercial Law - Other - Kaplan ~ 2024 - Margin Lending Specialist - Other - Kaplan |
| Brendan Hayes | 2004 | 2002 - Certified Financial Planner - Professional Designations - Financial Advice Association Australia ~ 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan |
| Brent Terrence Hopping | 2015 | 2005 - Diploma of Financial Planning - - Deakin University ~ 2005 - Diploma of Financial Planning - Diploma (AQF 5) - FPA ~ 2015 - TASA and the TPB Code of Professional Conduct - Other - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2020 - Graduate Diploma of Applied Finance - Graduate Diploma (AQF 8) - Kaplan |
| Brett Cribb | 2010 | 1989 - Bachelor of Engineering - Bachelor Degree (AQF 7) - University of Queensland ~ 2001 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2003 - Equities - - Integratec ~ 2004 - Self Managed Super Funds - Other - Tribeca ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Brett Mcpherson | 2009 | 2003 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Flinders University of South Australia ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Self Managed Superannuation Funds - Other - Kaplan ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Margin Lending - Other - Kaplan |
| Bridget Lucy Ambrose | 2011 | 2010 - Bachelor of Applied Finance - Bachelor Degree (AQF 7) - University of South Australia ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan ~ 2012 - SMSF - Other - Kaplan ~ 2020 - ALPA - Other - Kaplan |
| Bronson Lee Hills | 2018 | 2018 - Diploma of Financial Planning FNS50615 - - KAPLAN ~ 2019 - Financial Planning Fundamentals - Other - Deakin University ~ 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University ~ 2022 - SMSF Specialist Advisor - Other - SMSF Association |
| Bruce John Gardner | 2002 | 1998 - Bachelor of Business Public Administration - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2003 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Cara Maree Hall | 2015 | 2002 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - La Trobe University ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2011 - SMSF Strategies Intensive Borrowing Course - Other - SMSF Training ~ 2016 - Margin Lending - Other - Integrity Education |
| Carla Mcguire | 2024 | 2023 - FPC008 - Investment Advice - Other - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2024 - SMSF - Other - The University of Adelaide/SuperConcepts |
| Caroline Marie Hood | 2018 | 2001 - Bachelor of Business - Bachelor Degree (AQF 7) - Dublin City University (DCU) ~ 2009 - Master of Applied Finance - Masters Degree (AQF 9) - Macquarie University ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2024 - FPC008 - Investment Advice - Other - Kaplan ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Celena Marie Music | 2022 | 2019 - Bachelor of Business - Bachelor Degree (AQF 7) - Griffith University ~ 2019 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2023 - Margin Lending Specialist - Other - Kaplan |
| Chanthy Oeur | 2006 | 2004 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2004 - Certificate of Superannuation Management - Certificate (AQF 1-4) - ASFA ~ 2006 - Certified Financial Planner (CFP) - Professional Designations - FPA ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Cheryl Marilyn Rossiter | 2002 | 2002 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2019 - Ethics and professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Chih Leong Tang | 2016 | 2012 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The Australian National University ~ 2013 - Master of Financial Management - Masters Degree (AQF 9) - The Australian National University ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - IIT - International Institute of Technology ~ 2015 - RG146 Tier 1 Specialist Margin Lending Course - - IIT - International Institute of Technology ~ 2019 - ALPA - Other - Kaplan |
| Christine Watson | 2023 | 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2021 - FPC006 - Tax and commercial law of financial planning - Other - Kaplan ~ 2021 - FPC008 - Investment Advice - Other - Kaplan ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2024 - Commercial Law - Other - Kaplan |
| Christopher Fitzgerald | 2014 | 1996 - Bachelor Commerce (Accounting) - Bachelor Degree (AQF 7) - University of New South Wales ~ 2014 - Diploma Financial Planning FNS50611 - Diploma (AQF 5) - Kaplan Australia ~ 2016 - Advanced Diploma of Financial Plannning FNS60415 - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2016 - Margin Lending - Other - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Christopher James Fallico | 2010 | 2003 - Bachelor of Business (Economics & Finance) - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2004 - Bachelor of Business - - University of Western Sydney ~ 2006 - Diploma of Financial Planning - - Finisia ~ 2006 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Finsia ~ 2010 - Certified Financial Planner - - FPA ~ 2010 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2015 - Margin Lending - - Kaplan ~ 2015 - SMSF - Other - SMSF Association ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Christopher John Payne | 2016 | 2015 - Bachelor of Business - - La Trobe University ~ 2018 - Tier 1 Margin Lending Personal Advice - Other - Kaplan Professional ~ 2024 - Certified Financial Planner - Professional Designations - Financial Advice Association of Australia (FAAA) ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2024 - SMSF Specialist Advisor - Other - Self Managed Super Fund Association |
| Christopher Mcrae | 2023 | 2021 - Bachelor of Commerce (Economics & Finance) - Bachelor Degree (AQF 7) - Macquarie University ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2022 - FPC008 - Investment Advice - Other - Kaplan ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Christopher Shiels | 2006 | 2006 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Tribeca ~ 2006 - Bachelor of Business - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan ~ 2020 - ALPA - Other - Kaplan ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Christopher Vlahos | 2022 | 2015 - Bachelor of Commerce (Marketing and Finance) - Bachelor Degree (AQF 7) - University of Sydney ~ 2019 - Advanced Diploma of Financial Planning (FNS60415) - Advanced Diploma (AQF 6) - Kaplan ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2021 - SuperConcepts & ICFS Specialist SMSF course - Other - SuperConcepts & The University of Adelaide |
