This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Amy Reed | 2017 | 2014 - Diploma of Financial Planning(FNS50611) - - Kaplan ~ 2016 - Advanced Diploma of Financial Planning (FNS60410) - - Kaplan ~ 2018 - ALPA - - Kaplan ~ 2018 - SMSF - - Kaplan ~ 2018 - Tier 1 - Margin Lending - Personal Advice - - Kaplan |
| Brendan Element | 1996 | 1997 - CFP - - FPA ~ 1997 - DFP - - FPA ~ 2011 - Margin Lending - - Kaplan ~ 2014 - ALPA - - Kaplan ~ 2014 - SMSF - - Kaplan |
| Imke Steyer | 2022 | 2021 - Graduate Diploma Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2023 - TFAv1 Tax for Financial Advising - Certificate (AQF 1-4) - KAPLAN Professional |
| Michael James Coupe | 2007 | 2008 - CFP - - FPA ~ 2008 - DFP - - Kaplan ~ 2011 - Margin Lending - - Kaplan ~ 2011 - SMSF Specialist Adviser - - Kaplan ~ 2014 - ALPA - - Kaplan |
| Rohan Mcpherson | 1994 | 1998 - CFP - - FPA ~ 2001 - DFP - - FPA ~ 2004 - ALPA - - ASX ~ 2005 - SMSF - - Tribeca ~ 2013 - Chartered Financial Analyst (CFA) - - CFA Institute |
| Timothy William Reppen | 2007 | 2000 - Bachelor of Commerce - - ANU ~ 2008 - CFP - - FPA ~ 2014 - ASX Listed Products - - LPAC ~ 2014 - SMSF - - Kaplan |