This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Amy Reed | 2017 | ALPA - Kaplan ~ Advanced Diploma of Financial Planning (FNS60410) - Kaplan ~ Diploma of Financial Planning(FNS50611) - Kaplan ~ SMSF - Kaplan ~ Tier 1 - Margin Lending - Personal Advice - Kaplan |
| Brendan Element | 1996 | ALPA - Kaplan ~ CFP - FPA ~ DFP - FPA ~ Margin Lending - Kaplan ~ SMSF - Kaplan |
| Imke Steyer | 2022 | Graduate Diploma Financial Planning - Kaplan ~ TFAv1 Tax for Financial Advising - KAPLAN Professional |
| Michael James Coupe | 2007 | ALPA - Kaplan ~ CFP - FPA ~ DFP - Kaplan ~ Margin Lending - Kaplan ~ SMSF Specialist Adviser - Kaplan |
| Rohan Mcpherson | 1994 | ALPA - ASX ~ CFP - FPA ~ Chartered Financial Analyst (CFA) - CFA Institute ~ DFP - FPA ~ SMSF - Tribeca |
| Timothy William Reppen | 2007 | ASX Listed Products - LPAC ~ Bachelor of Commerce - ANU ~ CFP - FPA ~ SMSF - Kaplan |