| Cindy Excell | 2006 | 1999 - Bachelor of Economics (Accounting) - Bachelor Degree (AQF 7) - Xiamen University ~ 2003 - Masters of Applied Finance - Masters Degree (AQF 9) - Macquarie University ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2008 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2011 - Certified Financial Planner - Professional Designations - FAAA |
| Craig Matthews | 2002 | 2006 - Diploma Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Australia |
| Curtis David | 2008 | 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca |
| Damian Ivan Christou | 2006 | 2005 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2014 - SMSF - Other - Kaplan ~ 2015 - Accredited Listed Product Adviser Program (ALPA) - Other - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Damon Green | 2008 | 2008 - Bachelor of Business - Bachelor Degree (AQF 7) - La Trobe University ~ 2023 - FPC001B - Economic and Legal Context for Financial Planning - Bridging Course - Ethics - Kaplan |
| Daniel Frederick Clarke | 2018 | 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2019 - TASACLv2 Commercial Law - - Kaplan Professional ~ 2020 - Behavioural Finance and Wealth Mgt - Bridging Course - Behavioural Finance - Griffith University ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Griffith University ~ 2021 - 7232AFE Investments - Other - Griffith University ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Griffith University |
| Daniel Irvine | 2000 | 2004 - Diploma of Financial Planning - Diploma (AQF 5) - FPA/Deakin University ~ 2008 - Bachelor of Business - Bachelor Degree (AQF 7) - Queensland University of Technology (QUT) ~ 2008 - Certified Financial Planner - Professional Designations - Financial Advice Association Australia ~ 2018 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Professional ~ 2024 - Margin Lending Specialist - Other - Kaplan |
| Daniel Joseph Shine | 2008 | 2005 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Bond University ~ 2005 - Bachelor of Laws - Bachelor Degree (AQF 7) - Bond University ~ 2008 - Graduate Diploma of Chartered Accounting - Graduate Diploma (AQF 8) - Institute of Chartered Accountants in Australia ~ 2009 - Diploma of Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan ~ 2020 - Tier 1 Margin Lending - Personal Advice - Other - Kaplan |
| Daniel Molesworth | 2002 | 2002 - Diploma in Law - Diploma (AQF 5) - Legal Practitioners Admission Board ~ 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2004 - Bachelor of Finance - Bachelor Degree (AQF 7) - University of Newcastle ~ 2009 - CFP 1-4 & CFPC - Professional Designations - FPA ~ 2020 - ALPA - Other - Kaplan |
| Daniel Robert Richards | 2010 | 2000 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Tasmania ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Daniel Stephen Mcmahon | 2005 | 1994 - Degree in Education - - Underdale - Uni SA ~ 2005 - ASX Listed Products Accreditation Course - - Savings Factory ~ 2006 - Graduate Diploma of Financial Planning - - Securities Institute ~ 2007 - Self Managed Superannuation Funds - - Kaplan ~ 2011 - Margin Lending and Geared Investments - - Kaplan |
| Daniella Mascarello | 2018 | 2004 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Sydney ~ 2008 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Finsia ~ 2020 - Margin Lending - Other - Financial Education Professionals |
| Darren Leonard Skinner | 2000 | 2008 - Advanced Diploma of Financial Services - - ThreeSixty (GWM Adviser Services) |
| David Ian Gibson | 2003 | 2004 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2007 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| David Ian Southwood | 1996 | 2000 - Certified Financial Planner - Professional Designations - Financial Advice Association of Australia ~ 2001 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association ~ 2022 - FPC001B Economic & Legal Financial Planning - Other - Kaplan ~ 2022 - FPC006 Taxation for Financial Planning - Other - Kaplan ~ 2024 - SMSF Masterclass - Other - Fortnum Internal Training |
| David John Lannen | 1988 | 1997 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association (FPA) ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle |
| David Lunn | 2000 | 1992 - B. Eng (Elec) Hons - Bachelor Degree (AQF 7) - University of Technology, Sydney ~ 2000 - MBA (Sub Fin) - Masters Degree (AQF 9) - University of Technology, Sydney ~ 2002 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2006 - SMSF Specialist Advisor - Other - SPAA ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| David Nicholas Macnaught | 1993 | 1991 - Bachelor of Business (Accountancy) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Deborah Frances French | 2018 | 2008 - Bachelor of Business Studies in Finance - Bachelor Degree (AQF 7) - Massey University, New Zealand ~ 2012 - Graduate Diploma in Business Studies in Personal Financial Planning - Graduate Diploma (AQF 8) - Massey University, New Zealand ~ 2015 - Tax for Financial Advising - Other - Kaplan ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2021 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2023 - Commercial Law - Other - Kaplan ~ 2024 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2024 - SMSF Masterclass - Other - Fortnum |
| Diane Kristine Scott | 2013 | 2012 - Diploma of Financial Planning FNS50610 - Diploma (AQF 5) - Kaplan Australia ~ 2014 - Tier 1 Margin Lending Personal Advice - Other - Kaplan ~ 2016 - Advanced Diploma of Financial Planning FNS60415 - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2022 - Self Managed Superannuation Funds - Other - Kaplan |
| Donovan Joseph Wilson | 2018 | 2009 - Bachelor of Commerce (Economics, Legal Studies) - Bachelor Degree (AQF 7) - University of Kwazulu-Natal, South Africa ~ 2013 - Postgraduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - University of the Free State, South Africa ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Douglas Robert Scriven | 2008 | 2008 - Diploma of Financial Services (FNS50804 Financial Planning) - Diploma (AQF 5) - AAMC Training Group |
| Ebony Bridget Lynch | 2012 | 2009 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - MLC ThreeSixty ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) FNS 60404 - Advanced Diploma (AQF 6) - Kaplan ~ 2016 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2021 - ALPA - Other - Kaplan |
| Edward Marshall Paterson | 2002 | 1998 - Bachelor of Economics - Bachelor Degree (AQF 7) - La Trobe University ~ 2002 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2003 - Foundation DFP (Diploma of Financial Planning) - Diploma (AQF 5) - FPA ~ 2018 - Accredited Listed Product Adviser Program - Other - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Edward Shilland | 2013 | 2009 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Macquarie University ~ 2012 - FN111 - Financial Markets and Economic Principles - Other - Kaplan ~ 2012 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2015 - Self-Managed Superannuation Funds - Other - Kaplan ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia |
