This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Aaron John Miller | 2018 | 2016 - Securities & Managed Investments Accreditation Program - Other - Deakin Prime Corporate Education ~ 2018 - Diploma of Financial Planning - - Kaplan ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2021 - TASAclV2 Commercial Law - Other - Kaplan |
| Alexandra Jane Trahair | 2022 | 2019 - Bachelor of Finance - Bachelor Degree (AQF 7) - La Trobe University ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2021 - Tax and Commercial Law for Financial Planning - Other - Kaplan Higher Education ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Alisa Maria Honeyman | 1998 | 1994 - Degree of Bachelor of Commerce in Management Sciences - Bachelor Degree (AQF 7) - University of Canberra ~ 1998 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 1998 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financail Planning Association of Australia Limited ~ 2016 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Alisha Bonomi | 2010 | 2008 - Bachelor of Commerce (Accounting and Financial Planning) - Bachelor Degree (AQF 7) - Curtin University of Technology |
| Andrew Martin Outridge | 2003 | 1994 - Associate Diploma of Business (Accounting) - Diploma (AQF 5) - TAFE NSW ~ 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional |
| Andrew Raymond Crews | 2000 | 1997 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - University of Western Sydney Hawkesbury ~ 2000 - Chartered Accountant - Professional Designations - Institute of Chartered Accountants ~ 2006 - CFP Certification Program - Professional Designations - Financial Planning Association of Australia Limited ~ 2010 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional |
| Anuja Gupta | 2018 | 2010 - Bachelor of Business Information System - Bachelor Degree (AQF 7) - Kathmandu University ~ 2014 - Master of Business Administration (Advanced) (Finance) - Masters Degree (AQF 9) - Flinders University ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited ~ 2022 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional |
| Ashlee Pam Scougall | 2018 | 2006 - Bachelor of Business - Bachelor Degree (AQF 7) - Griffith University ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2010 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Cavendish & ICFS Specialist SMSF Course - Other - University of Adelaide |
| Barton Ross White | 2015 | 2014 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2016 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional |
| Bobbe-lee Duncombe | 2004 | 1998 - Bachelor of Business (Banking & Finance) - Bachelor Degree (AQF 7) - Queensland University of Technology (QUT) ~ 2002 - Master of Professional Accounting - Masters Degree (AQF 9) - University of Southern Queensland ~ 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Superconcepts & ICFS Specialist SMSF Online Course - Other - SuperConcepts |
| Bradley Cole | 2002 | 1996 - Bachelor of Business (Banking and Finance) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2003 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA ~ 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2020 - SuperConcepts & ICFS Specialist SMSF - Diploma (AQF 5) - University of Adelaide |
| Brett Andrew Gilday | 2002 | 2010 - Certificate IV - Financial Services (Fiance/Mortgage) - Certificate (AQF 1-4) - AAMC Training Group ~ 2010 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Principals in Self Managed Superannuation Funds - Diploma (AQF 5) - International Institute of Technology ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Carl Jan Molenaar | 2003 | 2010 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Carrissa Alexis Mari | 2005 | 2004 - Bachelor of Business (Major in Financial Planning) - Bachelor Degree (AQF 7) - University of Technology, Sydney ~ 2010 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2020 - SuperConcepts & ICFS Specialist SMSF Course - Other - SuperConcepts |
| Christopher Giaouris | 2012 | 2008 - Bachelor of Commerce (Major in Finance, Financial Planning and Marketing) - Bachelor Degree (AQF 7) - Deakin University ~ 2013 - Certified Financial Planner - Professional Designations - Financial Planning Assocation ~ 2014 - Margin Lending - Other - Pinnacle Financial Services Academy ~ 2017 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional |
| Conlie Sid Salvemini | 1998 | 1998 - 466 Bachelor of Business - Bachelor Degree (AQF 7) - Edith Cowan University ~ 2010 - Margin Lending - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Education Pty Ltd ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Daniel Boyd Stokes | 2018 | 2016 - Bachelor of Business and Commerce (Accounting) - Bachelor Degree (AQF 7) - Western Sydney University ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2021 - CFP Certification 1-4 Program - Professional Designations - Financial Planning Association of Australia Limited ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| David Cuff | 2011 | 2005 - Bachelor of Commerce Accounting - Bachelor Degree (AQF 7) - Macquarie University ~ 2010 - Graduate Diploma of Applied Finance (Major in Financial Planning) - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2015 - Cavendish & ICFS Specialist SMSF Course - Other - Cavendish ~ 2019 - CFP Certification Program - Professional Designations - Financial Planning Association of Australia Limited ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| David John Jackson | 1994 | 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2005 - SMSF Specialist Accreditation Program - Professional Designations - SMSF Association ~ 2014 - Tier 1 Margin Lending Personal Advice - Diploma (AQF 5) - Kaplan Professional |
