This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Ian Hartshorn | 2008 | Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Brett Robert Crabb | 2005 | Bachelor of Commerce - University of Western Australia ~ Graduate Diploma of Financial Planning - Kaplan Professional (formerly FINSIA) ~ Margin Lending & Geared Investments - Kaplan Professional |
| Brhane-fiseha Mesfin | 2022 | Bachelor of Commerce (Economics and Finance) - Curtin University ~ Bachelor of Commerce (Finance and Financial Planning) - Curtin University |
| Dion Weerasekera | 2015 | Bachelor of Business (Finance) - Edith Cowan University ~ Tier1: (921) Managed Investments - Kaplan Professional |
| Raynardo Brian Heinrich | 2013 | Bachelor of Commerce - University of Western Australia ~ Diploma of Financial Planning - Investment Banking Institute |