Fitzpatricks Private Wealth Pty ltd

AFS License Number
247429
Name
Fitzpatricks Private Wealth Pty ltd
ABN/ACN/ARBN
33093667595
Licensee issued
March 1, 2004
Address
Sydney, 2000, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Adam Raymond Ordelman 2000 1999 - Associate Diploma of Accounting - Diploma (AQF 5) - TAFE SA ~ 2002 - Diploma of Financial Markets - Diploma (AQF 5) - Securities Institute ~ 2003 - Diploma of Financial Advising - Diploma (AQF 5) - Securities Institute ~ 2011 - Specialist SMSF Adviser - Other - Terra Cordis Pty Ltd ~ 2022 - Accredited Aged Care Professional - Other - Aged Care Steps
 Alisa Maria Honeyman 1998 1994 - Degree of Bachelor of Commerce in Management Sciences - Bachelor Degree (AQF 7) - University of Canberra ~ 1998 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 1998 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2016 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Alisha Bonomi 2010 2008 - Bachelor of Commerce (Accounting and Financial Planning) - Bachelor Degree (AQF 7) - Curtin University of Technology
 Andrew Martin Outridge 2003 1994 - Associate Diploma of Business (Accounting) - Diploma (AQF 5) - TAFE NSW ~ 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional
 Andrew Raymond Crews 2000 1997 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - University of Western Sydney Hawkesbury ~ 2000 - Chartered Accountant - Professional Designations - Institute of Chartered Accountants ~ 2006 - Certified Financial Planner - Professional Designations - Financial Panning Association of Australia ~ 2010 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional
 Anuja Gupta 2018 2010 - Bachelor of Business Information System - Bachelor Degree (AQF 7) - Kathmandu University ~ 2014 - Master of Business Administration (Advanced) (Finance) - Masters Degree (AQF 9) - Flinders University ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2022 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional
 Ashlee Pam Scougall 2018 2006 - Bachelor of Business - Bachelor Degree (AQF 7) - Griffith University ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2010 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Cavendish & ICFS Specialist SMSF Course - Other - University of Adelaide
 Barton Ross White 2015 2014 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2016 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional
 Bobbe-lee Duncombe 2004 1998 - Bachelor of Business (Banking & Finance) - Bachelor Degree (AQF 7) - Queensland University of Technology (QUT) ~ 2002 - Master of Professional Accounting - Masters Degree (AQF 9) - University of Southern Queensland ~ 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Superconcepts & ICFS Specialist SMSF Online Course - Other - SuperConcepts
 Bradley Cole 2002 1996 - Bachelor of Business (Banking and Finance) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2003 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA ~ 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2020 - SuperConcepts & ICFS Specialist SMSF - Diploma (AQF 5) - University of Adelaide
 Brett Andrew Gilday 2002 2010 - Certificate IV - Financial Services (Fiance/Mortgage) - Certificate (AQF 1-4) - AAMC Training Group ~ 2010 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Principals in Self Managed Superannuation Funds - Diploma (AQF 5) - International Institute of Technology ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Carl Jan Molenaar 2003 2010 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Carrissa Alexis Mari 2005 2004 - Bachelor of Business (Major in Financial Planning) - Bachelor Degree (AQF 7) - University of Technology, Sydney ~ 2010 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2020 - SuperConcepts & ICFS Specialist SMSF Course - Other - SuperConcepts
 Christopher Giaouris 2012 2008 - Bachelor of Commerce (Major in Finance, Financial Planning and Marketing) - Bachelor Degree (AQF 7) - Deakin University ~ 2013 - Certified Financial Planner - Professional Designations - Financial Planning Assocation ~ 2014 - Margin Lending - Other - Pinnacle Financial Services Academy ~ 2017 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional
 Conlie Sid Salvemini 1998 1999 - Bachelor of Business (Double Major in Finance & Marketing) - Bachelor Degree (AQF 7) - Edith Cowan University ~ 2010 - Margin Lending - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Daniel Boyd Stokes 2018 2016 - Bachelor of Business and Commerce (Accounting) - Bachelor Degree (AQF 7) - Western Sydney University ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2021 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2021 - Ethics and professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 David Cuff 2011 2005 - Bachelor of Commerce Accounting - Bachelor Degree (AQF 7) - Macquarie University ~ 2010 - Graduate Diploma of Applied Finance (Major in Financial Planning) - Bachelor Degree (AQF 7) - Kaplan Professional ~ 2015 - Cavendish & ICFS Specialist SMSF Course - Other - Cavendish ~ 2019 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 David John Jackson 1994 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2005 - SMSF Specialist Accreditation Program - Professional Designations - SMSF Association ~ 2014 - Tier 1 Margin Lending Personal Advice - Diploma (AQF 5) - Kaplan Professional
 David Marasea 2005 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Deakin University ~ 2010 - Margin Lending - Other - Pinnacle Financial Services Academy ~ 2010 - Master of Financial Planning - Masters Degree (AQF 9) - Royal Melbourne Institute of Technology ~ 2014 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2017 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional
 David Ryan Counsel 2013 2010 - Advanced Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2010 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Western Australia ~ 2010 - Bachelor of Economics - Bachelor Degree (AQF 7) - The University of Western Australia ~ 2014 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Denis O'callaghan 2000 1988 - Bachelor of Business - Bachelor Degree (AQF 7) - Ballarat College of Advanced Education ~ 2001 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2016 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional
 Garry William Symonds 2017 2004 - Master of Business Administration - Masters Degree (AQF 9) - Edith Cowan University ~ 2015 - 928 Margin Lending - Knowledge and Skills - Diploma (AQF 5) - Kaplan Professional ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professonal
 George Sabini 2000 1994 - Bachelor of Business (Banking and Finance) - Bachelor Degree (AQF 7) - Victoria University of Technology ~ 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2007 - CFP Education Program - Professional Designations - Financial Planning Association ~ 2014 - Accredited Listed Product Adviser Program - Diploma (AQF 5) - Kaplan Professional
 Gino Lorenzo Saggiomo 1999 2004 - Diploma of Financial Services - Diploma (AQF 5) - Tribeca ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2012 - SMSF Specialist Accreditation Program - Professional Designations - SMSF Association