| David Marasea | 2005 | 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Deakin University ~ 2010 - Margin Lending - Other - Pinnacle Financial Services Academy ~ 2010 - Master of Financial Planning - Masters Degree (AQF 9) - Royal Melbourne Institute of Technology ~ 2014 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2017 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional |
| David Ryan Counsel | 2013 | 2010 - (FNS60404) Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy ~ 2010 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Western Australia ~ 2010 - Bachelor of Economics - Bachelor Degree (AQF 7) - The University of Western Australia ~ 2013 - CFP Certification Program - Professional Designations - Financial Planning Association of Australia Limited ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice. - Bridging Course - Ethics - Kaplan Higher Education |
| Denis O'callaghan | 2000 | 1988 - Bachelor of Business - Bachelor Degree (AQF 7) - Ballarat College of Advanced Education ~ 2001 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2016 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional |
| Emma Zoey O'toner | 0 | 2018 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Griffith University ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Garry William Symonds | 2017 | 2004 - Master of Business Administration - Masters Degree (AQF 9) - Edith Cowan University ~ 2015 - 928 Margin Lending - Knowledge and Skills - Diploma (AQF 5) - Kaplan Professional ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professonal |
| George Sabini | 2000 | 1994 - Bachelor of Business (Banking and Finance) - Bachelor Degree (AQF 7) - Victoria University of Technology ~ 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2007 - CFP Education Program - Professional Designations - Financial Planning Association ~ 2014 - Accredited Listed Product Adviser Program - Diploma (AQF 5) - Kaplan Professional |
| Gino Lorenzo Saggiomo | 1999 | 2004 - Diploma of Financial Services - Diploma (AQF 5) - Tribeca ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2008 - CFP Certification Program - Professional Designations - Financial Planning Association of Australia Limited ~ 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2012 - SMSF Specialist Accreditation Program - Professional Designations - SMSF Association |
| Glen Philip Sumner | 2008 | 2004 - Diploma of Financial Planning - Diploma (AQF 5) - FPA ~ 2010 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2019 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2020 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional |
| Glen Robert Reilly | 1997 | 2000 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2002 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2016 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional |
| Graham Fletcher | 2005 | 2005 - Diploma of Financial Services - Diploma (AQF 5) - Tribeca ~ 2006 - Advanced Diploma of Financial Services - Advanced Diploma (AQF 6) - Tribeca ~ 2008 - Self-Managed Superannuation Funds - Other - Kaplan Professional ~ 2022 - CFP Certification Program - Professional Designations - Financial Planning Association of Australia Limited ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Helen Russo | 1997 | 2001 - Diploma Financial Planning - Diploma (AQF 5) - Deakin Universty ~ 2011 - Margin Lending - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Cavendish & ICFS Specialist SMSF Course - Other - The University of Adelaide ~ 2015 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2016 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| James Morrell Hand | 1994 | 1998 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2010 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| James Paul Zhe Xiang Liew | 2018 | 2012 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Australia ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2022 - TFAv1 Tax for Financial Advising - Diploma (AQF 5) - Kaplan Professional |
| Jamie Lee Fraser | 0 | 2022 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Griffith University |
| John Steven Rees | 1999 | 1991 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - La Trobe University ~ 1998 - Chartered Accountant Program - Professional Designations - The Institute of Chartered Accountants of Australia ~ 2000 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2009 - SMSF Specialist Adviser - Professional Designations - SMSF Association ~ 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional |
| Leonard Gennusa | 2007 | 1996 - Bachelor of Engineering (Mechancial Engineering) - Bachelor Degree (AQF 7) - The University of NSW ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2010 - Specialist SMSF Adviser Training Course - Other - SMSF Training ~ 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional |
