This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Aaron Christopher Wijesinghe | 2018 | 2016 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2016 - Diploma of Financial Planning - - Kaplan Professional ~ 2018 - Bachelor of Applied Finance/Bachelor of Economics - - Macquarie University ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - University of New South Wales (UNSW) |
| Benjamin John Nash | 2011 | 2011 - Bachelor of Commerce (Economics and Finance) - - The University of Sydney ~ 2012 - Master of Applied Finance - - Kaplan ~ 2013 - Self Managed Superannuation Funds - - Kaplan ~ 2025 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Harry Joseph Marsh | 0 | 2021 - Bachelor of Arts and Business - Bachelor Degree (AQF 7) - UNSW ~ 2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Ian Robert Bell | 2018 | 2008 - Bachelor of Commerce (Accounting & Financial Planning) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2010 - Certificate in Applied Tax - - Taxation Institute of Australia ~ 2013 - Chartered Accountants Program - - Chartered Accountants Australia and New Zealand ~ 2020 - Ethics + Professionalism in Financial Advice - Bridging Course - Ethics - KAPLAN Professional |
| Joseph Losurdo | 2025 | 2021 - Bachelor of economics major in finance - Bachelor Degree (AQF 7) - University of Technology ~ 2023 - Graduate diploma of financial planning - Graduate Diploma (AQF 8) - KAPLAN |
| Martin William Van Rooy | 2018 | 2015 - Bachelor of Commerce (Financial Planning and Accounting) - Bachelor Degree (AQF 7) - Deakin University ~ 2020 - Master of Applied Finance (Financial Planning) - Masters Degree (AQF 9) - Charles Sturt University |
| Mitchell Stephen Wilson | 2025 | 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Swinburne University of Technology ~ 2023 - Accredited Listed Product Adviser Program - Certificate (AQF 1-4) - Kaplan Professional ~ 2024 - Margin Lending Specialist - Other - Kaplan Professional ~ 2024 - SMSF Regulations and Taxation - Certificate (AQF 1-4) - Kaplan Professional |
| Mohammad Ali Haidari | 2024 | 2020 - Bachelor of Applied Finance & Bachelor of Economics - Bachelor Degree (AQF 7) - Macquarie University ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Priyanka Kumar | 2024 | 2022 - Applied Finance - Bachelor Degree (AQF 7) - Macquarie University ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Reece Dolan | 2024 | 2022 - Graduate Diploma Financial Planning - Graduate Diploma (AQF 8) - University Technology Sydney ~ 2025 - Accredited Listed Product Adviser - Professional Designations - Kaplan Professional |
| Salvatore Paul Miceli | 2018 | 2016 - Diploma of Financial Planning - - Kaplan Institute ~ 2017 - Advanced Diploma of Financial Planning - - Kaplan Institute ~ 2017 - Bachelor of Commerce - - University of Notre Dame Australia ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Shane Andrew Kennealy | 2018 | 2009 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of South Australia ~ 2013 - Cavendish & ICFS Specialist SMSF Course - Other - The University of Adelaide ~ 2016 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2019 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Sophie Lee-anne Durkin | 0 | 2024 - Bachelor of Commerce, Finance - Bachelor Degree (AQF 7) - UNSW |
| Thomas Sturmann | 2024 | 2023 - Grad Dip Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Timothy Brian Lea | 2023 | 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin |