This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Barry John Crabtree | 1987 | 1993 - Diploma of Financial Planning - - Deakin University ~ 2019 - Accredited Listed Product Adviser Program - - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Megan Louise Biar | 2018 | 2018 - Diploma of Financial Planning - - Kaplan ~ 2020 - Financial Adviser Exam - Other - FASEA ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Scott Michael Mcconville | 2011 | 2009 - Bachelor of Commerce (Finance Major) - - Flinders University ~ 2011 - Diploma of Financial Services (Financial Planning) - - Pinnacle Financial Services Academy ~ 2012 - DPML Margin Lending - - Pinnacle Financial Services Academy ~ 2016 - Self Managed Superannuation Funds - - Kaplan ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Tracey Margaret Edwards | 1985 | 1995 - Diploma of Superannuation Management - - Macquarie University ~ 2001 - Diploma of Financial Planning - - Deakin University ~ 2002 - Certified Financial Planner - - FPA ~ 2020 - Financial Adviser Exam - Other - FASEA ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Warwick James Edwards | 2015 | 2007 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2016 - ADVANCED Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2020 - Financial Adviser Exam - Other - FASEA ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |