This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
interests in managed investment schemes limited to:
MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Aakash Harshad Mehta | 2023 | 2016 - Master of Business Administration (International)/Master of International Finance - Masters Degree (AQF 9) - Deakin University ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University |
| Adam John Davenport | 1998 | 2003 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2003 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association ~ 2003 - Self Managed Superannuation Funds - Other - Kaplan |
| Agnieszka Anna Oudendijk | 2007 | 2006 - Diploma of Financial Services (Superannuation) - Diploma (AQF 5) - ASFA ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2013 - Self-Managed Superannuation Funds - Other - Kaplan ~ 2019 - Certified Financial Planner - Professional Designations - Financial Planning Association |
| Andrew Goh | 2012 | 1996 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University |
| Anna Therese Fogarty | 2015 | 2008 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University |
| Arunabh Banerjee | 0 | 2019 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Monash University ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Cameron Alexander Sicker | 2018 | 2014 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan |
| Daniel Arcadiou | 2003 | 2005 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association ~ 2007 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan ~ 2012 - Self Managed Superannuation Funds - Other - Kaplan |
| Darren Shane Gulasekharam | 2017 | 2014 - Bachelor of Commerce (Accounting, Finance & Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2024 - Tax for Financial Advising - Other - Kaplan Professional |
| David John Batchelor | 1998 | 1991 - Certificate of Superannuation Management - Other - Macquarie University ~ 2000 - Bachelor of Business - Bachelor Degree (AQF 7) - RMIT University ~ 2001 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2001 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2011 - Specialist SMSF Course - Other - University of Adelaide |
| David Scott Bales | 2010 | 1986 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Melbourne ~ 2002 - Graduate Diploma in Financial Management - Graduate Diploma (AQF 8) - University of New England ~ 2004 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Fiona Shedden | 2005 | 2003 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology |
| Jason Michael Calleja | 2014 | 2007 - Bachelor of Commerce - Bachelor Degree (AQF 7) - La Trobe University ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2014 - Self Managed Superannuation Funds - Other - Kaplan ~ 2016 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2017 - Margin Lending Adviser (Personal Advice) - Other - Mentor Education |
| Jinling Pan | 2018 | 2012 - Bachelor of Business (Accountancy) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2013 - Master of Commerce in the field of Applied Finance - Masters Degree (AQF 9) - University of Queensland ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education ~ 2018 - Self Managed Super Funds - Other - Kaplan Professional |
| Karl Hunting | 2004 | 2018 - Margin Lending - Other - Kaplan Professional ~ 2018 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2021 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Kaye Taing | 2015 | 2000 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Adelaide ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2024 - Certified Financial Planner - Professional Designations - Financial Advice Association of Australia |
| Kelly Mayberry | 2012 | 2005 - Certificate III in Financial Services - Other - Victorian Registration and Qualifications Authority (VRQA) ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - Certified Financial Planner - Professional Designations - Financial Advice Association Australia |
| Lee James Wapling | 2018 | 2006 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2010 - Margin Lending & Geared Investments - Other - Kaplan |
| Martin Keith Hawkins | 1999 | 2004 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2005 - Self Managed Superannuation Funds - Other - Tribeca ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Matthew Simon Izzo | 2024 | 2015 - Bachelor of Applied Finance - Bachelor Degree (AQF 7) - University of South Australia ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - SMSF Regulations and Taxation - Other - Kaplan Professional ~ 2024 - Tax for Financial Advising - Bridging Course - Regulation & Legal Obligations - Kaplan Professional |
| Megan Louise Paltoglou | 2002 | 1994 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Melbourne ~ 2006 - Diploma of Financial Planning - Diploma (AQF 5) - FPA ~ 2015 - Self Managed Superannution Fund Adviser (Personal Advice) - Other - Mentor Education ~ 2017 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Michael John Reynolds | 1987 | 1994 - Risk Management & Insurance Planning - Other - Financial Planning Association ~ 1995 - Retirement Planning - Other - Financial Planning Association ~ 1998 - Investment Planning - Other - Financial Planning Association ~ 2003 - Self Managed Superannuation Funds - Other - Kaplan |
| Nicholas Richard Stanley | 2005 | 1998 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2004 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2010 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan ~ 2011 - Specialist SMSF Course - Other - The University of Adelaide |
| Nicola Louise Beswick | 2014 | 2002 - Bachelor of Science - Bachelor Degree (AQF 7) - The University of Otago ~ 2004 - Master of Science - Masters Degree (AQF 9) - The University of Otago ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planning Association Australia |
| Paul Donaldson | 2024 | 2021 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Griffith University ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University |
| Rebecca Poynton | 2018 | 1996 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Melbourne ~ 2004 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - KAPLAN ~ 2020 - Certified Financial Planner - Professional Designations - Financial Planning Association |
| Richard John Dahl | 1996 | 1995 - Graduate Diploma of Applied Finance and Investments - Graduate Diploma (AQF 8) - FINSIA ~ 1996 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association ~ 1997 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2012 - SMSF Specialist Advisor - Other - SMSF Association ~ 2017 - Certified Investment Management Analyst - Professional Designations - Investment Management Consultants Association |
| Tony Castellano | 1999 | 2001 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2003 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) |
| William Michael Russell | 2003 | 2003 - Bachelor of Business Financial Risk Management - Bachelor Degree (AQF 7) - Victoria University ~ 2004 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association ~ 2005 - Self Managed Superannuation Funds - Other - Financial Essentials ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2020 - Ethics and Professional Standards for Financial Advisers - Bridging Course - Ethics - TAFE NSW |