| Marcel Parrett | 1992 | 2000 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University |
| Matthew Robert Alphonso Nicholson | 1998 | 1997 - Bachelor of Economics - Bachelor Degree (AQF 7) - James Cook University ~ 1997 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute Australia ~ 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Self Managed Superannuation Funds - Other - Mentor Education Group |
| Matthew Stuart Sladden | 2024 | 2004 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Curtin University of Technology ~ 2009 - Bachelor of Economics - Bachelor Degree (AQF 7) - The University of Western Australia ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Michael Gregory Crompton | 2008 | 1999 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Macquarie University ~ 2007 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2009 - Self-Managed Superanuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2013 - CFP Certification Program - Professional Designations - Financial Planning Association of Australia Limited ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Michelle Anne Steffensen | 2000 | 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2008 - CFP Certification Program - Professional Designations - Financial Planning Association of Australia Limited ~ 2016 - Self-Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional |
| Paul Andrew Mellare | 1999 | 2000 - Bachelor of Econimics - Bachelor Degree (AQF 7) - The University of New England ~ 2001 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2020 - Superconcepts & ICFS Specialist SMSF Course - Other - SuperConcepts |
| Rachel Anne Blair | 2018 | 2012 - BLW14 Business Law - Other - Curtin University ~ 2013 - BLW22 Taxation - Other - Curtin University ~ 2017 - Bachelor of Business (Financail Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Rachel Knaus | 2015 | 2006 - Bachelor of Psychology with Honours - Bachelor Degree (AQF 7) - University of Newcastle ~ 2014 - FNS60410 Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Education Pty Ltd ~ 2018 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2019 - CFP Certification Program - Professional Designations - Financial Planning Association of Australia Limited ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Rhys John Moller | 0 | 2018 - Bachelor of Business - Bachelor Degree (AQF 7) - The University of Newcastle Australia ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Charles Sturt University |
| Ross Alwynd Vanderwolf | 1981 | 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2014 - SMSF Specialist Accreditation Program - Professional Designations - SMSF Association ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Ross Peter Curulli | 1998 | 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2010 - Bachelor of Business Studies - Bachelor Honours Degree (AQF 8) - Charles Sturt University ~ 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional |
| Scott Peter Saunders | 2017 | 2004 - Advanced Diploma of Business (Accounting) - Advanced Diploma (AQF 6) - Gordon Institute of TAFE ~ 2009 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2019 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional |
| Shane Andrew Kennealy | 2018 | 2009 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of South Australia ~ 2013 - Cavendish & ICFS Specialist SMSF Course - Other - The University of Adelaide ~ 2016 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2019 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Sharon Michelle Greber | 2003 | 1995 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Murdoch University ~ 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2019 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional |
| Simeon Levin | 2001 | 2005 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2008 - CFP Certification Program - Professional Designations - Financial Planning Association of Australia Limited ~ 2015 - Life Risk Specialist - Professional Designations - Financial Planning Association of Australia ~ 2016 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional |
| Warrick Michael Hanley | 1999 | 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2005 - SMSF Specialist Advisor (SSA) Accreditation - Professional Designations - SMSF Association ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2015 - 928 Margin Lending - Knowledge and Skills - Diploma (AQF 5) - Kaplan Professional ~ 2015 - Life Risk Specialist - Professional Designations - Financial Planning Association of Australia ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Ltd |
| Warwick Thomas Bird | 2013 | 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2016 - Margin Lending - Personal Advice - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2021 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Professional |
| William David Howard | 2010 | 2007 - Bachelor of Finance - Bachelor Degree (AQF 7) - The University of Newcastle ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education ~ 2014 - Advanced Diploma of Financial Planning FN60410 - Advanced Diploma (AQF 6) - RG146 Training Australia Pty Ltd ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2016 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |