This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
Bree Emily Loxley | 2014 | Bachelor of Science - Honours - University of Western Australia ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Graduate Diploma of Financial Planning - Kaplan Professional Education ~ SMSF Specialist Advisor - SMSF Association |
Charles Douglas Aplin | 2011 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Bachelor of Economics - University of Western Australia ~ Certificate IV in Financial Services (Finance/Mortgage Broking) - Kaplan Professional Education ~ Diploma of Finance and Mortgage - Kaplan Professional Education ~ Diploma of Financial Services (Financial Planning) - Three Sixty |
Michael Dennis Lee | 1989 | Certificate in Financial Markets - Securities Institute of Australia ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ SMSF Specialist Advisor - Self Managed Super Fund Association |
Ryan John Addison | 2015 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Diploma of Financial Planning - International Institute of Technology Pty Ltd (IIT) ~ Tier 1 Specialist Margin Lending Course - International Institute of Technology Pty Ltd (IIT) |
Simone Elizabeth Kerr | 2006 | Bachelor of Commerce - Murdoch University ~ Diploma of Financial Planning - Deakin University |