| Gabriel Orzoi | 2009 | 2004 - Bachelor of Business and Commerce - Bachelor Degree (AQF 7) - Monash University ~ 2011 - Advanced Diploma of Financial Services - Advanced Diploma (AQF 6) - Kaplan ~ 2013 - Certified Financial Planner - Professional Designations - FAAA ~ 2018 - Accredited Listed Product Adviser Program - Other - Kaplan ~ 2019 - FPC002B - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2019 - Self Managed Superannuation Funds - Other - Kaplan |
| Gareth Colgan | 2007 | 2004 - Diploma of Financial Planning - Diploma (AQF 5) - Tribeca ~ 2008 - SMSF - Other - Kaplan ~ 2009 - Advanced Diploma of Financial Services and ASX Accredited Listed Products Adviser (ALPA) Program - Advanced Diploma (AQF 6) - Kaplan ~ 2012 - Certified Financial Planner - Professional Designations - Financial Advice Association Australia ~ 2012 - Margin Lending and Geared Investments - Other - Kaplan |
| Garifalia Makrangelos | 2019 | 2003 - Diploma of Financial Advising - 90106NSW - Diploma (AQF 5) - FINSIA ~ 2014 - Master of Business Administration - Masters Degree (AQF 9) - Deakin University ~ 2023 - Accredited Listed Product Adviser Program - Other - Kaplan ~ 2023 - FPC002B - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2023 - Two Day Accredited Residential Aged Care Workshop - Other - Aged Care Gurus |
| Gary Christopher Marsh | 2003 | 1997 - Bachelor of Business (Economics) - - University of Southern Queensland ~ 2000 - Masters of Business Administration - - Macquarie Graduate School of Management ~ 2003 - Graduate Diploma of Financial Planning - - Securities Institute of Australia ~ 2006 - Masters of Accounting - - Macquarie University ~ 2019 - Ethics and Professionalism in Financial Advice - Other - Kaplan |
| Glenn Edward Graham Dibley | 2008 | 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2011 - Advanced Diploma of financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2015 - ALPA - Other - Kaplan ~ 2016 - SMSF - Other - Kaplan ~ 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Grant Michael Enders | 2001 | 2002 - Diploma of Financial Planning - Diploma (AQF 5) - FPA ~ 2009 - Masters of Business - Personal Financial Planning - Bachelor Degree (AQF 7) - USQ ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan ~ 2012 - Chartered Financial Analyst Program - Professional Designations - CFA Institute ~ 2015 - Cavendish & ICFS Specialist SMSF course - Other - The University of Adelaide ~ 2020 - FPC002B - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2022 - TASACLv2 Commercial Law - Other - Kaplan |
| Greg Anthony Cail | 2010 | 2009 - Diploma of Financial Services (Financial Planning) - - RG146 Training Australia / Mentor Education ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Gregory James Cook | 1992 | 1998 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia |
| Gregory William Vock | 2004 | 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - TRIBECA ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - TRIBECA ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2021 - Graduate Diploma of Financial Planning - Graduate Certificate (AQF 8) - Kaplan |
| Harold Bernard Braakhuis | 2010 | 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2011 - Professional Certificate SMSF - Other - Adelaide University ~ 2018 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University ~ 2020 - Ethics and Professionalism - Bridging Course - Ethics - Deakin Business School |
| Hayden James Ross | 2008 | 2005 - Bachelor of Business - Bachelor Degree (AQF 7) - Griffith University ~ 2007 - SMSF - Other - Kaplan ~ 2008 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Financial Services Institute of Australasia (FINSIA) ~ 2013 - Certified Financial Planner - Professional Designations - FPA ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Iain Scott Merson Reid | 2007 | 1980 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - University of New South Wales ~ 1980 - Bachelor of Laws - Bachelor Degree (AQF 7) - University of New South Wales ~ 2000 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association (FPA) ~ 2018 - SMSF - Other - SMSF Association ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Jackie Anne Austin | 2012 | 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy Pty Ltd ~ 2013 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - The National Finance Institute ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy Pty Ltd |
| Jacky NG | 2014 | 2010 - Bachelor of Commerce in Accounting and Finance - Bachelor Degree (AQF 7) - UNSW ~ 2012 - Master of Finance - - University of New South Wales ~ 2015 - Diploma of Financial Planning - - Monarch Institute ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planning Association |
| Jaklyn Kobie Stephan | 2018 | 2018 - Diploma of Financial Planning (FNS50615) - Diploma (AQF 5) - Monarch Institute ~ 2021 - Margin Lending Specialist - Other - Kaplan |
| James Bernard Marshall | 2016 | 2010 - Bachelor of Business - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2011 - Margin Lending Accreditation - Other - Financial Essentials ~ 2014 - Master of Applied Finance - Masters Degree (AQF 9) - Charles Stuart University ~ 2017 - Certified Financial Planner - Professional Designations - FPA ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Jamie Edward Martin Luxton | 1995 | 1997 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association |
| Jason Dean Leddin | 2010 | 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - International Institute of Technology ~ 2014 - Self Managed Superannuation Funds - Other - Pinnacle ~ 2018 - Accredited Listed Product Adviser Program - Other - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Jason Ingold | 2007 | 2000 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Bachelor of Commerce ~ 2005 - Self Managed Superannuation Funds - Advanced Diploma (AQF 6) - Kaplan ~ 2012 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan ~ 2017 - Accredited Listed Product Adviser Program - Other - Kaplan ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan |
| Jenny Moskvin | 2024 | 2010 - Margin Lending and Geared Investments - Other - Kaplan ~ 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Charles Sturt University ~ 2019 - LAW545 - Taxation Strategies - Other - Charles Sturt University ~ 2021 - Master of Applied Finance - Bachelor Degree (AQF 7) - Charles Sturt University ~ 2024 - Commercial Law - Other - Kaplan |
