This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Barry John Crabtree | 1987 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Diploma of Financial Planning - Deakin University ~ Graduate Diploma of Financial Planning - Kaplan |
| Megan Louise Biar | 2018 | Diploma of Financial Planning - Kaplan ~ Financial Adviser Exam - FASEA ~ Graduate Diploma of Financial Planning - Kaplan |
| Scott Michael Mcconville | 2011 | Bachelor of Commerce (Finance Major) - Flinders University ~ DPML Margin Lending - Pinnacle Financial Services Academy ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Graduate Diploma of Financial Planning - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Tracey Margaret Edwards | 1985 | Certified Financial Planner - FPA ~ Diploma of Financial Planning - Deakin University ~ Diploma of Superannuation Management - Macquarie University ~ Financial Adviser Exam - FASEA ~ Graduate Diploma of Financial Planning - Kaplan |
| Warwick James Edwards | 2015 | ADVANCED Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Financial Adviser Exam - FASEA ~ Graduate Diploma of Financial Planning - Kaplan |