This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Aaron Christopher Wijesinghe | 2018 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Applied Finance/Bachelor of Economics - Macquarie University ~ Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - University of New South Wales (UNSW) |
| Benjamin John Nash | 2011 | Bachelor of Commerce (Economics and Finance) - The University of Sydney ~ Master of Applied Finance - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Emily Djekovic | 2016 | Bachelor of Business and Commerce (Applied Finance) - University of Western Sydney ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Kaplan Professional Education ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Super Fund - Kaplan Professional Education |
| Roland XU | 0 | Bachelor of Applied Finance and Actuarial Studies - Macquarie University ~ Diploma of Finance and Mortgage Broking - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan |
| Salvatore Paul Miceli | 2018 | Advanced Diploma of Financial Planning - Kaplan Institute ~ Bachelor of Commerce - University of Notre Dame Australia ~ Diploma of Financial Planning - Kaplan Institute ~ Master of Financial Planning - Kaplan Professional |
| Timothy Brian Lea | 2023 | Master of Financial Planning - Deakin |
| Toby Moshe Shabtay | 2023 | Bachelor of Commerce - UNSW ~ Grad Dip Financial Planning - Kaplan |