| Jeremy Boller | 2004 | 2004 - Estate Planning - - Kaplan ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan |
| Jessica Mary Biddle | 2023 | 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2022 - FPE016 - Self Managed Superannuation Funds - Other - Kaplan ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Jing Bao | 2017 | 2007 - Bachelor of Commerce in Accounting - Bachelor Degree (AQF 7) - University of New South Wales ~ 2009 - Master of Commerce in International Finance - Masters Degree (AQF 9) - University of New South Wales ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2017 - Financial Planning Skills - Other - Griffith University |
| Joanna Moss | 2016 | 2009 - Bachelor of Economic & Social Studies (Business & Management) - - Abersytwyth University (Wales) ~ 2014 - Diploma of Financial Planning - - Kaplan Professional ~ 2016 - Margin Lending - - Kaplan Professional ~ 2019 - Advanced Diploma of Financial Planning - - Kaplan Professional |
| Joanne Mary Alice Tuck | 2000 | 2000 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| John Bradley Hollyman | 2001 | 1998 - Bachelor of Business - Bachelor Degree (AQF 7) - UTS ~ 2012 - Certified Financial Planner - Professional Designations - FPA ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| John Goldie | 2003 | 1994 - Certified Financial Planner (CFP) - Professional Designations - FPA ~ 1997 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan |
| Jonathan Graham Macleod | 2010 | 1980 - Bachelor of Commerce - - Otago University NZ ~ 2006 - Chartered Accountant Program - - Institute of Chartered Accountants Australia ~ 2010 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2011 - ASX Accredited Listed Products Adviser - - Kaplan Professional Education ~ 2011 - Graduate Diploma of Financial Planning - - Kaplan Professional Education |
| Jonathan Kilborn | 1997 | 1994 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology Sydney (UTS) ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Jonathan Robert Mccullagh | 2008 | 2005 - Bachelor of Commerce (Banking and Funds Management) - Bachelor Degree (AQF 7) - Griffith University ~ 2010 - Advanced Diploma of Financial Services (Financial Planning FNS60404) - Advanced Diploma (AQF 6) - MLC ThreeSixty ~ 2016 - Certified Financial Planner - Professional Designations - FAAA ~ 2020 - AU Inhouse Accreditation - SMSF - Other - AUPFS ~ 2020 - AU Inhouse Accreditation - Securities - Other - AUPFS ~ 2021 - FPC002B - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Jonathon Richard Tainsh | 2008 | 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2014 - Master of Accounting (Professional) - Masters Degree (AQF 9) - Macquarie University ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2021 - ALPA - Other - Kaplan |
| Joseph Yew Tong Hoe | 2000 | 1997 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Australia ~ 2004 - Master of Taxation - Masters Degree (AQF 9) - Curtin University ~ 2012 - Diploma of Financial Services (Financial Planning FNS50804) - Diploma (AQF 5) - Pinnacle ~ 2012 - Margin Lending - Other - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Joshua Ellison | 2016 | 2013 - Bachelor of Commerce (Finance and Financial Planning) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2017 - Accredited Listed Product Adviser Program - Other - Kaplan ~ 2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Joshua Janssen | 2018 | 2017 - Advanced Diploma of Financial Planning (FNS60415) - Advanced Diploma (AQF 6) - Kaplan ~ 2017 - Diploma of Financial Planning (FNS50615) - Diploma (AQF 5) - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2020 - ALPA - Other - Kaplan ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Julian Chan | 0 | 2023 - FPC008 - Investment Advice - Other - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Justin Hunter Mcmillan | 2004 | 1997 - Bachelor of Economics - Bachelor Degree (AQF 7) - Murdoch University ~ 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2009 - ALPA - Other - Kaplan ~ 2009 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2009 - SMSF - Other - Kaplan |
| Katherine Cairns | 2014 | 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2014 - Securities and Managed Investments Course - Other - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2019 - Aged Care Advice Steps (Accreditation Workshop) - Other - Aged Care Steps ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Kathryn Phyllis Anne Orman | 1987 | 2000 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan |
| Kebihetswe Tracey Lee | 2015 | 2005 - Bachelor of Commerce (Banking and Finance) - Bachelor Degree (AQF 7) - Curtin University ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2023 - Tax for Financial Advising - Other - Kaplan Professional ~ 2024 - Commercial Law - Other - Kaplan Professional |
| Keith Gleeson | 1997 | 1996 - Bachelor of Commerce (Economics) - Bachelor Degree (AQF 7) - Macquarie University ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional Education ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2021 - SuperConcepts & ICFS Specialist SMSF Course - Other - The University of Adelaide |
| Kellie Jane Dhu | 2010 | 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional |
| Kellie Jane Treweek | 2011 | 2010 - Advanced Diploma of Financial Services - Advanced Diploma (AQF 6) - Kaplan ~ 2012 - Self Managed Superannuation Funds - Other - Kaplan ~ 2020 - ALPA - Other - Kaplan ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Kerryn Jane Lancaster | 2003 | 2002 - Diploma of Financial Services - Diploma (AQF 5) - Assessment Education Services |
| Kieren James | 2003 | 1998 - Bachelor of Commerce in Banking & Finance - Bachelor Degree (AQF 7) - University of Canberra ~ 2002 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2003 - Certified Financial Planner - Professional Designations - Financial Advice Association Australia ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2022 - SMSF - Other - SuperConcepts |
| Laura Jordan Imanse | 2018 | 2009 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Otago ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2019 - Certified Financial Planner - Professional Designations - FAAA |
| Lauren Marie Clifton | 0 | 2021 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT |
| Leah Jane Keelan | 2023 | 2013 - Diploma of Financial Services (Financial Planning FNS50804) - Diploma (AQF 5) - Kaplan ~ 2014 - Advanced Diploma of Financial Planning (FNS60410) - Advanced Diploma (AQF 6) - Mentor Education ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University ~ 2021 - SuperConcepts & ICFS Specialist SMSF course - Other - The University of Adelaide |