 Glen Philip Sumner 2008 2004 - Diploma of Financial Planning - Diploma (AQF 5) - FPA ~ 2010 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT ~ 2020 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional
 Glen Robert Reilly 1997 2000 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2002 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2016 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional
 Graham Fletcher 2005 2005 - Diploma of Financial Services - Diploma (AQF 5) - Tribeca ~ 2006 - Advanced Diploma of Financial Services - Advanced Diploma (AQF 6) - Tribeca ~ 2008 - Self-Managed Superannuation Funds - Other - Kaplan Professional ~ 2009 - Certified Financial Planner - - FPA ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Helen Russo 1997 2001 - Diploma Financial Planning - Diploma (AQF 5) - Deakin Universty ~ 2011 - Margin Lending - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Cavendish & ICFS Specialist SMSF Course - Other - The University of Adelaide ~ 2015 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2016 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional
 James Morrell Hand 1994 1998 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 1999 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2010 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 James Paul Zhe Xiang Liew 2018 2012 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Australia ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2022 - TFAv1 Tax for Financial Advising - Diploma (AQF 5) - Kaplan Professional
 John Steven Rees 1999 1991 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - La Trobe University ~ 1998 - Chartered Accountant Program - Professional Designations - The Institute of Chartered Accountants of Australia ~ 2000 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2009 - SMSF Specialist Adviser - Professional Designations - SMSF Association ~ 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional
 Jovan John Potkonjak 2015 2014 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2015 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - International Institute of Technology ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional
 Leonard Gennusa 2007 1996 - Bachelor of Engineering (Mechancial Engineering) - Bachelor Degree (AQF 7) - The University of NSW ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2010 - Specialist SMSF Adviser Training Course - Other - SMSF Training ~ 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional
 Marcel Parrett 1992 1990 - Diploma in Farm Management - Diploma (AQF 5) - Marcus Oldham Farm Management College ~ 2000 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2000 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University
 Matthew Robert Alphonso Nicholson 1998 1997 - Bachelor of Economics - - James Cook University ~ 2002 - Graduate Diploma in Financial Planning - Graduate Certificate (AQF 8) - Securities Institute ~ 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Self Managed Superannuation Funds - Other - Mentor Education Group
 Matthew Stuart Sladden 0 2004 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Curtin University of Technology ~ 2009 - Bachelor of Economics - Bachelor Degree (AQF 7) - The University of Western Australia ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2022 - Ethics and Professionalism in Financial Advice - Other - Kaplan ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan
 Michael Gregory Crompton 2008 1999 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Macquarie University ~ 2007 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2009 - Self-Managed Superanuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Michelle Anne Steffensen 2000 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2016 - Self-Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional
 Paul Andrew Mellare 1999 2000 - Bachelor of Econimics - Bachelor Degree (AQF 7) - The University of New England ~ 2001 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2020 - Superconcepts & ICFS Specialist SMSF Course - Other - SuperConcepts
 Rachel Knaus 2015 2006 - Bachelor of Psychology with Honours - Bachelor Degree (AQF 7) - University of Newcastle ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2018 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2019 - Certified Financial Planner Education Program - Professional Designations - FPA Australia ~ 2022 - Approved Bridging Courses - Ethics, Behavioural Finance, Regulatory Compliance - Bridging Course - Ethics - Kaplan Higher Education
 Rocco Anthony Costa 2016 2015 - Bachelor of Commerce (Accounting and Financial Planning) - Bachelor Degree (AQF 7) - Griffith University ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2022 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional
 Ross Alwynd Vanderwolf 1981 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2014 - SMSF Specialist Accreditation Program - Professional Designations - SMSF Association ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Ross Peter Curulli 1998 2003 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2010 - Bachelor of Business Studies - Bachelor Honours Degree (AQF 8) - Charles Sturt University ~ 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional
 Scott Peter Saunders 2017 2004 - Advanced Diploma of Business (Accounting) - Advanced Diploma (AQF 6) - Gordon Institute of TAFE ~ 2009 - Bachelor of Commerce (Accounting, Finance & Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2019 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional
 Shane Andrew Kennealy 2018 2009 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of South Australia ~ 2013 - Cavendish & ICFS Specialist SMSF Course - Other - The University of Adelaide ~ 2016 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2019 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Sharon Michelle Greber 2003 1995 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Murdoch University ~ 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2019 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional
 Simeon Levin 2001 2005 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2015 - Life Risk Specialist - Professional Designations - Financial Planning Association of Australia ~ 2016 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional
 Warrick Michael Hanley 1999 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2005 - SMSF Specialist Advisor (SSA) Accreditation - Professional Designations - SMSF Association ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2015 - 928 Margin Lending - Knowledge and Skills - Diploma (AQF 5) - Kaplan Professional ~ 2015 - Life Risk Specialist - Professional Designations - Financial Planning Association of Australia
 Warwick Thomas Bird 2013 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2016 - Margin Lending - Personal Advice - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2021 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Professional
 William David Howard 2010 2007 - Bachelor of Finance - Bachelor Degree (AQF 7) - The University of Newcastle ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2016 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice (FPC002B) - Bridging Course - Ethics - Kaplan Professonal