| Leslie Charles Mcguire | 2008 | 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education Pty Ltd ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Mentor Education Pty Ltd ~ 2009 - Certificate IV Financial Services (Finance/Mortgage Broking) - Certificate (AQF 1-4) - Mortgage & Finance Association of Australia (MFAA) ~ 2013 - Master of Business Administration - Masters Degree (AQF 9) - Australian Institute of Financial Studies Pty Ltd |
| Liam Roche | 0 | 2019 - Bachelor of Commerce - Finance/Financial Planning - Bachelor Degree (AQF 7) - Griffith University ~ 2024 - FPC002B - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Lisa Maree Mcpherson | 1999 | 2000 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Assocation of Australia ~ 2005 - Self Managed Super Funds - Other - Kaplan ~ 2007 - Master of Financial Planning - Masters Degree (AQF 9) - University of Sunshine Coast ~ 2011 - Margin Lending & Geared Investments - Other - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Lynette Margaret Heaysman | 1997 | 2011 - Margin Lending and Geared Investments - Other - Kaplan ~ 2012 - Graduate Diploma of Applied Finance - Graduate Diploma (AQF 8) - Kaplan ~ 2015 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan |
| Lynnette Maree Ross | 1995 | 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association (FPA) ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan |
| Maree Barry | 2001 | 2001 - Diploma of Financial Planning - Diploma (AQF 5) - FPA ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Mark Abfalter | 2001 | 2002 - Diploma of Financial Advising - - Securities Institute of Australia ~ 2004 - Certified Financial Planner (CFP) - - Deakin University ~ 2012 - ALPA - - Kaplan ~ 2018 - SMSF - - Mentor Education |
| Mark Chan | 2001 | 2001 - Bachelor of Commerce (Hospitality Management and Marketing) - Bachelor Degree (AQF 7) - University of New South Wales ~ 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Assocation of Australia ~ 2010 - Certificate IV in Financial Services (Finance/Mortgage Broking) - Certificate (AQF 1-4) - Kaplan ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy |
| Mark Ian Giles | 1988 | 2000 - Diploma of Financial Planning - - Financial Planning Association ~ 2010 - Graduate Certificate in Commerce (Financial Planning) - - University of Western Sydney ~ 2011 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Mark Johnson | 2015 | 2012 - Bachelor of Business (Bbus) - Bachelor Degree (AQF 7) - University of Technology, Sydney ~ 2012 - Diploma of Financial Planning(FNS50610) - Diploma (AQF 5) - Kaplan ~ 2014 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2020 - ALPA - Other - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Mark Lynton Bowles | 2001 | 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Professional Education ~ 2012 - SMSF - Other - Kaplan Professional Education ~ 2017 - Accredited Listed Product Adviser - Other - Kaplan Professional Education ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Matthew Charles Tuohey | 1998 | 1996 - Bachelor of Business(Accounting, Human Resources) - Bachelor Degree (AQF 7) - La Trobe University ~ 2003 - Diploma of Financial Planning - Diploma (AQF 5) - FPA ~ 2010 - SMSF - Other - FirstTech |
| Matthew James Landon | 2018 | 2013 - Bachelor of Commerce - Accountancy - Bachelor Degree (AQF 7) - University of Wollongong ~ 2016 - Master of Financial Planning - Masters Degree (AQF 9) - University of NSW ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2021 - Accredited Listed Product Adviser Program - Other - Kaplan ~ 2021 - Margin Lending Specialist - Other - Kaplan |
| Matthew John Clingeleffer | 1999 | 2003 - Diploma of Financial Advising - Diploma (AQF 5) - Securities Institute ~ 2012 - Cert IV in Finance & Mortgage Broking - Certificate (AQF 1-4) - Kaplan ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2015 - SMSF - Other - FirstTech ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Matthew John Middleton | 2015 | 2014 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2016 - Tier 1 Margin Lending - Personal Advice - Other - Kaplan ~ 2020 - SMSF - Other - Kaplan ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Matthew Stephen Lane | 2003 | 2002 - Bachelor of Business (Banking and Finance) - Bachelor Degree (AQF 7) - Queensland Univeristy of Technology ~ 2003 - Masters of Financial Planning - Masters Degree (AQF 9) - Griffith University ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia |
| Matthew Wood | 2011 | 2006 - Bachelor of Business - Bachelor Degree (AQF 7) - Victoria University ~ 2010 - Margin Lending & Geared Investments - Other - Kaplan Professional ~ 2012 - Self Managed Superannuation Funds - Other - Cavendish & University of Adelaide ~ 2013 - Master of Applied Finance - Masters Degree (AQF 9) - Macquarie University |
| Max Hogan | 2015 | 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2022 - Margin Lending Specialist - Other - Kaplan ~ 2023 - FPC008 - Investment Advice - Other - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Megan Kate Neale | 2012 | 2009 - Diploma of Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan ~ 2015 - Advanced Diploma of Financial Planning FNS60410 - Advanced Diploma (AQF 6) - Kaplan ~ 2017 - Self Managed Superannuation Funds - Other - Kaplan ~ 2022 - FPC008 - Investment Advice - Other - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Megan Rebecca Kelly | 2016 | 2004 - Bachelor of Business - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2011 - SMSF Specialist Advisor - Other - SMSF Association ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2021 - Tier 1 Margin Lending - Other - Kaplan |
| Michael Dean Scaffidi | 2015 | 2012 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Australia ~ 2012 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Western Australia ~ 2014 - Diploma of Financial Planning (FNS50611) - Diploma (AQF 5) - Kaplan ~ 2015 - Advanced Diploma of Financial Planning (FNS60410) - Advanced Diploma (AQF 6) - Kaplan ~ 2018 - ALPA - Other - Kaplan |
| Michael Simon Patrick Dawson | 1995 | 1993 - Bachelor of Business - - Deakin University ~ 1996 - Certified Financial Planner - - Financial Planning Association of Australia ~ 1998 - Diploma of Financial Planning - - Deakin University ~ 2003 - Graduate Diploma of Applied Finance - - Securities Institute of Australia ~ 2010 - Margin Lending and Geared Investments - - Kaplan |
| Michelle Schembri | 2008 | 2006 - Diploma of Financial Services (Financial Planning FNS50804) - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Advanced Diploma of Financial Planning (FNS60410) - Advanced Diploma (AQF 6) - Kaplan Professional |
| Mitchell Paul Hood | 2006 | 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Integratec ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan |
| Mitchell Robert Gallina | 2011 | 2010 - Bachelor of Commerce (Financial Planning & Marketing) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2015 - ALPA - Other - Kaplan ~ 2019 - SuperConcepts & ICFS Specialist SMSF course - Other - Super Concepts ~ 2020 - Ethics in Financial Planning - Bridging Course - Ethics - UTS ~ 2024 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - University of Technology Sydney |
| Mitesh Patel | 2013 | 2011 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The Australian National University ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2013 - Margin Lending - - IIT ~ 2014 - Masters of Applied Finance - Masters Degree (AQF 9) - Kaplan ~ 2019 - ALPA - - Kaplan |
| Nadezhda Friend | 2024 | 2017 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Kaplan ~ 2017 - Commercial Law - Other - Kaplan ~ 2017 - Taxation Law (ACC304) - Other - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - TAFE NSW |
| Nathan Foss | 1998 | 1998 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Tasmania ~ 2000 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University, FPA ~ 2003 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 2003 - Certified Financial Planner (CFP®) - - Financial Planning Association of Australia (FPA) ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2019 - SMSF - Advanced Diploma (AQF 6) - Kaplan |
| Nathan Joshua Bosman | 2016 | 2016 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology |
| Neil Macdonald | 1996 | 1989 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Queensland ~ 1997 - Entry Level Competencies for Financial Services Professionals - Other - Integratec ~ 1998 - Risk Management and Insurance Planning (DFP2) - Other - National Mutual ~ 2004 - Advanced Investments Planning, Retirement Planning, Contingency Planning, Tax Strategies - Other - FPA ~ 2010 - Insurance - general, life and broking - Other - Kaplan |
| Neil Paul Younger | 2018 | 1999 - Diploma of Financial Planning - - FPA ~ 2002 - Bachelor of Commerce - - Griffith University |
| Nicholas Charles Weiss | 0 | 2001 - Graduate Diploma in Applied Finance & Investments - Graduate Diploma (AQF 8) - Securities Institute ~ 2004 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Nicholas Gahan | 2008 | 2011 - Margin Lending and Geared Investments - Other - Kaplan ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2014 - Self-Managed Superannuation Funds - Other - Kaplan ~ 2015 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2016 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Nicholas James Owen Lloyd | 2007 | 2001 - Bachelor of Commerce & Chemical Engineering (Honours) - Bachelor Degree (AQF 7) - University of Sydney ~ 2006 - Diploma of Financial Services (FNB50099) - Diploma (AQF 5) - Australian Financial Markets Association ~ 2007 - Self Managed Superannuation Fund Adviser Education Program - - Financial Essentials ~ 2008 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Nicholas Nathan Burke | 2006 | 2004 - Bachelor of Commerce - - University of Tasmania ~ 2006 - Diploma of Financial Services (Financial Planning) - - AMP Financial Services ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Odelia Marina D'silva | 1992 | 1984 - Bachelor of Commerce (Financial Accounting & Audit) - Bachelor Degree (AQF 7) - University of Bombay ~ 1985 - Bachelor of Law (General) - Bachelor Degree (AQF 7) - University of Bombay ~ 1993 - Master of Commerce - Masters Degree (AQF 9) - University of Bombay ~ 2000 - Graduate Diploma of Business Studies (Personal Financial Planning) - Graduate Diploma (AQF 8) - Massey University ~ 2012 - Diploma of Financial Services (Financial Planning FNS50804) - Diploma (AQF 5) - Pinnacle |
| Patricia Soares Garcia | 2012 | 2008 - Bachelor of Biotechnology (Drug Design & Development) - Bachelor Degree (AQF 7) - University of Queensland ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2012 - Margin Lending - Other - Kaplan ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2018 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia |
| Paul Darren Turner | 2008 | 2007 - Graduate Certificate of Business (Marketing) - Graduate Certificate (AQF 8) - Edith Cowan University ~ 2007 - Graduate Diploma of Business (Marketing) - Graduate Diploma (AQF 8) - Edith Cowan University ~ 2012 - Advanced Diploma of Financial Services (Financial Planning FNS60404) - Advanced Diploma (AQF 6) - Kaplan ~ 2018 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Paul Owen Dobbrick | 2000 | 2004 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Deakin University ~ 2009 - ALPA - Other - Kaplan ~ 2013 - Cavendish & ICFS specialist SMSF course - Other - University of Adelaide ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Peter Andrew Richards | 1990 | 1989 - Bachelor of Engineering - Bachelor Degree (AQF 7) - University of Adelaide ~ 1994 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - The Securities Institute of Australia ~ 1996 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University |
| Peter Henri Rambert | 2006 | 2008 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Financial Services Institute of Australasia ~ 2009 - Self Managed Superannuation Funds - Other - Kaplan ~ 2011 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan ~ 2019 - FPC002B - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Peter John Beauchamp | 1998 | 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2022 - FPC008 - Investment Advice - Other - Kaplan |
| Peter John O'callaghan | 1995 | 1999 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2003 - Master of Financial Services Law - Masters Degree (AQF 9) - Macquarie University ~ 2011 - Cavendish & ICFS Specialist SMSF Course - Other - University of Adelaide ~ 2015 - Diploma of Business, Marketing, Management - Diploma (AQF 5) - Dreamtime Training |
| Phillip Nicolas Bures | 2017 | 2012 - Bachelor of Business (Management) - Bachelor Degree (AQF 7) - University of Newcastle ~ 2012 - Bachelor of Commerce (Finance and Accounting) - Bachelor Degree (AQF 7) - University of Newcastle ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Certified Financial Planner - Professional Designations - FAAA |
| Rachel Steigenberger | 2015 | 2013 - Bachelor of Business (Marketing) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2023 - FPC006 Taxation for Financial Planning - Other - Kaplan ~ 2023 - FPC008 Investment Advice - Other - Kaplan ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Reece Mark Lewis | 2018 | 2014 - Bachelor of Business (Management) - Bachelor Degree (AQF 7) - QUT ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan ~ 2021 - Tier 1 Margin Lending - Personal Advice - Other - Kaplan |
| Richard Moule | 2015 | 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2012 - Advanced Dipolma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Pinnacle ~ 2015 - Bachelor of Financial Services - Bachelor Degree (AQF 7) - University of New England ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Robert James Jowett | 2000 | 1995 - Bachelor of Engineering - Bachelor Degree (AQF 7) - The University of Manchester ~ 2002 - Diploma of Financial Planning - Diploma (AQF 5) - FPA |
| Robert Martin Wood | 2005 | 2002 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Sydney University ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2011 - CFP - Certified Financial Planner - Professional Designations - Financial Advice Association Australia ~ 2012 - ASX Listed Products Accreditation Course - Other - LPAC Online ~ 2012 - Self Managed Superannuation Funds - Other - Kaplan |
| Ryan Mark Mccormac | 2008 | 2011 - Diploma of Financial Services (Financial Planning) - RG146 - - Kaplan Professional |
| Ryan Paul Dobbrick | 2007 | 2002 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Queensland ~ 2002 - Bachelor of Science (Computer Science) - Bachelor Degree (AQF 7) - University of Queensland ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2010 - Self Managed Superannuation Funds - Other - Kaplan ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan |
| Sally Bell | 2009 | 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2011 - Margin Lending and Geared Inv. - Other - Kaplan ~ 2014 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2016 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Sara Caggiano | 2006 | 2001 - Margin Lending & Geared Investments - Other - Kaplan ~ 2005 - Bachelor of Commerce (Banking & Finance) - Bachelor Degree (AQF 7) - University of Canberra ~ 2005 - Bachelor of Science (Investment Mathermatics) - Bachelor Degree (AQF 7) - University of Canberra ~ 2008 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2020 - Accredted Listed Product Adviser Program - Other - Kaplan |
| Scott James Dawkins | 2005 | 2002 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Adelaide ~ 2004 - Bachelor of Finance - Bachelor Degree (AQF 7) - The University of Adelaide ~ 2011 - Diploma of Financial Services (Financial Planning FNS50804) - Diploma (AQF 5) - Kaplan ~ 2012 - Self Managed Superannuation Funds - Other - Kaplan ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Scott Martin Oudendyk-slor | 2023 | 2014 - Bachelor of Business Administration (Economics) - Bachelor Degree (AQF 7) - University of West Georgia ~ 2021 - Ethics and Professionalism - Bridging Course - Ethics - Griffith University ~ 2021 - Income Tax Law & Applied Tax - Other - Griffith University ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University ~ 2021 - Principles of Business and Corporations Law - Other - Griffith University ~ 2022 - SMSF - Other - Fortnum SMSF Masterclass |
| Scott Moses | 2003 | 1993 - Diploma of Financial Planning - Diploma (AQF 5) - FPA ~ 2004 - SMSF Adviser Course - Other - Tribeca ~ 2006 - ASX Accredited Listed product Adviser - Other - FINSIA |
| Sean Geoffrey Clingeleffer | 2013 | 2011 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2013 - Tier1: (928) Margin Lending - - Kaplan Professional ~ 2017 - Bachelor of Business (Financial Planning) - - RMIT University ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Sean Michael Mcgowan | 2004 | 2001 - Bachelor of Economics in Economics and Finance - Bachelor Degree (AQF 7) - University of New South Wales ~ 2004 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2006 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2009 - Life Risk Specialist - Other - Financial Planning Association ~ 2012 - Accredited Estate Planning Strategist - Other - Financial Planning Association ~ 2024 - Accredited Listed Product Adviser Program - Other - Kaplan Professional |
| Sharon Lee Ferguson | 2001 | 2004 - Diploma of Financial Planning - - Deakin University ~ 2005 - SMSF - - Financial Essentials ~ 2017 - Accredited Aged Care Professional - - Aged Care Steps ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Shereen Churchill | 2007 | 2008 - Certified Financial Planner - - Financial Planning Association Of Australia ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2009 - Self Managed Superannuation Funds - Other - Financial Essentials ~ 2010 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Newcastle ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Simon Podesta | 2009 | 2008 - Self Managed Superannuation Funds - - Kaplan ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2013 - Bachelor of Commerce (Accounting and Financial Planning) - Bachelor Degree (AQF 7) - Curtin University ~ 2019 - Essential Steps for Aged Care - - Aged Care Steps |
| Simone Richardson | 2003 | 1994 - Bachelor of Arts in Humanities - Bachelor Degree (AQF 7) - Griffith University ~ 1999 - Diploma of Financial Planning - Diploma (AQF 5) - Independant Centre of Financial Training ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan ~ 2011 - Diploma of Financial Services (Finance/Mortgage Broking Management FNS50504) - Diploma (AQF 5) - AAMC Training Group ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan |
| Stefanie Doriguzzi | 2005 | 1996 - Bachelor of Science - Bachelor Degree (AQF 7) - University of Sydney ~ 2005 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2018 - SMSF - Other - SMSF Association |
| Stephen Grabowski | 2002 | 2003 - Diploma of Financial Services - Diploma (AQF 5) - The Commonwealth Bank of Australia ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2008 - Diploma of Financial Services - Diploma (AQF 5) - Kaplan ~ 2012 - Graduate Certificate in Applied Finance - Graduate Certificate (AQF 8) - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Stephen Patrick Nicholas | 2006 | 2000 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2003 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2008 - ASX Accredited Listed Product Adviser - Other - Kaplan ~ 2011 - Self Managed Superannuation Funds - Other - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Steven Brent Hutton | 2003 | 1996 - DFP1 - Introduction to Financial Planning - - FPA ~ 1998 - DFP2 - Risk Management and Insurance Planning - - FPA ~ 2002 - DFP3Z - Investment Planning - - FPA ~ 2002 - DFP4 - Retirement Planning - - FPA |
| Steven Thomas Wright | 1997 | 1999 - Diploma of Financial Planning - Diploma (AQF 5) - FPA ~ 2012 - CFP - - FPA ~ 2017 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Charles Sturt University |
| Terry Rhodes | 2003 | 1997 - Master of Business Administration - Bachelor Degree (AQF 7) - University of New South Wales ~ 2004 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2008 - Advanced Strategies for Self Managed Superannuation - Other - GWM Adviser Services/Three Sixty ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology |
| Thomas Oliver Mcdonald | 2011 | 2008 - Bachelor of Commerce with Bachelor of Laws - Bachelor Degree (AQF 7) - The Australian National University ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2012 - Certified Financial Planner (CFP) - - FPA ~ 2019 - ALPA - Other - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Timothy Alan Lane | 2008 | 1988 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Tasmania ~ 2008 - Investment Planning 1 (DFP3) - - Kaplan ~ 2011 - Margin Lending and Geared Inv. - Other - Kaplan ~ 2015 - Life Insurance Adviser (Personal Advice) - - Mentor Education ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Timothy Gabriel Croke | 2008 | 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2009 - ALPA - Other - Kaplan ~ 2010 - Self Managed Superannuation Funds - Other - Kaplan ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan |
| Timothy Gary Easton | 2003 | 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2011 - Margin Lending & Geared Investments - Other - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2022 - FPC008 - Investment Advice - Other - Kaplan |
| Timothy James Manwaring | 2021 | 2017 - Bachelor of Applied Finance/Bachelor of Commerce - Professional Accounting - Bachelor Degree (AQF 7) - Macquarie University ~ 2020 - ALPA - Other - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2021 - SMSF - Other - SMSF Association ~ 2023 - CFP Certification Program - Professional Designations - Financial Advice Association Australia |
| Timothy Patrick Brown | 2012 | 2012 - Bachelor of Commerce majoring in Accounting, Finance & Financial Planning - Bachelor Degree (AQF 7) - Deakin University ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Tobias Geoffrey Webb | 2007 | 2007 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2022 - Margin Lending Specialist - Other - Kaplan ~ 2023 - FPC008 - Investment Advice - Other - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Toby James Winten | 2000 | 2010 - Margin Lending and Geared Investments - Other - Kaplan ~ 2011 - SMSF Specialist Advisor - Other - SPAA ~ 2014 - ALPA - Other - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Trina Lynn Dooley | 2003 | 1997 - Bachelor of Commerce (Banking & Finance) - Bachelor Degree (AQF 7) - University of Canberra ~ 2002 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA ~ 2004 - Self Managed Superannuation Funds - Advanced Diploma (AQF 6) - Tribeca ~ 2008 - CFP - Professional Designations - Financial Planning Association ~ 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan |
| Troy Shannon Davey | 1997 | 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association (FPA) |
| Tyson Frank Heinrich | 2009 | 2010 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Holmesglen Institute ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan ~ 2015 - Cavendish & ICFS Specialist SMSF Course - Other - Cavendish ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Vanja Zoric | 2016 | 2013 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Australia ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Accredited Listed Product Adviser Program - Other - Kaplan Professional |
| Victor Parker | 2010 | 2007 - Bachelor of Business Management - Bachelor Degree (AQF 7) - University of Queensland ~ 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education ~ 2011 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Pinnacle Financial Services ~ 2013 - Self Managed Superannuation Funds - Other - Kaplan Professional Education ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Vikki Jayne Manuel | 2001 | 1991 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Southern Queensland ~ 2005 - Graduate Diploma of Applied Investment Finance - Graduate Diploma (AQF 8) - FINSIA ~ 2010 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2016 - Certified Financial Planner - Professional Designations - FAAA ~ 2019 - FPC002B - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Wayne Leggett | 1979 | 1991 - DFP 1- 6 - Diploma (AQF 5) - FPA ~ 1997 - DFP 8 - Diploma (AQF 5) - FPA ~ 1998 - Certified Financial Planner - Professional Designations - FPA |
| William Lyons | 2016 | 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2018 - Advanced Diploma of Financial Planning (FNS60415) - Advanced Diploma (AQF 6) - Kaplan ~ 2020 - Accredited Listed Product Adviser Program - Other - Kaplan ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Wilton Kwan Yun Wong | 2004 | 2011 - Margin Lending and Geared Investments - Other - Kaplan ~ 2012 - Advanced Diploma in Financial Services (Financial Planning) FNS60404 - Advanced Diploma (AQF 6) - Kaplan ~ 2019 - FPC008 - Investment Advice - Other - Kaplan ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| YI Cai | 2018 | 2011 - Bachelor of Finance - Bachelor Degree (AQF 7) - The Australian National University ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Yogita Patel | 2015 | 1995 - Bachelor of Arts (Financial Services) - Bachelor Degree (AQF 7) - London Guildhall University ~ 2014 - Diploma of Financial Planning (FNS50611) - Diploma (AQF 5) - Kaplan ~ 2015 - Advanced Diploma of Financial Planning (FNS60410) - Advanced Diploma (AQF 6) - Mentor ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2020 - Margin Lending - Other - Kaplan |
| Yulia Vrany | 2018 | 2006 - Diploma of Business - Diploma (AQF 5) - Martin College ~ 2009 - Bachelor of Business Studies - Bachelor Degree (AQF 7) - Charles Sturt University ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2022 - Margin Lending Specialist - Other - Kaplan Professional |
| Zvi Teichtahl | 2006 | 2004 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association ~ 2011 - Margin Lending and Geared Inv. - Other - Kaplan ~ 2012 - ASX Acredited Listed Products Adviser (ALPA) Program - Other - Kaplan ~ 2012 - Cavendish & ICFS Specialist SMSF Course - Other - The University of Adelaide ~ 2015 - Master of Commerce (Financial Planning) - Masters Degree (AQF 9) - University of Western Sydney |